WEALTHSPIRE ADVISORS
Latest filing: Mar 28, 2025 (88 days ago)
AUM
$3,682,831,523
21% change vs. 1 year ago
17% change vs. 3 years ago
75% change vs. 5 years ago
541% change vs. 10 years ago
Employee Count
46
10% change vs. 1 year ago
2% change vs. 3 years ago
24% change vs. 5 years ago
142% change vs. 10 years ago
Main Office
MELVILLE, NY
400 BROADHOLLOW ROAD, MELVILLE, NY, UNITED STATES, 11747
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.7 |
| Non-Discretionary | $1.0 |
| Total | $3.7 |
| Client | AUM |
|---|---|
| Retail | $3.6 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $3.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 292 | $0.1 |
| Average Individual AUM | $278,433 | |
| HNW | 403 | $3.5 |
| Average HNW AUM | $8,718,306 | |
| Retail Total | 695 | $3.6 |
| Average Retail AUM | $5,172,345 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $1.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.7 |
| Retail SMA AUM | $3.6 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 23% | $0.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.1 |
| Municipal | 3% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 47% | $1.7 |
| Other Pools | 17% | $0.6 |
| Cash | 5% | $0.2 |
| Other | 1% | $0.0 |
| Total | 100% | $3.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NFP RETIREMENT INC. | $118.0 | 121254 | |
| WEALTHSPIRE ADVISORS LLC | $25.8 | 106181 | |
| PRIVATE OCEAN, LLC | $2.8 | 110666 | |
| ACG ADVISORY SERVICES, LLC | $0.5 | 106259 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
22 active
| Name | Title |
|---|---|
| IAMUNNO, MARGARET, ANN | SENIOR VICE PRESIDENT, MELVILLE OFFICE LEAD |
| SCHNEIDER, BRETT, RONALD | DIRECTOR |
| LIESER, LORI, MICHELL | VICE PRESIDENT |
| SONTAG, ERIC, MATTHEW | PRESIDENT & CHIEF OPERATIONS OFFICER |
| O'MALLEY, EDWARD, GEORGE | DIRECTOR |
| MORIARTY, MICHAEL, JOSEPH | CHIEF INVESTMENT OFFICER |
| MOO, VERONICA, EI CHUN | DIRECTOR |
| STASTNEY, HOYT, RONALD | CHIEF LEGAL OFFICER |
| POWERS, BRIAN, DAVID | CHIEF FINANCIAL OFFICER |
| LAMENA, MICHAEL, ANTHONY | CHIEF EXECUTIVE OFFICER |
| DEL PRIORE, MICHAEL, J | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
15 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHRISTOPHER CASTELLANO | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| FRANK LAVRIGATA | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| TAYLOR STATHIS | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| FRANK MARZANO | MELVILLE | NY | S63|1998-06-01 | CERTIFIED FINANCIAL PLANNER | |||||
| FRANCIS BALAS | MELVILLE | NY | CHARTERED FINANCIAL ANALYST | ||||||
| BRIAN MCAULIFFE | MELVILLE | NY | S63|1985-03-21|S66|2004-03-12 | ||||||
| MICHAEL BUETI | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| ANDREW FRATTAROLI | MELVILLE | NY | S66|2021-09-21 | ||||||
| ERIC BERNSTEIN | MELVILLE | NY | |||||||
| PATRICK WREN | MELVILLE | NY | S65|2006-08-11 | ||||||
| ROSEMARY TIMONEY | MELVILLE | NY | S63|2005-01-11|S66|2011-12-15 | CERTIFIED FINANCIAL PLANNER | |||||
| CAROLINA LLANO GONZALEZ | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| KRISTOFFER ANDERSEN | MELVILLE | NY | S65|2024-05-11 | ||||||
| KATARINA OBERMAIER | MELVILLE | NY | S65|2024-04-23 | ||||||
| CHARLES SCARALLO | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $3.7 | $0.0 | 0% | 46 | 0 | 0% |
| 2025-04-21 | $3.7 | $0.0 | 0% | 46 | 0 | 0% |
| 2024-04-02 | $3.0 | $0.6 | 21% | 42 | 4 | 10% |
| 2023-04-04 | $2.5 | $1.2 | 46% | 49 | -3 | -6% |
| 2022-04-01 | $3.1 | $0.5 | 17% | 45 | 1 | 2% |
| 2021-04-05 | $2.8 | $0.9 | 31% | 42 | 4 | 10% |
| 2020-04-01 | $2.1 | $1.6 | 75% | 37 | 9 | 24% |
| 2019-04-01 | $1.4 | $2.3 | 160% | 23 | 23 | 100% |
| 2018-04-02 | $0.8 | $2.9 | 348% | 25 | 21 | 84% |
| 2017-04-01 | $0.7 | $3.0 | 436% | 25 | 21 | 84% |
| 2016-04-01 | $0.6 | $3.1 | 522% | 22 | 24 | 109% |
| 2015-04-01 | $0.6 | $3.1 | 541% | 19 | 27 | 142% |
| 2014-04-01 | $0.5 | $3.1 | 573% | 18 | 28 | 156% |
| 2013-04-01 | $0.4 | $3.3 | 848% | 18 | 28 | 156% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AZ-03/29/2021, CA-03/31/2017, CO-03/28/2020, CT-03/31/2009, FL-07/29/2008, GA-01/16/2009, IL-03/29/2018, MA-01/16/2009, NC-03/28/2020, NJ-01/26/2009, NY-07/29/2008, PA-03/31/2011, SC-04/27/2017, TX-03/29/2018, VA-03/30/2023, WA-03/28/2025 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV