AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.2 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 75 | $0.1 |
| Average Individual AUM | $711,026 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 75 | $0.1 |
| Average Retail AUM | $711,026 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 69% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 16% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NFP RETIREMENT INC. | $118.0 | 121254 | |
| WEALTHSPIRE ADVISORS LLC | $25.8 | 106181 | |
| NFP EXECUTIVE BENEFITS, LLC | $0.0 | - | |
| NFP PROPERTY & CASUALTY SERVICES, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 3 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 25% | 3 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.1 | 44% | 3 | 0 | 0% |
| 2022-04-01 | $0.5 | $0.0 | 1% | 5 | -2 | -40% |
| 2021-04-05 | $0.5 | $0.0 | 2% | 5 | -2 | -40% |
| 2020-04-01 | $0.4 | $0.1 | 20% | 5 | -2 | -40% |
| 2019-04-01 | $0.5 | $0.0 | -2% | 5 | -2 | -40% |
| 2018-04-02 | $0.4 | $0.0 | 5% | 5 | -2 | -40% |
| 2017-04-01 | $0.4 | $0.1 | 20% | 5 | -2 | -40% |
| 2016-04-01 | $0.4 | $0.1 | 28% | 5 | -2 | -40% |
| 2015-04-01 | $0.4 | $0.1 | 30% | 5 | -2 | -40% |
| 2014-04-01 | $0.3 | $0.1 | 38% | 5 | -2 | -40% |
| 2013-04-01 | $0.3 | $0.1 | 47% | 5 | -2 | -40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-12/21/2012, CT-12/21/2012, FL-12/26/2012, IL-01/07/2020, KY-01/02/2020, NC-12/19/2016, NH-12/16/2015, NJ-01/11/2013, NY-11/05/2003, OR-12/21/2012, PR-12/05/2023, TX-12/09/2022, VA-12/09/2022, WA-12/05/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV