BROADMARK ASSET MANAGEMENT LLC
Latest filing: Mar 31, 2025 (79 days ago)
AUM
$238,468,469
-23% change vs. 1 year ago
-83% change vs. 3 years ago
-66% change vs. 5 years ago
-85% change vs. 10 years ago
Employee Count
5
0% change vs. 1 year ago
-38% change vs. 3 years ago
-38% change vs. 5 years ago
-75% change vs. 10 years ago
Main Office
DALLAS, TX
200 CRESCENT COURT, DALLAS, TX, UNITED STATES, 75201
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.2 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| R.J. O'BRIEN SECURITIES, LLC | CHICAGO-IL-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 41% | $0.0 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 57% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WESTWOOD MANAGEMENT CORP | $12.8 | 110269 | |
| WESTWOOD ADVISORS, L.L.C | $0.6 | 132162 | |
| THE SALIENT ZARVONA ENERGY FUND GP, L.P. | $0.3 | 162712 | |
| SALIENT ADVISORS, L.P. | $0.1 | 122833 | |
| SALIENT ZARVONA II-A GP, LLC | $0.0 | - | |
| SALIENT ZARVONA II-C GP, LLC | $0.0 | - | |
| SALIENT ZARVONA II-B GP, LLC | $0.0 | - | |
| WHG PF HOLDCO, LLC | $0.0 | - | |
| WESTWOOD TRUST | $0.0 | trust company | - |
| SALIENT CAPITAL L.P. | $0.0 | broker-dealer | 147912 |
| FORWARD SECURITIES, LLC | $0.0 | broker-dealer | 150133 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
7 active
| Name | Title |
|---|---|
| HESPE, LAURA, AN | CHIEF OPERATING OFFICER, MEMBER |
| HARDCASTLE, WILLIAM, RALPH | MANAGER |
| EHINGER, JOHN, ANTHONY | CHIEF COMPLIANCE OFFICER |
| DAMICO, RICHARD, PAUL | CHIEF INVESTMENT OFFICER AND MEMBER |
| LINTON, DAVID, ONTHANK | MANAGER |
| CORTEZ, RICARDO, LEE | CEO, MANAGER AND MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.2 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.3 | -$0.1 | -23% | 5 | 0 | 0% |
| 2023-04-04 | $1.3 | -$1.0 | -81% | 9 | -4 | -44% |
| 2022-04-01 | $1.4 | -$1.2 | -83% | 8 | -3 | -38% |
| 2021-04-05 | $0.8 | -$0.5 | -70% | 8 | -3 | -38% |
| 2020-04-01 | $0.7 | -$0.5 | -66% | 8 | -3 | -38% |
| 2019-04-01 | $0.7 | -$0.5 | -66% | 8 | -3 | -38% |
| 2018-04-02 | $0.8 | -$0.6 | -71% | 8 | -3 | -38% |
| 2017-04-01 | $0.8 | -$0.6 | -71% | 8 | -3 | -38% |
| 2016-04-01 | $1.1 | -$0.8 | -78% | 15 | -10 | -67% |
| 2015-04-01 | $1.6 | -$1.4 | -85% | 20 | -15 | -75% |
| 2014-04-01 | $1.8 | -$1.6 | -87% | 20 | -15 | -75% |
| 2013-04-01 | $1.8 | -$1.5 | -86% | 20 | -15 | -75% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, CA-12/14/2016, TX-03/31/2025 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV