J.P. MORGAN SECURITIES LLC

Latest filing: Mar 28, 2025 (33 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$352,605,441,286

41% change vs. 1 year ago

53% change vs. 3 years ago

116% change vs. 5 years ago

408% change vs. 10 years ago

Employee Count

8,327

8% change vs. 1 year ago

9% change vs. 3 years ago

28% change vs. 5 years ago

37% change vs. 10 years ago

Main Office

NEW YORK, NY

383 MADISON AVE, NEW YORK, NY, UNITED STATES, 10179

Client AUM

Discretion	AUM
Discretionary	$289.3
Non-Discretionary	$63.3
Total	$352.6

Client	AUM
Retail	$317.3
Pooled	$0.0
Institutional	$35.3
Total	$352.6

Retail	Accounts	AUM
Individual	780,713	$123.6
Average Individual AUM		$158,275
HNW	264,682	$193.7
Average HNW AUM		$731,928
Retail Total	1,045,395	$317.3
Average Retail AUM		$303,518

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
J.P. MORGAN SECURITIES LLC	NEW YORK-NY-USA	$185.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$352.6
Retail SMA AUM	$317.3
Institutional SMA AUM	$35.3

Asset Class	%	AUM
Equity Exch	21%	$74.0
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	15%	$52.9
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	61%	$215.1
Other Pools	0%	$0.0
Cash	3%	$10.6
Other	0%	$0.0
Total	100%	$352.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
J.P. MORGAN INVESTMENT MANAGEMENT INC.	$2,985.3		107038
JPMORGAN ASSET MANAGEMENT (UK) LIMITED	$386.0		135960
J.P. MORGAN PRIVATE INVESTMENTS INC.	$375.6		110186
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	$86.3		108559
55I, LLC	$27.9		286620
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.	$21.8		20989
HIGHBRIDGE CAPITAL MANAGEMENT, LLC	$7.5		134776
BEIJING EQUITY INVESTMENT DEVELOPMENT MANAGEMENT CO., LTD.	$0.0		162933
JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L.	$0.0		304190
BEAR STEARNS ASSET MANAGEMENT INC.	$0.0		113359
JPMORGAN CHASE BANK N.A.	$0.0	trust company	-
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.	$0.0	broker-dealer	102920
JPMORGAN DISTRIBUTION SERVICES, INC.	$0.0	broker-dealer	104234

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

18 active

Name	Title
COLLINS, JAMES MICHAEL IAPD Broker	CHIEF FINANCIAL OFFICER
SIPPEL, JASON EDWIN IAPD Broker	CEO, CHAIR, ELECTED MANAGER
DEMPSEY, PATRICK PAUL IAPD Broker	TREASURER
TEPPER, ERIC D. IAPD Broker	ELECTED MANAGER
JURY, CLAUDIA IAPD Broker	ELECTED MANAGER
KLION, ROGER IAPD Broker	CHIEF OPERATING OFFICER
SIMMONS, JOHN E IAPD Broker	ELECTED MANAGER
SIEG, WILLIAM PHILIP IAPD Broker	ELECTED MANAGER
BISESI, BRIAN J IAPD Broker	ELECTED MANAGER
MCCRUM, CARRIE IAPD Broker	ELECTED MANAGER
BARTOLOMEI, DANIELLE IAPD Broker	CHIEF COMPLIANCE OFFICER - BROKER DEALER
CHOI, MICHAEL IAPD Broker	CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER
FOLEY, KEVIN J IAPD Broker	ELECTED MANAGER
VIENICK, PAUL IAPD Broker	ELECTED MANAGER
AIDELSON, DAVID IAPD Broker	CHIEF LEGAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

11,641 active representatives found, showing 20 random

Name	City	State	Exams
RICHARD GRUNDER	NEW YORK	NY	S66\|2001-11-06\|S65\|2024-04-03
JILLIAN ZABROSKY	NEW YORK	NY	S66\|2022-06-01
GINA BOSETTI	NEW YORK	NY	S66\|2011-01-17
BAILEY LEWIS	NEW YORK	NY	S66\|2023-08-25
SCOTT TRAVERS	NEW YORK	NY	S63\|2008-03-28\|S65\|2024-04-24
AMANDA SCHEIDT	NEW YORK	NY	S66\|2022-01-07
MAX SHOCKETT	NEW YORK	NY	S66\|2022-10-21
GABRIEL MCCLOSKEY	NEW YORK	NY	S66\|2021-12-14
JONATHAN ROZEN	NEW YORK	NY	S66\|2024-03-20
MATTHEW MCDONALD	NEW YORK	NY	S66\|2017-03-04\|S65\|2023-05-19
MICHAEL D'AMELIO	NEW YORK	NY	S63\|2002-03-08\|S65\|2008-04-25
ELIZABETH CARPENTER	NEW YORK	NY	S66\|2022-09-03\|S63\|2021-12-13
FERNANDO REMIGIO	NEW YORK	NY	S63\|2012-12-04\|S66\|2023-01-30
NICHOLAS HAMILTON	NEW YORK	NY	S66\|2023-09-13
BERHANU MEKONNEN	NEW YORK	NY	S66\|2021-01-05
CRAIG PITZ	NEW YORK	NY	S66\|2021-03-08
JOSHUA MANDELBAUM	NEW YORK	NY	S63\|2009-10-20\|S65\|2024-03-15
BRYAN BELOFF	NEW YORK	NY	S66\|2017-08-17
MADISON BRENCHAK	NEW YORK	NY	S66\|2022-08-30
NAGHMEH MOSSAYI	NEW YORK	NY	S66\|2014-05-16

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-04-21	$352.6	$0.0	0%	8,327	0	0%
2024-04-02	$249.7	$102.9	41%	7,685	642	8%
2023-04-04	$212.9	$139.7	66%	7,098	1,229	17%
2022-04-01	$229.7	$122.9	53%	7,626	701	9%
2021-04-05	$188.3	$164.3	87%	7,038	1,289	18%
2020-04-01	$163.4	$189.2	116%	6,521	1,806	28%
2019-04-01	$130.3	$222.3	171%	7,383	944	13%
2018-04-02	$112.5	$240.1	213%	5,713	2,614	46%
2017-04-01	$81.6	$271.0	332%	5,093	3,234	63%
2016-04-01	$70.7	$281.9	398%	6,100	2,227	37%
2015-04-01	$69.4	$283.2	408%	6,100	2,227	37%
2014-04-01	$57.6	$295.0	512%	5,800	2,527	44%
2013-04-01	$43.6	$309.0	708%	5,700	2,627	46%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NY, AK-07/21/1987, AL-04/18/1991, AR-07/17/1987, AZ-10/02/2008, CA-07/08/1997, CO-02/02/2005, CT-08/19/1997, DC-01/16/1994, DE-09/22/2003, FL-06/25/1984, GA-01/02/1992, HI-01/01/1988, IA-01/01/1999, ID-08/19/1987, IL-10/29/1985, IN-01/17/2003, KS-07/16/1987, KY-11/21/1997, LA-09/28/2001, MD-11/07/1990, ME-01/01/1998, MI-02/02/2005, MN-07/17/1987, MO-11/20/1998, MS-05/03/2001, MT-11/07/1997, NC-01/17/2003, ND-07/16/1987, NE-07/31/1997, NH-09/24/1984, NJ-01/01/1961, NM-08/19/1987, NV-12/13/1990, NY-04/11/1986, OH-09/27/2001, OK-01/01/1998, OR-01/28/2001, PA-10/26/1981, PR-09/16/1987, RI-01/01/1993, SC-07/23/1987, SD-05/15/1986, TN-01/12/1998, TX-01/29/1985, UT-12/03/1990, VA-07/24/1987, VI-03/30/2010, VT-11/04/1994, WA-04/01/1988, WI-07/01/1985, WV-07/15/1987, WY-07/05/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

BROKER DEALER
FUTURES MERCHANT
INSURANCE AGENT
SWAP DEALER

ADVDB.CO • SOURCE: SEC FORM ADV