WESTWOOD MANAGEMENT CORP
Latest filing: Apr 11, 2025 (68 days ago)
AUM
$12,802,824,273
7% change vs. 1 year ago
18% change vs. 3 years ago
13% change vs. 5 years ago
-32% change vs. 10 years ago
Employee Count
103
5% change vs. 1 year ago
36% change vs. 3 years ago
-12% change vs. 5 years ago
6% change vs. 10 years ago
Main Office
DALLAS, TX
200 CRESCENT COURT, DALLAS, TX, UNITED STATES, 75201
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $12.8 |
| Non-Discretionary | $0.0 |
| Total | $12.8 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $7.4 |
| Institutional | $5.1 |
| Total | $12.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 130 | $0.2 |
| Average Individual AUM | $1,197,924 | |
| HNW | 67 | $0.1 |
| Average HNW AUM | $1,191,463 | |
| Retail Total | 197 | $0.2 |
| Average Retail AUM | $1,195,727 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.4 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $1.0 |
| JPMORGAN CHASE BANK, N.A. | DELAWARE-OH-USA | $0.8 |
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.4 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $5.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 92% | $4.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.2 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $0.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $5.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WESTWOOD ADVISORS, L.L.C | $0.6 | 132162 | |
| BROADMARK ASSET MANAGEMENT LLC | $0.2 | 109422 | |
| SALIENT ADVISORS, L.P. | $0.1 | 122833 | |
| SALIENT ZARVONA II-A GP, LLC | $0.0 | - | |
| SALIENT ZARVONA II-C GP, LLC | $0.0 | - | |
| SALIENT CAPITAL L.P. | $0.0 | broker-dealer | 147912 |
| WESTWOOD TRUST | $0.0 | trust company | - |
| SALIENT ZARVONA II-B GP, LLC | $0.0 | - | |
| WHG PF HOLDCO, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| MONTGOMERY, SUSAN, BYRNE | CHAIRMAN AND DIRECTOR |
| CASEY, BRIAN, OCONNOR | PRESIDENT AND CEO, DIRECTOR |
| GOMEZ, FABIAN | CHIEF OPERATING OFFICER |
| FORBES, MURRAY | SVP, CHIEF FINANCIAL OFFICER, TREASURER |
| EHINGER, JOHN | SENIOR VICE PRESIDENT, HEAD OF LEGAL, CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
12 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| FRANK GARDNER | DALLAS | TX | S66|2002-01-21 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM HUNTER | DALLAS | TX | S63|1995-06-14|S65|2002-03-25 | ||||||
| DAN HINDS | DALLAS | TX | S63|2011-01-19 | CHARTERED FINANCIAL ANALYST | |||||
| ANIBAL ANGEL | DALLAS | TX | S65|2011-09-02|S66|2004-03-24 | ||||||
| MATTHEW GRANDITS | DALLAS | TX | S66|2012-06-22 | ||||||
| STEVEN BLOKDYK | DALLAS | TX | S63|1993-01-20|S65|2014-03-20 | ||||||
| DAVID FRIEDMAN | DALLAS | TX | S66|2004-11-12 | ||||||
| PARAG SANGHANI | DALLAS | TX | S63|2004-10-02 | CHARTERED FINANCIAL ANALYST | |||||
| GREGORY REID | DALLAS | TX | S63|1991-10-16|S65|1998-04-09 | ||||||
| HARRY BREDA | DALLAS | TX | S63|2002-06-12|S66|2019-06-26 | ||||||
| HARVEY STEELE | DALLAS | TX | S66|2005-07-22 | ||||||
| BRADLEY EISEN | DALLAS | TX | S66|2006-01-06 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $12.8 | $0.0 | 0% | 103 | 0 | 0% |
| 2025-04-21 | $12.8 | $0.0 | 0% | 103 | 0 | 0% |
| 2024-04-02 | $11.9 | $0.9 | 7% | 98 | 5 | 5% |
| 2023-04-04 | $11.7 | $1.1 | 10% | 105 | -2 | -2% |
| 2022-04-01 | $10.9 | $1.9 | 18% | 76 | 27 | 36% |
| 2021-04-05 | $9.4 | $3.4 | 36% | 82 | 21 | 26% |
| 2020-04-01 | $11.3 | $1.5 | 13% | 117 | -14 | -12% |
| 2019-04-01 | $13.2 | -$0.4 | -3% | 129 | -26 | -20% |
| 2018-04-02 | $19.3 | -$6.5 | -34% | 131 | -28 | -21% |
| 2017-04-01 | $16.8 | -$4.0 | -24% | 108 | -5 | -5% |
| 2016-04-01 | $16.4 | -$3.5 | -22% | 102 | 1 | 1% |
| 2015-04-01 | $19.0 | -$6.2 | -32% | 97 | 6 | 6% |
| 2014-04-01 | $17.7 | -$4.9 | -28% | 75 | 28 | 37% |
| 2013-04-01 | $13.1 | -$0.3 | -3% | 58 | 45 | 78% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AZ-03/30/2019, CA-12/09/2010, CO-03/30/2020, CT-03/30/2020, DC-03/31/2021, FL-05/18/2001, GA-03/31/2023, IA-12/09/2010, IL-12/13/2010, KY-03/31/2021, LA-12/09/2010, MA-03/31/2023, MD-12/09/2010, MI-03/31/2023, MN-03/30/2020, MO-03/30/2018, NC-12/09/2010, NJ-04/18/2012, NM-03/31/2021, NV-12/09/2010, NY-12/09/2010, OH-03/31/2025, OR-03/30/2020, PA-12/09/2010, SC-03/31/2025, TN-03/30/2020, TX-01/31/2002, VA-03/31/2023, WA-03/30/2020, WY-03/31/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV