AUSBIL INVESTMENT MANAGEMENT LIMITED
Latest filing: Mar 27, 2025 (34 days ago)
AUM
$12,626,303,388
16% change vs. 1 year ago
15% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
70
0% change vs. 1 year ago
9% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SYDNEY,
LEVEL 27, GROSVENOR PLACE 225 GEORGE STREET, SYDNEY, , AUSTRALIA, NSW 2000
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $12.0 |
| Non-Discretionary | $0.6 |
| Total | $12.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $3.6 |
| Institutional | $9.0 |
| Total | $12.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| J.P. MORGAN CHASE | NEW YORK-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $9.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $9.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $9.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $9.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MACKAY SHIELDS LLC | $151.6 | 107717 | |
| CANDRIAM, SOCIÉTÉ EN COMMANDITE PAR ACTIONS | $128.7 | 173355 | |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $113.2 | 109591 | |
| APOGEM CAPITAL LLC | $40.6 | 309234 | |
| EAGLE STRATEGIES LLC | $25.4 | 110826 | |
| INDEXIQ ADVISORS LLC | $10.4 | 144790 | |
| FLATIRON RR LLC, MANAGER SERIES | $0.8 | 314505 | |
| NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION | $0.0 | - | |
| NEW YORK LIFE INSURANCE COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| XIRADIS, PAUL, (NMN) | EXECUTIVE CHAIRMAN, DIRECTOR |
| GRACE, JOHN, (NMN) | DIRECTOR |
| KNIGHT, MARK, GREGORY | CHIEF EXECUTIVE OFFICER, DIRECTOR, COMPANY SECRETARY |
| ABOU-JAOUDE, NAIM, (NMN) | DIRECTOR |
| GIACCO, JAY, (NMN) | DIRECTOR |
| YOON, JAE SUNG | DIRECTOR |
| HARTE, FRANCIS, MICHAEL | DIRECTOR |
| CANNIZZARO, TYSON, ANTON | CHIEF COMPLIANCE OFFICER |
| GEMISIS, VASILIKI | DIRECTOR, CHIEF FINANCIAL OFFICER |
| DO, KRISTY | GENERAL COUNSEL AND COMPANY SECRETARY |
| GLASER, MORGAN, LYN | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $12.6 | $0.0 | 0% | 70 | 0 | 0% |
| 2024-04-02 | $10.9 | $1.7 | 16% | 70 | 0 | 0% |
| 2023-04-04 | $11.4 | $1.3 | 11% | 66 | 4 | 6% |
| 2022-04-01 | $11.0 | $1.6 | 15% | 64 | 6 | 9% |
| 2021-04-05 | $10.9 | $1.7 | 16% | 60 | 10 | 17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV