ARISTOTLE CAPITAL BOSTON, LLC
Latest filing: Mar 13, 2025 (103 days ago)
AUM
$2,717,645,378
-18% change vs. 1 year ago
-38% change vs. 3 years ago
-23% change vs. 5 years ago
84% change vs. 10 years ago
Employee Count
9
-18% change vs. 1 year ago
-25% change vs. 3 years ago
-18% change vs. 5 years ago
50% change vs. 10 years ago
Main Office
BOSTON, MA
ONE FEDERAL STREET, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.7 |
| Non-Discretionary | $0.0 |
| Total | $2.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.0 |
| Institutional | $1.7 |
| Total | $2.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 88 | $0.0 |
| Average Individual AUM | $436,409 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 88 | $0.0 |
| Average Retail AUM | $436,409 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST SECURITIES, INC. | CHICAGO-IL-USA | $0.9 |
| J.P. MORGAN SECURITIES LLC | NEW YORK-NY-USA | $0.3 |
| STATE STREET BANK & TRUST | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $1.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | $43.8 | 109876 | |
| ARISTOTLE INVESTMENT SERVICES, LLC | $16.2 | 324207 | |
| ARISTOTLE ATLANTIC PARTNERS, LLC | $3.2 | 285721 | |
| ARISTOTLE CREDIT PARTNERS, LLC | $0.2 | 169959 | |
| SAUL FUND GP, LLC | $0.0 | - | |
| METWEST FUND MANAGER, LLC | $0.0 | - | |
| METWEST REALTY ADVISORS, LLC | $0.0 | 161739 | |
| ARISTOTLE PACIFIC CAPITAL, LLC | $0.0 | - | |
| PAM BANK LOAN FUND GP LLC | $0.0 | - | |
| PAM CLO OPPORTUNITIES FUND GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| HOLLANDER, RICHARD, SCOTT | TRUSTEE |
| HOLLANDER, JACQUELINE | TRUSTEE |
| GOSOM, MICHELLE, MONSALUD | OWNER, CHIEF COMPLIANCE OFFICER |
| SCHWEITZER, RICHARD, HARLAN | OWNER,SENIOR PARTNER |
| LISENBEE, GARY, WAYNE | OWNER, SENIOR PARTNER |
| ADAMS, DAVID, MICHAEL | OWNER, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER |
| MCPHERSON, JOHN | OWNER, PRESIDENT, PORTFOLIO MANAGER |
| BABKA, MARK, BERNARD | OWNER, SENIOR RESEARCH ANALYST |
| SMITH, JEFFREY, SCOTT | OWNER, SENIOR RESEARCH ANALYST |
| ST HILAIRE, KIM, MARIE | OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING |
| SCARLETT, NANCY, JEDDELOH | OWNER, MANAGING DIRECTOR, CHIEF RISK OFFICER |
| WOMACK, ROBERT, REID | OWNER, CHIEF INNOVATION OFFICER |
| CHANDWANI, SONA, SAPNA | OWNER, CHIEF ADMINISTRATIVE OFFICER |
| QUAN, JOHN, ALBERT | OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DAVID ADAMS | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| JOHN MCPHERSON | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.7 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $2.7 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $3.3 | -$0.6 | -18% | 11 | -2 | -18% |
| 2023-04-04 | $3.3 | -$0.5 | -16% | 12 | -3 | -25% |
| 2022-04-01 | $4.4 | -$1.7 | -38% | 12 | -3 | -25% |
| 2021-04-05 | $4.3 | -$1.6 | -37% | 11 | -2 | -18% |
| 2020-04-01 | $3.5 | -$0.8 | -23% | 11 | -2 | -18% |
| 2019-04-01 | $3.2 | -$0.4 | -14% | 11 | -2 | -18% |
| 2018-04-02 | $2.4 | $0.3 | 11% | 11 | -2 | -18% |
| 2017-04-01 | $1.7 | $1.0 | 58% | 9 | 0 | 0% |
| 2016-04-01 | $1.2 | $1.5 | 132% | 7 | 2 | 29% |
| 2015-04-01 | $1.5 | $1.2 | 84% | 6 | 3 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CA-10/02/2014, FL-10/02/2014, IL-03/15/2024, MA-10/02/2014, NE-03/13/2025, NH-03/12/2021, NJ-04/11/2019, NY-10/02/2014, OH-10/02/2014, PA-03/28/2019, TX-03/12/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV