BNY MELLON SECURITIES CORPORATION

Latest filing: Apr 04, 2025 (26 days ago)
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AUM

$7,139,421,698
17% change vs. 1 year ago
188% change vs. 3 years ago
318% change vs. 5 years ago
471% change vs. 10 years ago

Employee Count

306
1% change vs. 1 year ago
-8% change vs. 3 years ago
-13% change vs. 5 years ago
-51% change vs. 10 years ago

Main Office

NEW YORK, NY
240 GREENWICH STREET, NEW YORK, NY, UNITED STATES, 10286-0001

Client AUM

Discretion AUM
Discretionary $0.7
Non-Discretionary $6.4
Total $7.1
Client AUM
Retail $1.2
Pooled $0.0
Institutional $6.0
Total $7.1
Retail Accounts AUM
Individual 3,047 $0.8
Average Individual AUM $269,200
HNW 192 $0.4
Average HNW AUM $1,832,035
Retail Total 3,239 $1.2
Average Retail AUM $361,841

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $4.5
MORGAN STANLEY SMITH BARNEY LLC PURCHASE-NY-USA $1.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $7.1
Retail SMA AUM $1.2
Institutional SMA AUM $6.0
Asset Class % AUM
Equity Exch 86% $6.1
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 3% $0.2
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 11% $0.8
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 100% $7.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MELLON INVESTMENTS CORPORATION $763.7 105764
BNY MELLON INVESTMENT ADVISER, INC. $365.4 105642
INSIGHT NORTH AMERICA LLC $140.4 145995
WALTER SCOTT & PARTNERS LIMITED $78.2 112161
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC $47.4 312937
NEWTON INVESTMENT MANAGEMENT LTD $39.2 111208
BNY MELLON ADVISORS, INC. $24.0 106108
BNY MELLON ETF INVESTMENT ADVISER, LLC $7.2 306148
INSIGHT INVESTMENT INTERNATIONAL LIMITED $3.0 107095
BNY MELLON ASSET MANAGEMENT CANADA LTD. $0.0 broker-dealer -
CIBC MELLON TRUST COMPANY $0.0 trust company -
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. $0.0 broker-dealer 283267
THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED $0.0 broker-dealer -
PERSHING (CHANNEL ISLANDS) LIMITED $0.0 broker-dealer -
BNY MELLON FUND MANAGERS LIMITED $0.0 -
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED $0.0 -
PERSHING SECURITIES LIMITED $0.0 broker-dealer -
BNY MELLON TRUST COMPANY OF ILLINOIS $0.0 trust company -
PERSHING ADVISOR SOLUTIONS LLC $0.0 broker-dealer 36671
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED $0.0 -
ARX INVESTIMENTOS LTDA $0.0 148403
PERSHING LIMITED $0.0 broker-dealer -
PERSHING SECURITIES CANADA LIMITED $0.0 broker-dealer -
BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED $0.0 169829
BNY MELLON TRUST OF DELAWARE $0.0 trust company -
BNY MELLON IM KOREA LIMITED $0.0 -
INSIGHT INVESTMENT AUSTRALIA PTY LIMITED $0.0 -
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) SA $0.0 broker-dealer -
THE BANK OF NEW YORK MELLON, SA, INSTITUCION DE BANCA MULTIPLE $0.0 broker-dealer, trust company -
THE BANK OF NEW YORK MELLON SA/NV $0.0 -
INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED $0.0 -
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY $0.0 trust company -
NEWTON INVESTMENT MANAGEMENT JAPAN LTD. $0.0 -
INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED $0.0 -
BNY MELLON INVESTMENT SERVICING TRUST COMPANY $0.0 trust company -
BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD $0.0 -
BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED $0.0 broker-dealer -
BNY MELLON ALOCACAO DE PATRIMONIO LTDA $0.0 -
BNY MELLON NATIONAL ASSOCIATION $0.0 trust company -
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED $0.0 broker-dealer 169689
PERSHING SECURITIES INTERNATIONAL LIMITED $0.0 broker-dealer -
PERSHING SECURITIES SINAPORE PRIVATE LIMITED $0.0 broker-dealer -
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED $0.0 -
PERSHING LLC $0.0 broker-dealer 7560
BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED $0.0 -
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. $0.0 trust company -
BNY MELLON CAPITAL MARKETS, LLC $0.0 broker-dealer, municipal advisor 17454
THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED $0.0 trust company -
BNY MELLON BANCO S.A. $0.0 trust company -
MELLON HEDGE ADVISORS, LLC $0.0 133402
THE BANK OF NEW YORK MELLON $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
BRADLE, KENNETH JAMES PRESIDENT AND DIRECTOR
SQUILLACE, JOHN CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)
MARQUIT, HAL ROBERT ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL
PASQUALE, GREGORY JOHN CHIEF FINANCIAL OFFICER & TREASURER & FINOP
DIPETRILLO, DAVID JOHN EXECUTIVE VICE PRESIDENT AND DIRECTOR
PAPADOULIS, IRENE DESPINA EXECTUVE VICE PRESIDENT AND DIRECTOR
SACCONE, ROBERT BRIAN CHIEF COMPLIANCE OFFICER (BROKERDEALER)

ADVDB.CO • SOURCE: SEC

Representatives

65 active representatives found, showing 20 random

Name City State Exams Designations
MICHAEL VOLPE NEW YORK NY S63|1991-11-20|S66|2003-07-02
KIMBERLY HAUPIN NEW YORK NY S66|2015-03-30
PAIGE RAFFERTY NEW YORK NY S63|1994-12-13|S65|1996-06-28|S66|2014-03-05
SETH KARASIN NEW YORK NY S63|2013-05-31|S65|2014-05-12
LAUREN TUFANO NEW YORK NY S66|2023-05-17
MIKHAEL HALPER NEW YORK NY S63|2000-04-07|S65|2005-08-10
SAMUEL FOWLER NEW YORK NY S66|2017-04-28
MELISSA DIPIERRO NEW YORK NY S63|2000-09-08|S66|2008-04-30
THOMAS CADEMARTORI NEW YORK NY S63|2004-05-06|S65|2002-01-17|S66|2021-08-11
MICHAEL HALL NEW YORK NY S63|1995-11-27|S65|1996-12-27|S66|2007-03-30
SUSAN REED NEW YORK NY S63|1991-05-30|S65|2003-10-09
CAROLYN LIS NEW YORK NY S63|2011-12-22|S65|2006-01-31
EDWARD TREVINO NEW YORK NY S66|2016-10-23
VINCENT ZILNICKI NEW YORK NY S66|2006-08-12
STEVE HONG NEW YORK NY S66|2008-11-10
CHRISTOPHER GRANT NEW YORK NY S63|1996-08-30|S65|2013-05-13
MICHAEL HOLDEN NEW YORK NY S63|1990-11-15|S65|1999-02-05 CERTIFIED FINANCIAL PLANNER
CONNIE GORCZYCA NEW YORK NY S66|2013-02-01
BOBBIE JO PIPPIN-ARNDT NEW YORK NY S63|2000-11-07|S66|2008-05-20
VINCENT DEROSE NEW YORK NY S66|2005-11-04

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-04-21 $7.1 $0.0 0% 306 0 0%
2024-04-02 $6.1 $1.0 17% 303 3 1%
2023-04-04 $5.3 $1.9 35% 320 -14 -4%
2022-04-01 $2.5 $4.7 188% 333 -27 -8%
2021-04-05 $2.0 $5.1 252% 350 -44 -13%
2020-04-01 $1.7 $5.4 318% 353 -47 -13%
2019-04-01 $1.5 $5.7 381% 355 -49 -14%
2018-04-02 $1.5 $5.6 368% 368 -62 -17%
2017-04-01 $1.3 $5.8 441% 404 -98 -24%
2016-04-01 $1.4 $5.8 427% 605 -299 -49%
2015-04-01 $1.3 $5.9 471% 630 -324 -51%
2014-04-01 $1.3 $5.8 437% 626 -320 -51%
2013-04-01 $1.1 $6.1 568% 628 -322 -51%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/05/2000, AL-03/04/1999, AR-10/20/1997, AZ-01/29/2002, CA-09/11/1997, CO-01/01/1999, CT-02/07/2001, DC-02/26/2001, DE-08/29/2003, FL-09/09/1997, GA-09/10/1997, HI-10/16/1997, IA-01/01/1999, ID-09/09/1997, IL-10/15/1997, IN-02/13/2001, KS-09/08/1997, KY-08/08/1997, LA-10/04/2001, MA-03/29/2019, MD-01/01/1998, ME-10/14/1997, MI-09/23/1997, MN-12/30/1997, MO-12/15/1997, MS-02/05/2001, MT-02/15/1998, NC-02/05/2001, ND-01/29/2002, NE-05/26/1998, NH-08/08/1997, NJ-10/03/1996, NM-11/04/1997, NV-01/27/1999, NY-02/20/1998, OH-02/02/2001, OK-03/14/1999, OR-01/29/2002, PA-01/29/2002, PR-09/09/1997, RI-09/08/1997, SC-11/21/1997, SD-11/18/1997, TN-10/17/1997, TX-03/31/1983, UT-09/08/1997, VA-01/08/1999, VI-03/29/2019, VT-09/08/1997, WA-09/12/1997, WI-09/08/1997, WV-09/08/1997, WY-03/29/2019
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV