APOLLON FINANCIAL, LLC
Latest filing: Jul 08, 2025 (69 days ago)
AUM
$890,408,924
85% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
23
130% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MOUNT PLEASANT, SC
111 COLEMAN BLVD, MOUNT PLEASANT, SC, UNITED STATES, 29464
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.0 |
| Total | $0.9 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 597 | $0.2 |
| Average Individual AUM | $395,080 | |
| HNW | 236 | $0.7 |
| Average HNW AUM | $2,773,501 | |
| Retail Total | 833 | $0.9 |
| Average Retail AUM | $1,068,918 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.9 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 18% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 61% | $0.5 |
| Other Pools | 1% | $0.0 |
| Cash | 9% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| APOLLON WEALTH MANAGEMENT, LLC | $7.7 | 291902 | |
| BH ASSET MANAGEMENT, LLC | $0.1 | 152117 | |
| ADVISOR INSURANCE SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOHN VANSANT | MOUNT PLEASANT | SC | S65|2017-12-19|S63|2023-05-01 | ||||||
| DANIEL FOXEN | MOUNT PLEASANT | SC | S63|1991-10-28 | CHARTERED FINANCIAL CONSULTANT | |||||
| BRADLEY SCHAFFNIT | MOUNT PLEASANT | SC | S63|2001-07-17|S66|2002-12-16 | ||||||
| MAUREEN JAMES | MOUNT PLEASANT | SC | S63|2012-10-22|S65|2015-10-23 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.9 | $0.0 | 0% | 23 | 0 | 0% |
| 2025-04-21 | $0.9 | $0.0 | 0% | 23 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.4 | 85% | 10 | 13 | 130% |
| 2023-04-04 | $0.1 | $0.7 | 507% | 9 | 14 | 156% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| SC, AZ-04/01/2024, CA-04/01/2024, CO-06/28/2023, CT-03/31/2025, FL-03/29/2024, GA-03/31/2025, IL-08/04/2022, IN-03/29/2024, MI-04/01/2024, MN-03/31/2025, MO-03/31/2025, NC-04/01/2024, NH-07/08/2025, NJ-02/13/2023, NY-03/29/2024, OH-03/29/2024, PA-09/04/2024, SC-06/02/2022, TX-04/01/2024, VA-04/01/2024, WI-03/29/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV