AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $14.2 |
| Non-Discretionary | $0.0 |
| Total | $14.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $13.5 |
| Institutional | $0.7 |
| Total | $14.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 100% | $0.7 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NORTHERN TRUST INVESTMENTS, INCORPORATED | $1,114.8 | trust company | 105780 |
| NORTHERN TRUST GLOBAL INVESTMENTS LTD | $189.3 | 111900 | |
| NORTHERN TRUST SECURITIES, INC. | $1.3 | broker-dealer | 7927 |
| THE NORTHERN TRUST COMPANY | $0.0 | trust company | - |
| NORTHERN TRUST FUND MANAGERS (IRELAND) LIMITED | $0.0 | - | |
| THE NORTHERN TRUST COMPANY OF HONG KONG LIMITED | $0.0 | - | |
| 50 SOUTH CAPITAL (CAYMAN) GP, L.P. | $0.0 | - | |
| NT GLOBAL ADVISORS, INC | $0.0 | - | |
| NORTHERN TRUST GLOBAL INVESTMENTS JAPAN, K.K. | $0.0 | - | |
| DISTRESSED CREDIT OPPORTUNITIES FUND GP, L.P. | $0.0 | - | |
| PESOF V GP, L.P. | $0.0 | - | |
| PRIVATE EQUITY CORE FUND XI GP, L.P. | $0.0 | - | |
| GLOBAL VENTURE CAPITAL OPPORTUNITIES II GP, L.P. | $0.0 | - | |
| DIRECT CO-INVESTMENT FUND GP, L.P. | $0.0 | - | |
| PRIVATE EQUITY CORE FUND X GP, L.P. | $0.0 | - | |
| NORTHERN TRUST ASSET MANAGEMENT AUSTRALIA PTY LTD | $0.0 | - | |
| 1818 CO-INVESTMENT FUND GP, L.P. | $0.0 | - | |
| DIVERSIFIED G.P. | $0.0 | - | |
| 1889 GROWTH FUND GP, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| MORGAN, ROBERT, PAUL | CHIEF EXECUTIVE OFFICER/ELECTED MANAGER |
| BUTH, JEFFREY, RAY | CHIEF FINANCIAL OFFICER/ELECTED MANAGER |
| MCINERNEY, JOSEPH, WALLACE | ELECTED MANAGER |
| MANIOUDAKIS, ANGELO, GEORGE | ELECTED MANAGER |
| REDEKER, JUSTIN, RYAN | GENERAL COUNSEL |
| KUMAR, ARCHANA | ELECTED MANAGER |
| MUINOS, ANTONIO | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $14.2 | $0.0 | 0% | 55 | 0 | 0% |
| 2025-04-21 | $14.2 | $0.0 | 0% | 55 | 0 | 0% |
| 2024-04-02 | $12.0 | $2.3 | 19% | 54 | 1 | 2% |
| 2023-04-04 | $12.1 | $2.2 | 18% | 50 | 5 | 10% |
| 2022-04-01 | $9.9 | $4.4 | 44% | 43 | 12 | 28% |
| 2021-04-05 | $8.0 | $6.2 | 78% | 41 | 14 | 34% |
| 2020-04-01 | $6.4 | $7.8 | 122% | 38 | 17 | 45% |
| 2019-04-01 | $8.6 | $5.6 | 65% | 33 | 22 | 67% |
| 2018-04-02 | $7.4 | $6.9 | 93% | 31 | 24 | 77% |
| 2017-04-01 | $7.0 | $7.2 | 103% | 30 | 25 | 83% |
| 2016-04-01 | $5.4 | $8.8 | 164% | 25 | 30 | 120% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, CA-03/31/2022, CT-03/30/2020, IL-04/08/2015, IN-03/30/2020, ND-03/31/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV