MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Latest filing: Sep 20, 2024 (254 days ago)
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AUM

$190,960,333,268
0% change vs. 1 year ago
7% change vs. 3 years ago
20% change vs. 5 years ago
3% change vs. 10 years ago

Employee Count

657
0% change vs. 1 year ago
23% change vs. 3 years ago
13% change vs. 5 years ago
34% change vs. 10 years ago

Main Office

PHILADELPHIA, PA
610 MARKET STREET, PHILADELPHIA, PA, UNITED STATES, 19106

Client AUM

Discretion AUM
Discretionary $191.0
Non-Discretionary $0.0
Total $191.0
Client AUM
Retail $4.2
Pooled $129.6
Institutional $57.2
Total $191.0
Retail Accounts AUM
Individual 9 $1.5
Average Individual AUM $167,323,693
HNW 29 $2.7
Average HNW AUM $91,406,832
Retail Total 38 $4.2
Average Retail AUM $109,387,141

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
BANK OF NEW YORK MELLON CORPORATION PITTSBURGH-PA-USA $42.7
STATE STREET BANK AND TRUST BOSTON-MA-USA $12.0
NORTHERN TRUST CORPORATION CHICAGO-IL-USA $7.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $61.3
Retail SMA AUM $4.2
Institutional SMA AUM $57.2
Asset Class % AUM
Equity Exch 1% $0.6
Equity Non-Exch 0% $0.0
Govt Agency 4% $2.5
Municipal 3% $1.8
Sovereign 0% $0.0
IG Credit 43% $26.4
HY Credit 43% $26.4
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 1% $0.6
Other 3% $1.8
Total 98% $60.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED $152.4 277065
MACQUARIE INFRASTRUCTURE PARTNERS INC. $32.7 146696
MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG $12.0 290998
MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED $11.1 284603
CENTRAL PARK ADVISERS, LLC $4.4 141805
MAM AMERICAS, INC. $2.9 282639
MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC $0.8 284788
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED $0.0 163553
MACQUARIE ALTERNATIVE STRATEGIES $0.0 -
DELAWARE DISTRIBUTORS, L.P. $0.0 broker-dealer 14232
MACQUARIE INVESTMENT MANAGEMENT LIMITED $0.0 139345
MACQUARIE INVESTMENT MANAGEMENT GENERAL PARTNER, INC. $0.0 -
MACQUARIE CAPITAL (USA) INC. $0.0 broker-dealer 36368
MACQUARIE BANK INTERNATIONAL LIMITED $0.0 -
MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A. $0.0 297579
MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC. $0.0 146690

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

15 active

Name Title
CONNOR, DAVID, FORRESTER SVP/GENERAL COUNSEL, SECRETARY/TRUSTEE
LYTLE, SHAWN, KEITH CHIEF EXECUTIVE OFFICER, PRESIDENT/ TRUSTEE
SALUS, RICHARD SVP GLOBAL HEAD OF FUND ADMINISTRATION
CAPUZZI, MICHAEL, FRANCIS U.S. CHIEF OPERATIONS OFFICER
HOBAN, STEPHEN CHIEF FINANCIAL OFFICER
WOLFANGEL, ROBERT, PETER TRUSTEE
WOLIN, MARTIN, JOEL CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

60 active representatives found, showing 20 random

Name City State Exams Designations
ELIJAH RENEAU PHILADELPHIA PA S63|2022-05-23|S65|2022-10-17
ZACHARY PER PHILADELPHIA PA S66|2009-04-06
MILISSA HUTCHINSON PHILADELPHIA PA S66|2011-01-24
JACLYN GANTZ PHILADELPHIA PA S66|2017-09-01
DENNIS MACDONALD PHILADELPHIA PA S63|1991-03-22|S65|1994-06-15
BRETT SCHRYER PHILADELPHIA PA S63|2013-10-21|S65|2023-06-08
JOHN LOGAN PHILADELPHIA PA S63|1997-07-09|S65|2006-02-15
KATE MASTALERZ PHILADELPHIA PA S66|2014-01-17
DOUGLAS FARRINGTON PHILADELPHIA PA S63|2015-04-28|S65|2017-05-23
AJ HELGERSON PHILADELPHIA PA S66|2005-06-04
NEAL GUIDRY PHILADELPHIA PA S65|2021-07-29|S66|1998-04-20
MICHAEL WADE PHILADELPHIA PA S63|2008-01-30|S65|2010-07-12
MARC DIPPOLITO PHILADELPHIA PA S63|2007-03-30|S65|2012-09-22
CHARLES PAVIOLITIS PHILADELPHIA PA S63|1997-08-15|S65|2006-09-08
GREGREY THOMAS PHILADELPHIA PA S63|1999-12-14|S66|2000-10-02
LINDSEY BULGER PHILADELPHIA PA S63|2009-09-18|S65|2008-11-13
SARAH SCHIAVONI PHILADELPHIA PA S66|2000-09-12 CERTIFIED FINANCIAL PLANNER
ALEXANDER FREUD PHILADELPHIA PA S66|2022-09-01
SHANE COLEY PHILADELPHIA PA S66|2007-09-14 CERTIFIED FINANCIAL PLANNER
KRISTIN MCDONNELL PHILADELPHIA PA S63|2014-05-23|S65|2016-04-18

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $191.0 $0.0 0% 657 0 0%
2025-04-21 $191.0 $0.0 0% 657 0 0%
2024-04-02 $191.9 -$0.9 0% 657 0 0%
2023-04-04 $236.0 -$45.1 -19% 628 29 5%
2022-04-01 $178.5 $12.5 7% 532 125 23%
2021-04-05 $145.3 $45.7 31% 550 107 19%
2020-04-01 $158.6 $32.3 20% 582 75 13%
2019-04-01 $158.8 $32.1 20% 611 46 8%
2018-04-02 $153.4 $37.5 24% 501 156 31%
2017-04-01 $172.3 $18.6 11% 506 151 30%
2016-04-01 $189.8 $1.2 1% 491 166 34%
2015-04-01 $185.5 $5.5 3% 490 167 34%
2014-04-01 $187.3 $3.7 2% 500 157 31%
2013-04-01 $169.2 $21.8 13% 500 157 31%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
PA, AK-04/30/2001, AL-04/30/2001, AR-05/17/2001, AZ-04/30/2001, CA-02/25/2000, CO-01/01/1999, CT-04/30/2001, DC-05/10/2001, DE-08/29/2003, FL-03/03/2000, GA-04/21/1989, HI-04/30/2001, IA-02/25/2000, ID-04/30/2001, IL-05/17/2001, IN-01/22/2001, KS-04/30/2001, KY-04/30/2001, LA-04/30/2001, MA-01/01/2001, MD-04/30/2001, ME-04/30/2001, MI-04/30/2001, MN-10/30/1997, MO-04/30/2001, MS-04/30/2001, MT-04/30/2001, NC-04/30/2001, ND-04/30/2001, NE-04/30/2001, NH-04/30/2001, NJ-04/30/2001, NM-04/30/2001, NV-04/30/2001, NY-02/28/2000, OH-04/30/2001, OK-10/26/2001, OR-04/30/2001, PA-07/06/1998, PR-04/30/2001, RI-04/30/2001, SC-04/30/2001, SD-04/30/2001, TN-10/05/2001, TX-12/31/1998, UT-04/30/2001, VA-04/30/2001, VT-04/30/2001, WA-04/30/2001, WI-04/30/2001, WV-04/30/2001
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV