WEALTHSPIRE ADVISORS
Latest filing: Apr 29, 2024 (421 days ago)
AUM
$518,106,982
-41% change vs. 1 year ago
-37% change vs. 3 years ago
-14% change vs. 5 years ago
22% change vs. 10 years ago
Employee Count
5
-50% change vs. 1 year ago
-58% change vs. 3 years ago
-50% change vs. 5 years ago
-29% change vs. 10 years ago
Main Office
MIDLOTHIAN, VA
1640 HUGUENOT ROAD, MIDLOTHIAN, VA, UNITED STATES, 23113
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.2 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 237 | $0.1 |
| Average Individual AUM | $349,457 | |
| HNW | 80 | $0.2 |
| Average HNW AUM | $2,923,588 | |
| Retail Total | 317 | $0.3 |
| Average Retail AUM | $999,080 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 80% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 12% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NFP RETIREMENT INC. | $118.0 | 121254 | |
| WEALTHSPIRE ADVISORS LLC | $25.8 | 106181 | |
| GM ADVISORY GROUP, LLC | $3.7 | 147592 | |
| PRIVATE OCEAN, LLC | $2.8 | 110666 | |
| ACTUARIAL CONSULTING GROUP, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
22 active
| Name | Title |
|---|---|
| WIGGINS, JOSEPH, SAUNDERS | MANAGING DIRECTOR |
| SCHNEIDER, BRETT, RONALD | DIRECTOR |
| LIESER, LORI, MICHELL | VICE PRESIDENT |
| SONTAG, ERIC, MATTHEW | PRESIDENT & CHIEF OPERATIONS OFFICER |
| O'MALLEY, EDWARD, GEORGE | DIRECTOR |
| MOO, VERONICA, EI CHUN | DIRECTOR |
| STASTNEY, HOYT, RONALD | CHIEF LEGAL OFFICER |
| LAMENA, MICHAEL, ANTHONY | CHIEF EXECUTIVE OFFICER |
| DEL PRIORE, MICHAEL, J | CHIEF COMPLIANCE OFFICER |
| POWERS, BRIAN, DAVID | CHIEF FINANCIAL OFFICER |
| MORIARTY, MICHAEL, JOSEPH | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROBERT MOYER | MIDLOTHIAN | VA | S63|2007-11-20|S65|2007-07-19 | CERTIFIED FINANCIAL PLANNER | |||||
| JOSEPH WIGGINS | MIDLOTHIAN | VA | S63|1993-07-13|S65|1993-10-19 | CERTIFIED FINANCIAL PLANNER | |||||
| JACOB SCOTT | MIDLOTHIAN | VA | S63|2017-02-23|S65|2020-02-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VA, CA-03/30/2022, DC-03/31/2023, FL-05/29/2002, GA-03/31/2023, LA-03/31/2011, NC-02/08/2001, NY-03/26/2021, SC-02/08/2001, TX-01/09/2002, VA-01/09/1992 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV