FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
Latest filing: Mar 31, 2025 (258 days ago)
AUM
$29,861,795,147
16% change vs. 1 year ago
52% change vs. 3 years ago
49% change vs. 5 years ago
819% change vs. 10 years ago
Employee Count
368
-43% change vs. 1 year ago
-30% change vs. 3 years ago
-22% change vs. 5 years ago
84% change vs. 10 years ago
Main Office
ST. LOUIS, MO
190 CARONDELET PLAZA, ST. LOUIS, MO, UNITED STATES, 63105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $15.3 |
| Non-Discretionary | $14.6 |
| Total | $29.9 |
| Client | AUM |
|---|---|
| Retail | $24.7 |
| Pooled | $0.0 |
| Institutional | $5.1 |
| Total | $29.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 24,224 | $7.0 |
| Average Individual AUM | $287,414 | |
| HNW | 7,158 | $17.8 |
| Average HNW AUM | $2,481,655 | |
| Retail Total | 31,382 | $24.7 |
| Average Retail AUM | $787,904 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $17.9 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $4.6 |
| PERSHING LLC | JERSEY CITY-NJ-USA | $3.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $29.9 |
| Retail SMA AUM | $24.7 |
| Institutional SMA AUM | $5.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $1.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $1.5 |
| Municipal | 6% | $1.8 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 1% | $0.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 74% | $22.1 |
| Other Pools | 1% | $0.3 |
| Cash | 8% | $2.4 |
| Other | 0% | $0.0 |
| Total | 100% | $29.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | $29.5 | 143323 | |
| ATLAS PRIVATE WEALTH MANAGEMENT, LLC | $1.3 | 145331 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
22 active
| Name | Title |
|---|---|
| BIRENBAUM, ADAM, LAWRENCE | CHAIRMAN OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
| REMMING, JEFFREY, SCOTT | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF PLATFORM OFFICER |
| ANDERSON, DANIEL, MARK | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF FINANCIAL OFFICER |
| PAPA, SALVATORE, JOHN | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, GENERAL COUNSEL |
| FERRI, JUSTIN, CHRISTOPHER | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT - BUCKINGHAM WEALTH PARTNERS |
| HARTMAN, WENDY, LOUISE | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT, BUCKINGHAM STRATEGIC WEALTH |
| LEE, HOWARD, HOA | MANAGING DIRECTOR OF SERVICE, TRADING & OPERATIONS, BUCKINGHAM STRATEGIC PARTNERS |
| YORG, JEFFERY, ALAN | ASSOCIATE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, BUCKINGHAM STRATEGIC PARTNERS AND SA FUNDS |
| ZILIAK, ROBERT, ANTHONY | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHIEF SOLUTIONS OFFICER |
| GROGAN, KEVIN, ANDREW | CHIEF INVESTMENT OFFICER |
| SCHEID, JONATHAN, JOSEPH | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT, BUCKINGHAM STRATEGIC PARTNERS |
ADVDB.CO • SOURCE: SEC
Representatives
45 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| XUYI CHEN | ST. LOUIS | MO | S63|2017-12-30|S66|2019-08-15 | ||||||
| JAMES BOYLAN | ST. LOUIS | MO | S65|2008-01-08|S63|2021-10-15 | ||||||
| FRANK ROMERO | ST. LOUIS | MO | S66|2005-12-21 | CERTIFIED FINANCIAL PLANNER | |||||
| JOSE CAMARENA | ST. LOUIS | MO | S63|2020-07-10|S65|2024-04-11 | ||||||
| WILLIAM BLANCHETTE | ST. LOUIS | MO | S63|2006-07-14|S66|2008-05-22 | CERTIFIED FINANCIAL PLANNER | |||||
| JONATHAN SCHEID | ST. LOUIS | MO | S63|1999-01-25 | ||||||
| KATHRYN RISCH | ST. LOUIS | MO | S65|2008-05-20|S63|1994-02-25 | ||||||
| STEPHEN WIECHEL | ST. LOUIS | MO | S66|2006-07-31 | ||||||
| MARK PITCHER | ST. LOUIS | MO | S66|2004-11-15 | ||||||
| LINDSAY WALES | ST. LOUIS | MO | S63|2018-11-20|S65|2021-11-01 | ||||||
| SENG SAECHAO | ST. LOUIS | MO | S66|2009-04-27 | ||||||
| RAYMOND WONG | ST. LOUIS | MO | S66|2002-09-05 | ||||||
| ERIC KOHLMEISTER | ST. LOUIS | MO | S63|2004-02-20|S66|2015-08-13 | ||||||
| JEREMY MILLER | ST. LOUIS | MO | S63|2010-01-19|S66|2017-02-20 | ||||||
| KURT WUNDERLICH | ST. LOUIS | MO | S66|2013-04-05 | CERTIFIED FINANCIAL PLANNER | |||||
| KATLYN NIELSON | ST. LOUIS | MO | S65|2015-12-03|S63|2014-02-10 | ||||||
| TIMOTHY HACKER | ST. LOUIS | MO | S63|1992-06-26|S65|2013-08-20 | ||||||
| RYAN FEDDER | ST. LOUIS | MO | S63|2017-10-27|S65|2023-06-16 | ||||||
| MATTHEW MILLER | ST. LOUIS | MO | S65|2001-10-05|S66|2006-02-17|S63|2023-06-05 | ||||||
| INGA BELY | ST. LOUIS | MO | S66|2006-07-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $29.9 | $0.0 | 0% | 368 | 0 | 0% |
| 2025-04-21 | $29.9 | $0.0 | 0% | 368 | 0 | 0% |
| 2024-04-02 | $25.7 | $4.1 | 16% | 645 | -277 | -43% |
| 2023-04-04 | $20.8 | $9.1 | 44% | 584 | -216 | -37% |
| 2022-04-01 | $19.7 | $10.2 | 52% | 526 | -158 | -30% |
| 2021-04-05 | $17.5 | $12.4 | 71% | 493 | -125 | -25% |
| 2020-04-01 | $20.1 | $9.8 | 49% | 473 | -105 | -22% |
| 2019-04-01 | $18.9 | $11.0 | 58% | 452 | -84 | -19% |
| 2018-04-02 | $3.6 | $26.3 | 732% | 290 | 78 | 27% |
| 2017-04-01 | $3.5 | $26.4 | 765% | 260 | 108 | 42% |
| 2016-04-01 | $3.7 | $26.1 | 704% | 240 | 128 | 53% |
| 2015-04-01 | $3.2 | $26.6 | 819% | 200 | 168 | 84% |
| 2014-04-01 | $3.1 | $26.7 | 849% | 150 | 218 | 145% |
| 2013-04-01 | $2.6 | $27.3 | 1061% | 140 | 228 | 163% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MO, AK-03/02/2007, AL-03/26/2007, AR-03/14/2007, AZ-02/01/2007, CA-02/01/2007, CO-02/01/2007, CT-02/01/2007, DC-02/01/2007, DE-03/20/2007, FL-03/01/2007, GA-02/01/2007, HI-02/01/2007, IA-03/14/2007, ID-02/01/2007, IL-03/07/2007, IN-02/01/2007, KS-02/01/2007, KY-02/01/2007, LA-02/01/2007, MA-02/01/2007, MD-02/01/2007, ME-02/01/2007, MI-02/01/2007, MN-02/01/2007, MO-02/01/2007, MS-02/01/2007, MT-02/01/2007, NC-02/01/2007, ND-02/01/2007, NE-02/01/2007, NH-02/01/2007, NJ-03/15/2007, NM-02/01/2007, NV-02/01/2007, NY-02/01/2007, OH-02/01/2007, OK-02/01/2007, OR-02/01/2007, PA-02/01/2007, PR-02/01/2007, RI-02/01/2007, SC-02/01/2007, SD-03/14/2007, TN-03/01/2007, TX-03/10/2007, UT-02/01/2007, VA-02/01/2007, VT-02/01/2007, WA-02/01/2007, WI-02/01/2007, WV-02/01/2007, WY-12/12/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV