55IP
Latest filing: Mar 31, 2025 (218 days ago)
AUM
$27,921,787,334
60% change vs. 1 year ago
501% change vs. 3 years ago
8761% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
76
3% change vs. 1 year ago
117% change vs. 3 years ago
375% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BOSTON, MA
ONE LIBERTY SQUARE, BOSTON, MA, UNITED STATES, 02109
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $27.9 |
| Non-Discretionary | $0.0 |
| Total | $27.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $27.9 |
| Total | $27.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $9.4 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $5.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $27.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $27.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 96% | $26.8 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.8 |
| Other | 0% | $0.0 |
| Total | 100% | $27.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,985.3 | 107038 | |
| J.P. MORGAN SECURITIES LLC | $352.6 | broker-dealer | 79 |
| JPMORGAN CHASE BANK, N.A. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| SHAH, SACHIN, A | CHIEF OPERATING OFFICER |
| GAMBLE, PAUL, ALEXANDER | CHIEF EXECUTIVE OFFICER |
| BAIRATHI, SWATI | CHIEF PRODUCT OFFICER |
| SCHIFFMAN, MELISSA | CHIEF COMPLIANCE OFFICER |
| LEKSTUTIS, CARMINE | ASSISTANT GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $27.9 | $0.0 | 0% | 76 | 0 | 0% |
| 2025-04-21 | $27.9 | $0.0 | 0% | 76 | 0 | 0% |
| 2024-04-02 | $17.5 | $10.4 | 60% | 74 | 2 | 3% |
| 2023-04-04 | $8.6 | $19.3 | 223% | 54 | 22 | 41% |
| 2022-04-01 | $4.6 | $23.3 | 501% | 35 | 41 | 117% |
| 2021-04-05 | $1.4 | $26.5 | 1927% | 25 | 51 | 204% |
| 2020-04-01 | $0.3 | $27.6 | 8761% | 16 | 60 | 375% |
| 2019-04-01 | $0.2 | $27.8 | 17841% | 13 | 63 | 485% |
| 2018-04-02 | $0.0 | $27.9 | 72029% | 10 | 66 | 660% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-03/31/2021, AL-03/31/2021, AR-03/31/2021, AZ-03/31/2021, CA-03/31/2021, CO-03/31/2021, CT-03/31/2021, DC-03/31/2021, DE-03/31/2021, FL-12/21/2020, GA-03/31/2021, HI-03/31/2021, IA-03/31/2021, ID-03/31/2021, IL-04/06/2021, IN-03/31/2021, KS-03/31/2021, KY-03/31/2021, LA-12/21/2020, MA-02/14/2020, MD-03/31/2021, ME-03/31/2021, MI-03/31/2021, MN-03/31/2021, MO-03/31/2021, MS-03/31/2021, MT-03/31/2021, NC-03/31/2021, ND-03/31/2021, NE-03/31/2021, NH-03/31/2021, NJ-01/04/2021, NM-03/31/2021, NV-03/31/2021, NY-12/21/2020, OH-03/31/2021, OK-03/31/2021, OR-03/31/2021, PA-03/31/2021, PR-03/31/2021, RI-03/31/2021, SC-03/31/2021, SD-03/31/2021, TN-03/31/2021, TX-12/21/2020, UT-03/31/2021, VA-03/31/2021, VI-03/31/2021, VT-03/31/2021, WA-03/31/2021, WI-03/31/2021, WV-03/31/2021, WY-03/31/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV