WEALTHSPIRE ADVISORS

Latest filing: May 12, 2025 (125 days ago)
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AUM

$25,786,873,286
37% change vs. 1 year ago
80% change vs. 3 years ago
326% change vs. 5 years ago
516% change vs. 10 years ago

Employee Count

335
29% change vs. 1 year ago
82% change vs. 3 years ago
598% change vs. 5 years ago
857% change vs. 10 years ago

Main Office

NEW YORK, NY
521 FIFTH AVENUE, NEW YORK, NY, UNITED STATES, 10175

Client AUM

Discretion AUM
Discretionary $25.2
Non-Discretionary $0.6
Total $25.8
Client AUM
Retail $24.9
Pooled $0.0
Institutional $0.9
Total $25.8
Retail Accounts AUM
Individual 4,157 $2.0
Average Individual AUM $473,773
HNW 4,425 $22.9
Average HNW AUM $5,177,754
Retail Total 8,582 $24.9
Average Retail AUM $2,899,211

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $17.6
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $1.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $25.8
Retail SMA AUM $24.9
Institutional SMA AUM $0.9
Asset Class % AUM
Equity Exch 56% $14.4
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.3
Municipal 3% $0.8
Sovereign 0% $0.0
IG Credit 1% $0.3
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 33% $8.5
Other Pools 0% $0.0
Cash 6% $1.5
Other 0% $0.0
Total 100% $25.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
NFP RETIREMENT INC. $118.0 121254
FIDUCIENT ADVISORS LLC $67.6 106720
GM ADVISORY GROUP, LLC $3.7 147592
PRIVATE OCEAN, LLC $2.8 110666
ACG ADVISORY SERVICES, LLC $0.5 106259
NEWPORT PRIVATE WEALTH INC. $0.0 -
LENOX ADVISORS, INC. $0.0 119386
MICHAEL J. BURKE $0.0 accountancy -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

20 active

Name Title
SCHNEIDER, BRETT, RONALD DIRECTOR
LIESER, LORI, MICHELL VICE PRESIDENT
SONTAG, ERIC, MATTHEW PRESIDENT & CHIEF OPERATIONS OFFICER
O'MALLEY, EDWARD, GEORGE DIRECTOR
MOO, VERONICA, EI CHUN DIRECTOR
STASTNEY, HOYT, RONALD CHIEF LEGAL OFFICER
LAMENA, MICHAEL, ANTHONY CHIEF EXECUTIVE OFFICER
DEL PRIORE, MICHAEL, J CHIEF COMPLIANCE OFFICER
POWERS, BRIAN, DAVID CHIEF FINANCIAL OFFICER
MORIARTY, MICHAEL, JOSEPH CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

153 active representatives found, showing 20 random

Name City State Exams Designations
CRYSTAL COX NEW YORK NY S66|2012-07-26 CERTIFIED FINANCIAL PLANNER
JENNIFER GIEMZA NEW YORK NY S66|2008-03-14 CERTIFIED FINANCIAL PLANNER
KARL STIEGMANN NEW YORK NY S65|2017-04-27 CERTIFIED FINANCIAL PLANNER
CASEY HARDY NEW YORK NY S63|2018-08-03|S66|2019-06-28
DONALD FARREN NEW YORK NY S65|2001-01-11 CERTIFIED FINANCIAL PLANNER
KEVIN BRADY NEW YORK NY S63|2013-11-04|S66|2018-01-26 CERTIFIED FINANCIAL PLANNER
LIMIN LEE NEW YORK NY S63|1999-02-26
AVIVA PINTO NEW YORK NY S63|1999-09-16|S65|1992-06-24|S66|2008-10-29
KEVIN KOSGARD NEW YORK NY S63|1999-06-24|S65|2006-11-20
ABBY BARE NEW YORK NY S63|2003-01-20|S66|2007-09-13
CRAIG FASANO NEW YORK NY S63|2005-06-03
LINDSEY SLABY NEW YORK NY S63|2018-03-27|S66|2021-09-09
KEVIN SMITH NEW YORK NY S63|2006-05-12|S65|2009-03-06 CERTIFIED FINANCIAL PLANNER
BRUCE LANING NEW YORK NY S65|1997-04-01 CHARTERED FINANCIAL ANALYST
GREGORY REYNHOLDS NEW YORK NY S65|2006-02-24|S66|2002-05-07
ALLAIRE LANGDON NEW YORK NY CERTIFIED FINANCIAL PLANNER
CHRISTOPHER JENNINGS NEW YORK NY S66|2014-06-30 CERTIFIED FINANCIAL PLANNER
THOMAS KAVANAGH NEW YORK NY S63|2014-11-26 CERTIFIED FINANCIAL PLANNER
JOHN DOBSON NEW YORK NY S65|2018-08-20
AMANDA CAMPBELL NEW YORK NY CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-08-01 $25.8 $0.0 0% 335 0 0%
2025-04-21 $25.8 $0.0 0% 335 0 0%
2024-04-02 $18.9 $6.9 37% 259 76 29%
2023-04-04 $16.3 $9.5 58% 250 85 34%
2022-04-01 $14.3 $11.5 80% 184 151 82%
2021-04-05 $10.9 $14.8 136% 144 191 133%
2020-04-01 $6.0 $19.7 326% 48 287 598%
2019-04-01 $5.0 $20.8 416% 40 295 738%
2018-04-02 $4.8 $21.0 438% 38 297 782%
2017-04-01 $4.1 $21.7 526% 40 295 738%
2016-04-01 $4.1 $21.7 526% 40 295 738%
2015-04-01 $4.2 $21.6 516% 35 300 857%
2014-04-01 $3.9 $21.9 559% 32 303 947%
2013-04-01 $3.3 $22.5 674% 31 304 981%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/20/2022, AL-03/31/2022, AR-07/20/2022, AZ-12/05/2014, CA-01/05/1996, CO-07/14/1999, CT-02/23/2000, DC-08/05/1995, DE-01/03/2021, FL-01/05/1996, GA-03/27/2008, HI-01/03/2021, IA-01/03/2021, ID-07/29/2021, IL-04/08/2008, IN-01/03/2021, KS-01/03/2021, KY-03/31/2022, LA-01/03/2021, MA-02/11/2004, MD-02/11/2004, ME-03/31/2022, MI-03/28/2007, MN-01/03/2021, MO-01/03/2021, MS-07/20/2022, MT-03/31/2022, NC-05/18/2009, ND-07/20/2022, NE-07/29/2021, NH-04/09/2018, NJ-08/24/1995, NM-01/03/2021, NV-01/03/2021, NY-07/21/1995, OH-03/28/2019, OK-04/09/2018, OR-04/09/2018, PA-06/15/2007, RI-03/31/2014, SC-01/03/2021, SD-07/20/2022, TN-01/03/2021, TX-07/15/1996, UT-12/05/2014, VA-11/21/1995, VT-01/03/2021, WA-05/18/2009, WI-01/03/2021, WV-07/29/2021, WY-07/20/2022
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV