ARISTOTLE INVESTMENT SERVICES, LLC
Latest filing: Mar 28, 2025 (88 days ago)
AUM
$16,159,554,869
21% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
26
24% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEWPORT BEACH, CA
840 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, UNITED STATES, 92660
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $16.2 |
| Non-Discretionary | $0.0 |
| Total | $16.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $16.2 |
| Institutional | $0.0 |
| Total | $16.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | $43.8 | 109876 | |
| ARISTOTLE PACIFIC CAPITAL, LLC | $26.7 | 298050 | |
| ARISTOTLE ATLANTIC PARTNERS, LLC | $3.2 | 285721 | |
| ARISTOTLE CAPITAL BOSTON, LLC | $2.7 | 173198 | |
| APC ASSET DEVELOPMENT I, LP | $2.2 | 328513 | |
| APC ASSET DEVELOPMENT II, LP | $1.4 | 328587 | |
| ARISTOTLE CREDIT PARTNERS, LLC | $0.2 | 169959 | |
| APC HY BOND GP, LLC | $0.0 | - | |
| APC SHORT DURATION HY GP, LLC | $0.0 | - | |
| APC ASSET GP I, LLC | $0.0 | - | |
| APC ASSET GP II, LLC | $0.0 | - | |
| METWEST REALTY ADVISORS, LLC | $0.0 | 161739 | |
| SAUL FUND GP, LLC | $0.0 | - | |
| METWEST FUND MANAGER, LLC | $0.0 | - | |
| PAM BANK LOAN FUND GP LLC | $0.0 | - | |
| PAM CLO OPPORTUNITIES GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| SCHWEITZER, RICHARD, HARLAN | OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER |
| GLEICHER, HOWARD, ROY | OWNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER |
| BOROWSKI, STEVEN, MARK | OWNER, PRESIDENT |
| HOLLANDER, RICHARD, SCOTT | OWNER, CHAIRMAN OF THE BOARD |
| LISENBEE, GARY, WAYNE | OWNER, VICE CHAIRMAN |
| RUMSEY, CAROL, ELAINE | CHIEF COMPLIANCE OFFICER |
| LALLANDE, JOSEPH, GUSTAVE | DEPUTY CHIEF LEGAL OFFICER |
| NOLAN, DOMINIC, DAO | CHIEF EXECUTIVE OFFICER |
| SCHWAB, JOSHUA, BRIAN | CHIEF FINANCIAL OFFICER |
| FUCCILLO, THOMAS, JOSEPH | CHIEF LEGAL OFFICER |
| ST HILAIRE, KIM, MARIE | CHIEF OPERATING OFFICER |
| COSTA, RICARDO | MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $16.2 | $0.0 | 0% | 26 | 0 | 0% |
| 2025-04-21 | $16.2 | $0.0 | 0% | 26 | 0 | 0% |
| 2024-04-02 | $13.4 | $2.8 | 21% | 21 | 5 | 24% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 9 | 17 | 189% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/27/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV