ATLAS PRIVATE WEALTH MANAGEMENT, LLC

Latest filing: May 03, 2024 (413 days ago)
View on IAPD
Adviser Website

AUM

$1,256,022,576
13% change vs. 1 year ago
10% change vs. 3 years ago
64% change vs. 5 years ago
24% change vs. 10 years ago

Employee Count

20
-38% change vs. 1 year ago
-17% change vs. 3 years ago
-17% change vs. 5 years ago
-26% change vs. 10 years ago

Main Office

ALBANY, NY
3 ATRIUM DRIVE, SUITE 265, ALBANY, NY, UNITED STATES, 12205-6400

Client AUM

Discretion AUM
Discretionary $1.3
Non-Discretionary $0.0
Total $1.3
Client AUM
Retail $1.2
Pooled $0.0
Institutional $0.0
Total $1.3
Retail Accounts AUM
Individual 1,061 $0.4
Average Individual AUM $368,490
HNW 369 $0.8
Average HNW AUM $2,271,382
Retail Total 1,430 $1.2
Average Retail AUM $859,516

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
FIDELITY BROKERAGE SERVICES LLC BOSTON-MA-USA $1.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.3
Retail SMA AUM $1.2
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 10% $0.1
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 3% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 81% $1.0
Other Pools 1% $0.0
Cash 4% $0.1
Other 0% $0.0
Total 100% $1.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
BUCKINGHAM STRATEGIC PARTNERS, LLC $29.9 143319
CONNECTUS WEALTH, LLC $8.7 310912
FOCUS RISK SOLUTIONS, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

19 active

Name Title
BRITTON, GREGORY, ROBERT CHIEF EXECUTIVE OFFICER, ATLAS
OGLE, JOHN, C CHIEF INVESTMENT OFFICER
O'BRIEN, KRISTEN, THERESE PRESIDENT
RAPKE, SARAH, LYNN CHIEF COMPLIANCE OFFICER
WALSH, BRENDAN, THOMAS EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING
STELLEY, JOHN, C. COMPLIANCE OFFICER
BENNARD, MOLLY, LYNN CHIEF EXECUTIVE OFFICER, CONNECTUS

ADVDB.CO • SOURCE: SEC

Representatives

8 active representatives found

Name City State Exams Designations
BARNABY BULLARD ALBANY NY S63|1999-03-15|S65|1993-09-11 CERTIFIED FINANCIAL PLANNER
KOLLIN ALLARD ALBANY NY S65|2021-04-14 CERTIFIED FINANCIAL PLANNER
ROBERT PALMER ALBANY NY S66|2012-06-23|S65|2016-10-04 CERTIFIED FINANCIAL PLANNER
JOHN HESLIN ALBANY NY S63|2004-09-20|S65|2022-09-02
GREGORY BRITTON ALBANY NY S66|2002-03-16 CHARTERED FINANCIAL CONSULTANT
EDWARD MCCARTHY ALBANY NY S63|2013-08-21|S65|2021-11-04
TOBY POTTERTON ALBANY NY S65|2021-04-28
CHRISTINE SUOZZI ALBANY NY S63|2001-08-20|S66|2015-12-15 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-09/01/2007, AL-09/01/2007, AR-09/01/2007, AZ-09/01/2007, CA-09/01/2007, CO-09/01/2007, CT-09/01/2007, DC-09/01/2007, DE-10/17/2007, FL-10/03/2007, GA-09/01/2007, HI-09/01/2007, IA-10/19/2007, ID-09/01/2007, IL-10/12/2007, IN-09/01/2007, KS-09/01/2007, KY-09/01/2007, LA-09/01/2007, MA-09/01/2007, MD-09/01/2007, ME-09/01/2007, MI-09/01/2007, MN-10/18/2007, MO-09/01/2007, MS-09/01/2007, MT-09/01/2007, NC-09/01/2007, ND-09/01/2007, NE-09/01/2007, NH-10/15/2007, NJ-09/01/2007, NM-09/01/2007, NV-09/01/2007, NY-10/03/2007, OH-09/01/2007, OK-09/01/2007, OR-09/01/2007, PA-09/01/2007, PR-09/01/2007, RI-09/01/2007, SC-09/01/2007, SD-10/18/2007, TN-10/03/2007, TX-10/09/2007, UT-09/01/2007, VA-09/01/2007, VI-09/01/2007, VT-09/01/2007, WA-09/01/2007, WI-09/01/2007, WV-09/01/2007, WY-03/23/2020
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV