AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.1 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 280 | $0.1 |
| Average Individual AUM | $292,914 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 280 | $0.1 |
| Average Retail AUM | $292,914 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 88% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 9% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLSTATE INVESTMENT MANAGEMENT COMPANY | $20.4 | 107775 | |
| DIRECT INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE COUNTY MUTUAL INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NORTHBROOK INDEMNITY COMPANY | $0.0 | - | |
| CENTURY-NATIONAL INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE INSURANCE COMPANY OF CANADA | $0.0 | - | |
| IMPERIAL GENERAL AGENCY OF TEXAS, INC. | $0.0 | - | |
| NATIONAL GENERAL RE, LTD. | $0.0 | - | |
| HEALTHCARE SOLUTIONS TEAM, LLC | $0.0 | - | |
| NGLS ADJUSTING, LLC | $0.0 | - | |
| IMPERIAL FIRE & CASUALTY INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS INDEMNITY COMPANY | $0.0 | - | |
| SAFE AUTO GROUP AGENCY, INC. | $0.0 | - | |
| QUOTIT CORPORATION | $0.0 | - | |
| PERSONAL EXPRESS INSURANCE SERVICES, INC. | $0.0 | - | |
| CASTLE KEY INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE INDEMNITY COMPANY | $0.0 | - | |
| R.A.C. INSURANCE PARTNERS, LLC | $0.0 | - | |
| NEW JERSEY SKYLANDS INSURANCE ASSOCIATION | $0.0 | - | |
| VELAPOINT, LLC | $0.0 | - | |
| INTEGON NATIONAL INSURANCE COMPANY | $0.0 | - | |
| NATIONAL HEALTH INSURANCE COMPANY | $0.0 | - | |
| SQUARETRADE EUROPE LIMITED | $0.0 | - | |
| ESURANCE INSURANCE COMPANY | $0.0 | - | |
| CASTLE KEY INDEMNITY COMPANY | $0.0 | - | |
| NEWPORT MANAGEMENT CORPORATION | $0.0 | - | |
| NEW SOUTH INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE INVESTMENTS, LLC (UNREGISTERED) | $0.0 | - | |
| ENCOMPASS FLORIDIAN INSURANCE COMPANY | $0.0 | - | |
| NATIONAL GENERAL INSURANCE LTD. | $0.0 | - | |
| PAFCO INSURANCE COMPANY | $0.0 | - | |
| SAFE AUTO INSURANCE COMPANY | $0.0 | - | |
| ESURANCE INSURANCE SERVICES COMPANY OF CANADA | $0.0 | - | |
| NORTHEAST AGENCIES, INC. | $0.0 | - | |
| ALLSTATE INSURANCE COMPANY | $0.0 | - | |
| HEALTHCOMPARE INSURANCE SERVICES, INC. | $0.0 | - | |
| AMERICA'S HEALTH CARE/RX PLAN AGENCY, INC. | $0.0 | - | |
| NATIONAL GENERAL PREMIER INSURANCE COMPANY | $0.0 | - | |
| STANDARD PROPERTY AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| SAFE AUTO CHOICE INSURANCE COMPANY | $0.0 | - | |
| NATIONAL GENERAL ASSURANCE COMPANY | $0.0 | - | |
| SQUARETRADE EUROPE BV | $0.0 | - | |
| SQUARETRADE AUSTRALIA PTY LTD | $0.0 | - | |
| NATIONAL GENERAL INSURANCE MANAGEMENT LTD. | $0.0 | - | |
| FIRST COLONIAL INSURANCE COMPANY | $0.0 | - | |
| SQUARETRADE INSURANCE SERVICES, LLC | $0.0 | - | |
| RIGHT ANSWER INSURANCE AGENCY, LLC | $0.0 | - | |
| NORTHBROOK INDEMNITY COMPANY | $0.0 | - | |
| NSM SALES CORPORATION | $0.0 | - | |
| ASMI AUTO INSURANCE COMPANY | $0.0 | - | |
| ASSIGNED RISK SOLUTIONS, LTD. | $0.0 | - | |
| CLEARSIDE GENERAL INSURANCE SERVICES, LLC | $0.0 | - | |
| DIRECT GENERAL INSURANCE COMPANY OF MISSISSIPPI | $0.0 | - | |
| DIRECT GENERAL INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS PROPERTY AND CASUALTY COMPANY | $0.0 | - | |
| COMESCO INSURANCE AGENCY | $0.0 | - | |
| NATIONAL GENERAL INSURANCE ONLINE, INC. | $0.0 | - | |
| NATIONAL GENERAL INSURANCE COMPANY | $0.0 | - | |
| DIRECT GENERAL INSURANCE AGENCY, INC. | $0.0 | - | |
| NATIONAL FARMERS UNION PROPERTY AND CASUALTY COMPANY | $0.0 | - | |
| SEATTLE SPECIALTY INSURANCE SERVICES, INC. | $0.0 | - | |
| ALLSTATE TEXAS LLOYD'S | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| ENCOMPASS INDEPENDENT INSURANCE COMPANY | $0.0 | - | |
| DIRECT GENERAL LIFE INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY OF AMERICA | $0.0 | - | |
| ALLSTATE VEHICLE AND PROPERTY INSURANCE COMPANY | $0.0 | - | |
| ESMI AUTO INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NEW JERSEY INSURANCE COMPANY | $0.0 | - | |
| DIRECT NATIONAL INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE LIFE INSURANCE COMPANY OF CANADA | $0.0 | - | |
| ESURANCE PROPERTY AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| ESURANCE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| AGENT ALLIANCE INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE INSURANCE SERVICES, INC | $0.0 | - | |
| AGENTCUBED, LLC | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY OF MASSACHUSETTS | $0.0 | - | |
| ENCOMPASS FLORIDIAN INDEMNITY COMPANY | $0.0 | - | |
| ENCOMPASS PROPERTY AND CASUALTY INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| ENCOMPASS HOME AND AUTO INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE PROPERTY AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NEW JERSEY PROPERTY AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| NORTH LIGHT SPECIALTY INSURANCE COMPANY | $0.0 | - | |
| INTEGON CASUALTY INSURANCE COMPANY | $0.0 | - | |
| SAFE AUTO VALUE INSURANCE COMPANY | $0.0 | - | |
| ESURANCE INSURANCE SERVICES, INC. | $0.0 | - | |
| INSURANCE ANSWER CENTER, LLC | $0.0 | - | |
| ALLSTATE FINANCIAL SERVICES, LLC | $0.0 | broker-dealer | 18272 |
| ADIRONDACK INSURANCE EXCHANGE | $0.0 | - | |
| ALLSTATE FIRE AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| IVANTAGE INSURANCE BROKERS, INC. | $0.0 | - | |
| IVANTAGE SELECT AGENCY, INC. | $0.0 | - | |
| SQUARETRADE LIMITED | $0.0 | - | |
| ALLSTATE NON-INSURANCE HOLDINGS, INC. | $0.0 | - | |
| ESURANCE INSURANCE COMPANY OF CANADA | $0.0 | - | |
| AMERICAN HERITAGE LIFE INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NORTH AMERICAN INSURANCE COMPANY | $0.0 | - | |
| PEMBRIDGE INSURANCE COMPANY | $0.0 | - | |
| NGLS INSURANCE SERVICES, INC. | $0.0 | - | |
| INTEGON INDEMNITY CORPORATION | $0.0 | - | |
| INTEGON GENERAL INSURANCE CORPORATION | $0.0 | - | |
| MIC GENERAL INSURANCE CORPORATION | $0.0 | - | |
| ECMI AUTO INSURANCE COMPANY | $0.0 | - | |
| NATIONAL GENERAL INSURANCE MARKETING INC. | $0.0 | - | |
| MOUNTAIN VALLEY INDEMNITY COMPANY | $0.0 | - | |
| INTEGON PREFERRED INSURANCE COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| SWEENEY, MICHAEL, DANIEL | CHIEF COMPLIANCE OFFICER |
| NELSON, MARY, KRIS | CHAIRMAN OF THE BOARD, MANAGER |
| WHITCOMB, MICHAEL, JAMES | CONTROLLER |
| MUELLER, DAVID, JOHN | GENERAL COUNSEL AND SECRETARY |
| STONE, ERIC, EMBREE | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MANAGER |
ADVDB.CO • SOURCE: SEC
348 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DAVID ERB | LINCOLN | NE | S63|2000-12-15|S65|2008-08-29 | ||||||
| ROSE JOYCE | LINCOLN | NE | S63|2007-05-09|S65|2012-11-20 | ||||||
| BRYAN BACCARO | LINCOLN | NE | S63|1994-09-10|S65|2003-04-23 | ||||||
| THEODORE BUSTAMANTE | LINCOLN | NE | S63|1991-03-25|S65|1999-12-21 | CHARTERED FINANCIAL CONSULTANT | |||||
| RICHARD WHITE | LINCOLN | NE | S63|1993-02-23|S65|2011-11-10 | ||||||
| LINDA HECKATHORN | LINCOLN | NE | S63|2007-09-15|S66|2007-10-11 | ||||||
| RAJESH KHULLAR | LINCOLN | NE | S63|1988-10-07|S66|2000-12-29 | ||||||
| MICHAEL FRIEDMAN | LINCOLN | NE | S63|2001-08-06|S65|2006-04-20 | ||||||
| DANIELA MERCADO | LINCOLN | NE | S63|2016-07-22|S65|2019-10-09 | ||||||
| THOMAS BIRKS | LINCOLN | NE | S63|1995-11-28|S66|2002-04-04 | ||||||
| JULIE HAHN | LINCOLN | NE | S63|2009-02-21|S65|2019-03-11 | ||||||
| TRACY ABRAHAM | LINCOLN | NE | S65|2017-07-25|S63|2017-02-15 | ||||||
| MICHAEL BERRY | LINCOLN | NE | S66|2015-03-14|S63|2014-01-13 | ||||||
| JONATHAN SCHEDLER | LINCOLN | NE | S63|2000-10-05|S65|2009-05-16 | CHARTERED FINANCIAL CONSULTANT | |||||
| RAFAEL CEARA ALMODOVAR | LINCOLN | NE | S66|2019-10-05 | ||||||
| CHRISTOPHER DESIMONE | LINCOLN | NE | S63|1993-06-29|S66|2004-10-01|S65|2024-04-29 | ||||||
| JAMES HOLLINGSWORTH | LINCOLN | NE | S63|1993-05-03|S65|1995-07-17 | ||||||
| SHARON DRISCOLL | LINCOLN | NE | S63|1997-03-07|S65|1999-12-09 | ||||||
| WILLIAM DORAN | LINCOLN | NE | S66|2018-01-29 | ||||||
| JOHN FISHER | LINCOLN | NE | S63|2000-05-25|S66|2003-05-15 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 337 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 337 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 32% | 350 | -13 | -4% |
| 2023-04-04 | $0.0 | $0.1 | 188% | 335 | 2 | 1% |
| 2022-04-01 | $0.0 | $0.1 | 164% | 346 | -9 | -3% |
| 2021-04-05 | $0.0 | $0.0 | 125% | 401 | -64 | -16% |
| 2020-04-01 | $0.0 | $0.0 | 105% | 412 | -75 | -18% |
| 2019-04-01 | $0.0 | $0.0 | 119% | 393 | -56 | -14% |
| 2018-04-02 | $0.0 | $0.0 | 119% | 318 | 19 | 6% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 318 | 19 | 6% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 277 | 60 | 22% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 273 | 64 | 23% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 227 | 110 | 48% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 227 | 110 | 48% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NE, AK-06/03/2008, AL-02/07/2011, AR-06/29/2011, AZ-06/03/2008, CA-06/03/2008, CO-05/22/2008, CT-06/03/2008, DC-05/09/2011, DE-06/02/2011, FL-05/23/2008, GA-06/03/2008, HI-06/03/2008, ID-06/03/2008, IL-11/21/2007, IN-06/03/2008, KS-11/02/2012, KY-06/03/2008, LA-02/10/2010, MA-07/09/2013, MD-07/26/2011, ME-06/08/2011, MI-05/22/2008, MN-06/03/2008, MO-10/05/2012, MS-06/03/2008, MT-06/03/2008, NC-06/03/2008, ND-09/20/2017, NE-05/22/2008, NH-04/20/2011, NJ-06/26/2008, NM-10/21/2011, NV-06/03/2008, NY-05/22/2008, OH-06/03/2008, OK-08/30/2011, OR-06/03/2008, PA-05/22/2008, RI-04/04/2013, SC-06/03/2008, SD-09/03/2019, TN-06/04/2008, TX-04/22/2009, UT-06/03/2008, VA-06/03/2008, WA-06/03/2008, WI-08/23/2010, WV-03/29/2011, WY-01/02/2018 |
| ADVISER ACTIVITIES |
|
MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV