AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $20.4 |
| Non-Discretionary | $0.0 |
| Total | $20.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $9.2 |
| Institutional | $11.1 |
| Total | $20.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON CORP | NEW YORK-NY-USA | $14.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $11.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $11.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 8% | $0.9 |
| Equity Non-Exch | 9% | $1.0 |
| Govt Agency | 24% | $2.7 |
| Municipal | 5% | $0.6 |
| Sovereign | 0% | $0.0 |
| IG Credit | 37% | $4.1 |
| HY Credit | 6% | $0.7 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 7% | $0.8 |
| Cash | 3% | $0.3 |
| Other | 1% | $0.1 |
| Total | 100% | $11.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | $0.1 | 109524 | |
| RIGHT ANSWER INSURANCE AGENCY, LLC | $0.0 | - | |
| ALLSTATE TEXAS LLOYD'S | $0.0 | - | |
| NORTH LIGHT SPECIALTY INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY OF MASSACHUSETTS | $0.0 | - | |
| ALLSTATE INVESTMENTS, LLC (UNREGISTERED) | $0.0 | - | |
| ALLSTATE INSURANCE COMPANY OF CANADA | $0.0 | - | |
| SQUARETRADE LIMITED | $0.0 | - | |
| ENCOMPASS FLORIDIAN INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NEW JERSEY INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS FLORIDIAN INDEMNITY COMPANY | $0.0 | - | |
| FIRST COLONIAL INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS PROPERTY AND CASUALTY COMPANY | $0.0 | - | |
| DIRECT INSURANCE COMPANY | $0.0 | - | |
| DIRECT GENERAL LIFE INSURANCE COMPANY | $0.0 | - | |
| ESURANCE INSURANCE COMPANY | $0.0 | - | |
| HEALTHCOMPARE INSURANCE SERVICES, INC. | $0.0 | - | |
| SQUARETRADE EUROPE LIMITED | $0.0 | - | |
| SQUARETRADE AUSTRALIA PTY LTD | $0.0 | - | |
| IMPERIAL GENERAL AGENCY OF TEXAS, INC. | $0.0 | - | |
| NATIONAL GENERAL INSURANCE MANAGEMENT LTD. | $0.0 | - | |
| NATIONAL GENERAL INSURANCE LTD. | $0.0 | - | |
| SAFE AUTO GROUP AGENCY, INC. | $0.0 | - | |
| COMESCO INSURANCE AGENCY | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY OF AMERICA | $0.0 | - | |
| ALLSTATE INSURANCE COMPANY | $0.0 | - | |
| ESURANCE INSURANCE COMPANY OF CANADA | $0.0 | - | |
| ALLSTATE NORTH AMERICAN INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE INDEMNITY COMPANY | $0.0 | - | |
| ALLSTATE LIFE INSURANCE COMPANY OF CANADA | $0.0 | - | |
| CASTLE KEY INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NEW JERSEY PROPERTY AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NON-INSURANCE HOLDINGS, INC. | $0.0 | - | |
| ESURANCE INSURANCE SERVICES, INC. | $0.0 | - | |
| ALLSTATE COUNTY MUTUAL INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE FINANCIAL SERVICES, LLC | $0.0 | broker-dealer | 18272 |
| PEMBRIDGE INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE NORTHBROOK INDEMNITY COMPANY | $0.0 | - | |
| ESURANCE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| ALLSTATE FIRE AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| DIRECT GENERAL INSURANCE COMPANY OF MISSISSIPPI | $0.0 | - | |
| DIRECT GENERAL INSURANCE AGENCY, INC. | $0.0 | - | |
| CENTURY-NATIONAL INSURANCE COMPANY | $0.0 | - | |
| AMERICA'S HEALTH CARE/RX PLAN AGENCY, INC. | $0.0 | - | |
| AGENT ALLIANCE INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE VEHICLE AND PROPERTY INSURANCE COMPANY | $0.0 | - | |
| IVANTAGE SELECT AGENCY, INC. | $0.0 | - | |
| PERSONAL EXPRESS INSURANCE SERVICES, INC. | $0.0 | - | |
| NSM SALES CORPORATION | $0.0 | - | |
| NGLS INSURANCE SERVICES, INC. | $0.0 | - | |
| AMERICAN HERITAGE LIFE INSURANCE COMPANY | $0.0 | - | |
| NEWPORT MANAGEMENT CORPORATION | $0.0 | - | |
| ECMI AUTO INSURANCE COMPANY | $0.0 | - | |
| PAFCO INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS HOME AND AUTO INSURANCE COMPANY | $0.0 | - | |
| SAFE AUTO CHOICE INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE INSURANCE SERVICES, INC | $0.0 | - | |
| STANDARD PROPERTY AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| NEW SOUTH INSURANCE COMPANY | $0.0 | - | |
| DIRECT GENERAL INSURANCE COMPANY | $0.0 | - | |
| SQUARETRADE INSURANCE SERVICES, INC. | $0.0 | - | |
| NATIONAL HEALTH INSURANCE COMPANY | $0.0 | - | |
| NATIONAL GENERAL RE, LTD. | $0.0 | - | |
| ENCOMPASS INDEMNITY COMPANY | $0.0 | - | |
| ENCOMPASS INSURANCE COMPANY | $0.0 | - | |
| ALLSTATE PROPERTY AND CASUALTY INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS INDEPENDENT INSURANCE COMPANY | $0.0 | - | |
| ENCOMPASS PROPERTY AND CASUALTY INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| INSURANCE ANSWER CENTER, LLC | $0.0 | - | |
| NORTHEAST AGENCIES, INC. | $0.0 | - | |
| R.A.C. INSURANCE PARTNERS, LLC | $0.0 | - | |
| QUOTIT CORPORATION | $0.0 | - | |
| IMPERIAL FIRE & CASUALTY INSURANCE COMPANY | $0.0 | - | |
| INTEGON NATIONAL INSURANCE COMPANY | $0.0 | - | |
| INTEGON INDEMNITY CORPORATION | $0.0 | - | |
| INTEGON GENERAL INSURANCE CORPORATION | $0.0 | - | |
| INTEGON CASUALTY INSURANCE COMPANY | $0.0 | - | |
| ASMI AUTO INSURANCE COMPANY | $0.0 | - | |
| ASSIGNED RISK SOLUTIONS, LTD. | $0.0 | - | |
| NATIONAL FARMERS UNION PROPERTY AND CASUALTY COMPANY | $0.0 | - | |
| INTEGON PREFERRED INSURANCE COMPANY | $0.0 | - | |
| DIRECT NATIONAL INSURANCE COMPANY | $0.0 | - | |
| ESMI AUTO INSURANCE COMPANY | $0.0 | - | |
| MOUNTAIN VALLEY INDEMNITY COMPANY | $0.0 | - | |
| MIC GENERAL INSURANCE CORPORATION | $0.0 | - | |
| NATIONAL GENERAL PREMIER INSURANCE COMPANY | $0.0 | - | |
| NATIONAL GENERAL INSURANCE ONLINE, INC. | $0.0 | - | |
| NATIONAL GENERAL INSURANCE MARKETING INC. | $0.0 | - | |
| NATIONAL GENERAL INSURANCE COMPANY | $0.0 | - | |
| NATIONAL GENERAL ASSURANCE COMPANY | $0.0 | - | |
| SEATTLE SPECIALTY INSURANCE SERVICES, INC. | $0.0 | - | |
| SAFE AUTO VALUE INSURANCE COMPANY | $0.0 | - | |
| SAFE AUTO INSURANCE COMPANY | $0.0 | - | |
| CASTLE KEY INDEMNITY COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| PITTMAN, MARK | SENIOR MANAGING DIRECTOR / DIRECTOR |
| ST. JOHN, JAMES, EDWARD | CHIEF COMPLIANCE OFFICER |
| DUGENSKE, JOHN, EDWARD | DIRECTOR, CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF INVESTMENT OFFICER |
| IMBARRATO, MARIANO | SENIOR VICE PRESIDENT / DIRECTOR, TREASURER AND CHIEF FINANCIAL OFFICER |
| PARIKH, HIREN | VICE PRESIDENT / DIRECTOR, CHIEF RISK OFFICER AND MANAGING DIRECTOR |
| KEEHN, PETER | SENIOR MANAGING DIRECTOR / DIRECTOR |
| BRIDES, PHILIP, MICHAEL | SENIOR MANAGING DIRECTOR / DIRECTOR |
| STULTZ, ELLIOT, ANDRIES | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY / DIRECTOR |
| WOODWARD, JANELLE, ELIZABETH | SENIOR MANAGING DIRECTOR / DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $20.4 | $0.0 | 0% | 134 | 0 | 0% |
| 2025-04-21 | $20.4 | $0.0 | 0% | 134 | 0 | 0% |
| 2024-04-02 | $22.4 | -$2.0 | -9% | 133 | 1 | 1% |
| 2023-04-04 | $22.0 | -$1.6 | -7% | 136 | -2 | -1% |
| 2022-04-01 | $21.8 | -$1.5 | -7% | 141 | -7 | -5% |
| 2021-04-05 | $21.7 | -$1.4 | -6% | 150 | -16 | -11% |
| 2020-04-01 | $17.2 | $3.2 | 19% | 155 | -21 | -14% |
| 2019-04-01 | $14.8 | $5.6 | 38% | 154 | -20 | -13% |
| 2018-04-02 | $10.8 | $9.5 | 88% | 149 | -15 | -10% |
| 2017-04-01 | $15.0 | $5.4 | 36% | 147 | -13 | -9% |
| 2016-04-01 | $10.3 | $10.1 | 98% | 127 | 7 | 6% |
| 2015-04-01 | $11.5 | $8.8 | 77% | 129 | 5 | 4% |
| 2014-04-01 | $9.8 | $10.5 | 107% | 129 | 5 | 4% |
| 2013-04-01 | $9.5 | $10.8 | 114% | 151 | -17 | -11% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV