AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.4 |
| Non-Discretionary | $0.0 |
| Total | $1.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.4 |
| Institutional | $0.0 |
| Total | $1.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BRENTON POINT WEALTH ADVISORS LLC | $0.0 | 287603 | |
| WATERMARK SECURITIES, INC. | $0.0 | broker-dealer | 28683 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
6 active
| Name | Title |
|---|---|
| LINK, MICHAEL, GEORGE | TREASURER |
| PANISH, STUART, BERT | GENERAL COUNSEL |
| DIMENNA, JOSEPH, ANTHONY | MANAGING DIRECTOR |
| CANNON, KEVIN, P | CEO |
| LUCHINS, MOSHE, A | CHIEF COMPLIANCE OFFICER |
| KEYES, THOMAS, FRANCES | EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $1.4 | $0.0 | 0% | 31 | 0 | 0% |
| 2024-04-02 | $1.0 | $0.4 | 44% | 32 | -1 | -3% |
| 2023-04-04 | $1.1 | $0.3 | 32% | 32 | -1 | -3% |
| 2022-04-01 | $1.4 | $0.0 | 2% | 37 | -6 | -16% |
| 2021-04-05 | $1.4 | $0.0 | 0% | 39 | -8 | -21% |
| 2020-04-01 | $1.3 | $0.1 | 10% | 41 | -10 | -24% |
| 2019-04-01 | $1.3 | $0.1 | 10% | 40 | -9 | -22% |
| 2018-04-02 | $1.3 | $0.1 | 8% | 38 | -7 | -18% |
| 2017-04-01 | $0.6 | $0.8 | 138% | 44 | -13 | -30% |
| 2016-04-01 | $1.1 | $0.4 | 35% | 45 | -14 | -31% |
| 2015-04-01 | $1.2 | $0.3 | 23% | 47 | -16 | -34% |
| 2014-04-01 | $1.6 | -$0.2 | -11% | 52 | -21 | -40% |
| 2013-04-01 | $1.3 | $0.1 | 9% | 49 | -18 | -37% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV