WEALTHSPIRE ADVISORS

Latest filing: Mar 28, 2025 (88 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$25,786,873,286

37% change vs. 1 year ago

80% change vs. 3 years ago

326% change vs. 5 years ago

516% change vs. 10 years ago

Employee Count

335

29% change vs. 1 year ago

82% change vs. 3 years ago

598% change vs. 5 years ago

857% change vs. 10 years ago

Main Office

NEW YORK, NY

521 FIFTH AVENUE, NEW YORK, NY, UNITED STATES, 10175

Client AUM

Discretion	AUM
Discretionary	$25.2
Non-Discretionary	$0.6
Total	$25.8

Client	AUM
Retail	$24.9
Pooled	$0.0
Institutional	$0.9
Total	$25.8

Retail	Accounts	AUM
Individual	4,157	$2.0
Average Individual AUM		$473,773
HNW	4,425	$22.9
Average HNW AUM		$5,177,754
Retail Total	8,582	$24.9
Average Retail AUM		$2,899,211

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	SAN FRANCISCO-CA-USA	$17.6
NATIONAL FINANCIAL SERVICES LLC	BOSTON-MA-USA	$1.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$25.8
Retail SMA AUM	$24.9
Institutional SMA AUM	$0.9

Asset Class	%	AUM
Equity Exch	56%	$14.4
Equity Non-Exch	0%	$0.0
Govt Agency	1%	$0.3
Municipal	3%	$0.8
Sovereign	0%	$0.0
IG Credit	1%	$0.3
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	33%	$8.5
Other Pools	0%	$0.0
Cash	6%	$1.5
Other	0%	$0.0
Total	100%	$25.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
NFP RETIREMENT INC.	$118.0		121254
FIDUCIENT ADVISORS LLC	$67.6		106720
GM ADVISORY GROUP, LLC	$3.7		147592
PRIVATE OCEAN, LLC	$2.8		110666
ACG ADVISORY SERVICES, LLC	$0.5		106259
NEWPORT PRIVATE WEALTH INC.	$0.0		-
LENOX ADVISORS, INC.	$0.0		119386
MICHAEL J. BURKE	$0.0	accountancy	-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

20 active

Name	Title
SCHNEIDER, BRETT, RONALD IAPD Broker	DIRECTOR
LIESER, LORI, MICHELL IAPD Broker	VICE PRESIDENT
SONTAG, ERIC, MATTHEW IAPD Broker	PRESIDENT & CHIEF OPERATIONS OFFICER
O'MALLEY, EDWARD, GEORGE IAPD Broker	DIRECTOR
MOO, VERONICA, EI CHUN IAPD Broker	DIRECTOR
STASTNEY, HOYT, RONALD IAPD Broker	CHIEF LEGAL OFFICER
LAMENA, MICHAEL, ANTHONY IAPD Broker	CHIEF EXECUTIVE OFFICER
DEL PRIORE, MICHAEL, J IAPD Broker	CHIEF COMPLIANCE OFFICER
POWERS, BRIAN, DAVID IAPD Broker	CHIEF FINANCIAL OFFICER
MORIARTY, MICHAEL, JOSEPH IAPD Broker	CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

153 active representatives found, showing 20 random

Name	City	State	Exams	Designations
JOHN WOLFF	NEW YORK	NY	S63\|1988-07-15\|S65\|1996-09-04	CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL CONSULTANT
JUSTIN CONE	NEW YORK	NY	S65\|2021-06-16
RILEY KEENAN	NEW YORK	NY	S65\|2021-09-08
KATHRYN O'CONNOR	NEW YORK	NY	S65\|2023-09-05
PIETRO MESSINA	NEW YORK	NY	S66\|2014-07-29	CERTIFIED FINANCIAL PLANNER
INESSA MISCHENKO	NEW YORK	NY	S65\|2008-09-22\|S66\|1999-06-21
RICK VAN BENSCHOTEN	NEW YORK	NY	S63\|1988-10-14	CERTIFIED FINANCIAL PLANNER
WILLIAM SCHWARTZ	NEW YORK	NY	S65\|1996-05-01\|S66\|2003-03-04	CERTIFIED FINANCIAL PLANNER
MADELYN OEMIG	NEW YORK	NY	S65\|2023-08-10
MYKA KOENEN	NEW YORK	NY	S65\|2013-06-06	CERTIFIED FINANCIAL PLANNER
CONNOR DARRELL	NEW YORK	NY	S65\|2014-07-01\|S63\|2015-09-19
RYAN JORDAN	NEW YORK	NY	S65\|2021-08-14
ROBERT GRYBOSKI	NEW YORK	NY	S63\|1997-12-29\|S65\|2018-08-30
EMILY PERSCHBACHER	NEW YORK	NY	S65\|2022-05-23
STEPHANIE FORRESTER	NEW YORK	NY	S65\|2017-09-08	CERTIFIED FINANCIAL PLANNER
SETH STARR	NEW YORK	NY	S63\|1997-11-21	CERTIFIED FINANCIAL PLANNER
TATIANA DADYKINA	NEW YORK	NY	S65\|2016-02-17\|S63\|2015-12-11	CERTIFIED FINANCIAL PLANNER
DAVID EDWARDS	NEW YORK	NY
MARIANNE ESCHE	NEW YORK	NY	S65\|2022-08-17
KEVIN BRADY	NEW YORK	NY	S63\|2013-11-04\|S66\|2018-01-26	CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-05-02	$25.8	$0.0	0%	335	0	0%
2025-04-21	$25.8	$0.0	0%	335	0	0%
2024-04-02	$18.9	$6.9	37%	259	76	29%
2023-04-04	$16.3	$9.5	58%	250	85	34%
2022-04-01	$14.3	$11.5	80%	184	151	82%
2021-04-05	$10.9	$14.8	136%	144	191	133%
2020-04-01	$6.0	$19.7	326%	48	287	598%
2019-04-01	$5.0	$20.8	416%	40	295	738%
2018-04-02	$4.8	$21.0	438%	38	297	782%
2017-04-01	$4.1	$21.7	526%	40	295	738%
2016-04-01	$4.1	$21.7	526%	40	295	738%
2015-04-01	$4.2	$21.6	516%	35	300	857%
2014-04-01	$3.9	$21.9	559%	32	303	947%
2013-04-01	$3.3	$22.5	674%	31	304	981%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NY, AK-07/20/2022, AL-03/31/2022, AR-07/20/2022, AZ-12/05/2014, CA-01/05/1996, CO-07/14/1999, CT-02/23/2000, DC-08/05/1995, DE-01/03/2021, FL-01/05/1996, GA-03/27/2008, HI-01/03/2021, IA-01/03/2021, ID-07/29/2021, IL-04/08/2008, IN-01/03/2021, KS-01/03/2021, KY-03/31/2022, LA-01/03/2021, MA-02/11/2004, MD-02/11/2004, ME-03/31/2022, MI-03/28/2007, MN-01/03/2021, MO-01/03/2021, MS-07/20/2022, MT-03/31/2022, NC-05/18/2009, ND-07/20/2022, NE-07/29/2021, NH-04/09/2018, NJ-08/24/1995, NM-01/03/2021, NV-01/03/2021, NY-07/21/1995, OH-03/28/2019, OK-04/09/2018, OR-04/09/2018, PA-06/15/2007, RI-03/31/2014, SC-01/03/2021, SD-07/20/2022, TN-01/03/2021, TX-07/15/1996, UT-12/05/2014, VA-11/21/1995, VT-01/03/2021, WA-05/18/2009, WI-01/03/2021, WV-07/29/2021, WY-07/20/2022

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV