AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $4.4 |
Non-Discretionary | $0.0 |
Total | $4.4 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $4.4 |
Institutional | $0.0 |
Total | $4.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | $191.0 | 105390 | |
DELAWARE DISTRIBUTORS, L.P. | $0.0 | broker-dealer | 14232 |
CENTRAL PARK FUND ADMINISTRATION, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
15 active
Name | Title |
---|---|
MASCIS, MICHAEL | CHIEF ADMINISTRATIVE OFFICER OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024); CO-HEAD OF WEALTH SOLUTIONS (AS OF APRIL 1, 2024) |
BROUSSEAU, GREGORY, PAUL | CO-HEAD OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024) |
TANZMAN, MITCHELL, ALAN | CO-HEAD OF WEALTH SOLUTIONS (THROUGH MARCH 31, 2024) |
GOODSTEIN, RUTH, SMITH | CHIEF OPERATING OFFICER OF WEALTH SOLUTIONS |
PEARLSTEIN, SETH, LOUIS | CHIEF COMPLIANCE OFFICER |
CONNOR, DAVID, FORRESTER | GENERAL COUNSEL, PUBLIC INVESTMENTS AMERICA, MACQUARIE ASSET MANAGEMENT |
LEE, ALEXANDER, HALSEY | CO-HEAD OF WEALTH SOLUTIONS (AS OF APRIL 1, 2024) |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-05-02 | $4.4 | $0.0 | 0% | 75 | 0 | 0% |
2025-04-21 | $4.4 | $0.0 | 0% | 75 | 0 | 0% |
2024-04-02 | $4.4 | $0.0 | 0% | 75 | 0 | 0% |
2023-04-04 | $4.4 | $0.0 | 0% | 62 | 13 | 21% |
2022-04-01 | $4.0 | $0.4 | 10% | 36 | 39 | 108% |
2021-04-05 | $2.9 | $1.5 | 50% | 38 | 37 | 97% |
2020-04-01 | $2.5 | $1.9 | 75% | 38 | 37 | 97% |
2019-04-01 | $2.3 | $2.1 | 93% | 36 | 39 | 108% |
2018-04-02 | $2.0 | $2.4 | 115% | 34 | 41 | 121% |
2017-04-01 | $1.8 | $2.6 | 141% | 35 | 40 | 114% |
2016-04-01 | $1.8 | $2.6 | 145% | 34 | 41 | 121% |
2015-04-01 | $1.4 | $3.0 | 224% | 34 | 41 | 121% |
2014-04-01 | $1.0 | $3.4 | 345% | 29 | 46 | 159% |
2013-04-01 | $0.7 | $3.7 | 534% | 26 | 49 | 188% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV