AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $12.8 |
| Non-Discretionary | $9.0 |
| Total | $21.8 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $5.0 |
| Institutional | $16.2 |
| Total | $21.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 39 | $0.6 |
| Average HNW AUM | $15,294,692 | |
| Retail Total | 39 | $0.6 |
| Average Retail AUM | $15,294,692 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST CORPORATION | CHICAGO-IL-USA | $4.4 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | COLUMBUS-OH-USA | $4.0 |
| J.P. MORGAN (SUISSE) SA | GENEVA--CHE | $2.3 |
| J.P. MORGAN SE | FRANKFURT AM MAIN--DEU | $2.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $16.8 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $16.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 98% | $16.5 |
| Cash | 2% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $16.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,985.3 | 107038 | |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED | $386.0 | 135960 | |
| J.P. MORGAN SECURITIES LLC | $352.6 | broker-dealer | 79 |
| SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED | $3.8 | 106201 | |
| JPMORGAN CHASE BANK, N.A. | $0.0 | trust company | - |
| JPMORGAN FUNDS (ASIA) LTD | $0.0 | - | |
| J.P. MORGAN ASSET MANAGEMENT (JAPAN) LIMITED | $0.0 | - | |
| J.P. MORGAN (SUISSE) SA | $0.0 | - | |
| JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. | $0.0 | 304190 | |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | $0.0 | broker-dealer | 102920 |
| JPMORGAN ASSET MANAGEMENT (CANADA) INC. | $0.0 | - | |
| J.P. MORGAN SE | $0.0 | - | |
| JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| DIVUOLO, THOMAS, JOSEPH | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER |
| ZUMMO, PAUL, ANTHONY | CHIEF INVESTMENT OFFICER/DIRECTOR |
| RULE, KIRK, DAVID | CHIEF COMPLIANCE OFFICER |
| BURKE, BRIAN, JOSEPH | DIRECTOR |
| DEBORD, DANIEL | DIRECTOR |
| ROBINSON, BRANDON, MATHIAS | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $21.8 | $0.0 | 0% | 64 | 0 | 0% |
| 2025-04-21 | $21.8 | $0.0 | 0% | 64 | 0 | 0% |
| 2024-04-02 | $18.8 | $3.0 | 16% | 59 | 5 | 8% |
| 2023-04-04 | $18.1 | $3.7 | 20% | 56 | 8 | 14% |
| 2022-04-01 | $17.3 | $4.5 | 26% | 51 | 13 | 25% |
| 2021-04-05 | $13.7 | $8.1 | 59% | 53 | 11 | 21% |
| 2020-04-01 | $12.3 | $9.5 | 77% | 62 | 2 | 3% |
| 2019-04-01 | $11.3 | $10.5 | 93% | 60 | 4 | 7% |
| 2018-04-02 | $11.7 | $10.1 | 86% | 82 | -18 | -22% |
| 2017-04-01 | $13.0 | $8.8 | 68% | 87 | -23 | -26% |
| 2016-04-01 | $13.3 | $8.5 | 63% | 84 | -20 | -24% |
| 2015-04-01 | $12.7 | $9.1 | 71% | 83 | -19 | -23% |
| 2014-04-01 | $11.1 | $10.7 | 97% | 72 | -8 | -11% |
| 2013-04-01 | $9.7 | $12.1 | 124% | 72 | -8 | -11% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV