CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
Latest filing: May 28, 2025 (38 days ago)
AUM
$49,404,831,309
7% change vs. 1 year ago
12% change vs. 3 years ago
43% change vs. 5 years ago
68% change vs. 10 years ago
Employee Count
140
1% change vs. 1 year ago
24% change vs. 3 years ago
77% change vs. 5 years ago
175% change vs. 10 years ago
Main Office
VANCOUVER, BC,
2300 1111 WEST GEORGIA ST, VANCOUVER, BC, , CANADA, V6E 4M3
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $49.4 |
| Non-Discretionary | $0.0 |
| Total | $49.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $11.1 |
| Institutional | $38.3 |
| Total | $49.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RBC INVESTOR SERVICES TRUST | TORONTO, ON--CAN | $10.4 |
| THE BANK OF NEW YORK MELLON CORPORATION | TORONTO, ON--CAN | $7.6 |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | TORONTO, ON--CAN | $6.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $38.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $38.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 33% | $12.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 9% | $3.5 |
| IG Credit | 5% | $1.9 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 52% | $19.9 |
| Cash | 1% | $0.4 |
| Other | 0% | $0.0 |
| Total | 100% | $38.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GLOBAL ALPHA CAPITAL MANAGEMENT LTD. | $6.0 | 161512 | |
| NS PARTNERS LTD | $5.5 | 110625 | |
| VERGENT ASSET MANAGEMENT LLP | $1.2 | 290165 | |
| PCJ INVESTMENT COUNSEL LTD. | $0.7 | 174083 | |
| FORTWOOD CAPITAL LP | $0.3 | 329381 | |
| CRESTPOINT ASSET MANAGEMENT LTD. | $0.0 | - | |
| CONNOR, CLARK & LUNN FUNDS INC. | $0.0 | - | |
| CC&L Q EMERGING MARKETS EQUITY FUND GP LLC | $0.0 | - | |
| CC&L Q GLOBAL EQUITY MARKET NEUTRAL FUND GP LLC | $0.0 | - | |
| CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. | $0.0 | - | |
| CONNOR, CLARK & LUNN (CANADA) LTD. | $0.0 | - | |
| SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
20 active
| Name | Title |
|---|---|
| GERBER, MARTIN, LUIS | DIRECTOR & PRESIDENT |
| STODDART, JOHN, WARREN | DIRECTOR & VICE PRESIDENT |
| COTTERILL, PHILLIP, JOHN | DIRECTOR & VICE PRESIDENT |
| ROBITAILLE, PATRICK, DAVID | CORPORATE SECRETARY |
| BAKER, GARY, NORMAN | DIRECTOR |
| SIMONETTE, GARY, J | VICE PRESIDENT |
| HUANG, STEVEN, BENARD | DIRECTOR AND VICE PRESIDENT |
| CROWE, DERRICK, PAUL | CHIEF COMPLIANCE OFFICER |
| REYNOLDS, STEPHEN, EDWARD | VICE PRESIDENT |
| HASENAUER, ERIC, ROMAN | SN. VICE PRESIDENT,CO-HEAD |
| MARZEC, TIMOTHY, MICHAEL | VICE PRESIDENT |
| DRAKE, JENNIFER | DIRECTOR |
| WALSH, MICHAEL, JOHN | DIRECTOR |
| GEORGE, DAVID, ELLIS | DIRECTOR |
| ZIMCIK, ANDREW, DAVID | DIRECTOR |
| RICKETTS, JOHN, WYATT | SN. VICE PRESIDENT,CO-HEAD |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $49.4 | $0.0 | 0% | 140 | 0 | 0% |
| 2025-04-21 | $49.4 | $0.0 | 0% | 140 | 0 | 0% |
| 2024-04-02 | $46.2 | $3.2 | 7% | 138 | 2 | 1% |
| 2023-04-04 | $37.2 | $12.2 | 33% | 117 | 23 | 20% |
| 2022-04-01 | $43.9 | $5.5 | 12% | 113 | 27 | 24% |
| 2021-04-05 | $37.5 | $11.9 | 32% | 105 | 35 | 33% |
| 2020-04-01 | $34.6 | $14.8 | 43% | 79 | 61 | 77% |
| 2019-04-01 | $31.1 | $18.3 | 59% | 75 | 65 | 87% |
| 2018-04-02 | $35.8 | $13.6 | 38% | 69 | 71 | 103% |
| 2017-04-01 | $36.2 | $13.2 | 37% | 64 | 76 | 119% |
| 2016-04-01 | $29.5 | $19.9 | 67% | 56 | 84 | 150% |
| 2015-04-01 | $29.4 | $20.0 | 68% | 51 | 89 | 175% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV