BROOKSTONE WEALTH ADVISORS, LLC

Latest filing: Feb 04, 2025 (151 days ago)
View on IAPD
Adviser Website

AUM

$0
0% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

244
8% change vs. 1 year ago
51% change vs. 3 years ago
9% change vs. 5 years ago
146% change vs. 10 years ago

Main Office

WHEATON, IL
1745 S NAPERVILLE RD, WHEATON, IL, UNITED STATES, 60189

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
BROOKSTONE CAPITAL MANAGEMENT LLC $10.4 141413
BROOKSTONE ASSET MANAGEMENT, LLC $0.5 153467

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name Title
CRUMP, JASON, MICHAEL VP, RELATIONSHIP MANAGER
VANWOERKOM, JOEL, GERALD VP OF OPERATIONS
ZAYED, NADIM, "DEAN" CHIEF EXECUTIVE OFFICER
RONCONI, DARRYL, DESMOND PRESIDENT AND CHIEF OPERATING OFFICER
LOVETT, MATTHEW, LEE CHIEF COMPLIANCE OFFICER
DIORIO, MARK, WILLIAM CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

231 active representatives found, showing 20 random

Name City State Exams Designations
JIMMY HERNANDEZ WHEATON IL S65|2019-06-18
BROOKE SPEDALE WHEATON IL S65|2023-03-27
MICHAEL KALISCH WHEATON IL S63|2002-05-24|S65|2002-05-31 CERTIFIED FINANCIAL PLANNER
JOSHUA BREITMAIER WHEATON IL S65|2022-05-17
JAMES ANDERSEN WHEATON IL S65|2018-08-02
JAMES HAIRFORD WHEATON IL S65|2016-02-12|S63|2015-07-30
MELISSA MENDENALL WHEATON IL S65|2019-12-05
BARBARA STEWART WHEATON IL S66|2002-11-09|S65|2022-02-18 CERTIFIED FINANCIAL PLANNER
FRANCIS KELLY WHEATON IL S63|2002-08-16|S65|2017-04-18
SEAN ROBERTSON WHEATON IL S63|2002-03-07|S66|2004-08-27
JACOB SERFAS WHEATON IL S65|2018-06-08
TODD MANNING WHEATON IL S63|2000-08-04|S65|2022-02-24
JOHN REPASS WHEATON IL S65|1995-04-03|S63|2015-06-05
JOHN JANSEN WHEATON IL S63|1993-01-12|S65|1996-09-27
KEVIN BERRY WHEATON IL S65|2013-04-09
DAVID GAGNON WHEATON IL S63|1994-10-06
BRYAN USELDING WHEATON IL S63|2006-10-05|S65|2010-06-10
ASHOD TOUMAYANTS WHEATON IL S65|2014-04-15
GREGORY KORN WHEATON IL S65|2019-01-07 CERTIFIED FINANCIAL PLANNER
ANDRZEJ MITKOWSKI WHEATON IL S65|2022-05-27

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.0 $0.0 0% 244 0 0%
2025-04-21 $0.0 $0.0 0% 244 0 0%
2024-04-02 $0.0 $0.0 0% 225 19 8%
2023-04-04 $0.0 $0.0 0% 198 46 23%
2022-04-01 $0.0 $0.0 -100% 162 82 51%
2021-04-05 $2.2 -$2.2 -100% 181 63 35%
2020-04-01 $2.0 -$2.0 -100% 223 21 9%
2019-04-01 $2.0 -$2.0 -100% 189 55 29%
2018-04-02 $1.7 -$1.7 -100% 189 55 29%
2017-04-01 $1.0 -$1.0 -100% 173 71 41%
2016-04-01 $0.7 -$0.7 -100% 125 119 95%
2015-04-01 $0.5 -$0.5 -100% 99 145 146%
2014-04-01 $0.1 -$0.1 -100% 21 223 1062%
2013-04-01 $0.1 -$0.1 -100% 12 232 1933%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, AK-03/02/2015, AL-03/02/2015, AR-03/02/2015, AZ-11/13/2013, CA-07/22/2010, CO-04/14/2014, CT-05/28/2014, DC-03/02/2015, DE-03/02/2015, FL-10/11/2013, GA-05/06/2014, HI-06/27/2014, IA-05/06/2014, ID-09/25/2014, IL-03/25/2013, IN-05/30/2014, KS-03/02/2015, KY-10/23/2014, LA-04/11/2012, MA-11/13/2013, MD-08/11/2014, ME-03/02/2015, MI-03/16/2007, MN-08/07/2014, MO-03/10/2014, MS-03/02/2015, MT-03/02/2015, NC-02/25/2014, ND-03/02/2015, NE-05/14/2014, NH-10/07/2014, NJ-06/04/2014, NM-04/11/2012, NV-05/06/2014, NY-01/21/2014, OH-02/25/2014, OK-03/02/2015, OR-03/02/2015, PA-10/16/2013, PR-03/21/2017, RI-03/02/2015, SC-07/29/2014, SD-03/02/2015, TN-05/12/2014, TX-07/10/2007, UT-04/25/2014, VA-09/09/2013, VT-03/02/2015, WA-05/22/2014, WI-07/25/2014, WV-03/02/2015, WY-09/18/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV