VERGENT ASSET MANAGEMENT
Latest filing: May 14, 2025 (52 days ago)
AUM
$1,185,760,070
50% change vs. 1 year ago
837% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
10
0% change vs. 1 year ago
11% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LONDON,
SOUTHWEST HOUSE, 11A REGENT STREET ST JAMES'S, LONDON, , UNITED KINGDOM, SW1Y 4LR
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $1.1 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| HSBC SAUDI ARABIA | RIYADH--SAU | $0.3 |
| CITI BANK N.A. | NEW YORK-NY-USA | $0.2 |
| RIYAD CAPITAL | RIYADH--SAU | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 93% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD | $49.4 | 107557 | |
| GLOBAL ALPHA CAPITAL MANAGEMENT LTD. | $6.0 | 161512 | |
| NS PARTNERS LTD | $5.5 | 110625 | |
| PCJ INVESTMENT COUNSEL LTD. | $0.7 | 174083 | |
| FORTWOOD CAPITAL LP | $0.3 | 329381 | |
| CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| WALSH, MICHAEL, JOHN | MANAGEMENT COMMITTEE MEMBER |
| AL-NASSIR, ALI | PORTFOLIO MANAGER, MANAGING PARTNER |
| BECHARA, NEMER | COMPLIANCE OFFICER & MANAGING PARTNER |
| STODDART, JOHN, WARREN | MANAGEMENT COMMITTEE MEMBER |
| HASENAUER, ERIC, ROMAN | SN. VICE PRESIDENT, CO-HEAD |
| SIMONETTE, GARY, J | VICE PRESIDENT |
| REYNOLDS, STEPHEN, EDWARD | VICE PRESIDENT |
| MARZEC, TIMOTHY, MICHAEL | VICE PRESIDENT |
| RICKETTS, JOHN, WYATT | SN. VICE PRESIDENT, CO-HEAD |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.2 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $1.2 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.4 | 50% | 10 | 0 | 0% |
| 2023-04-04 | $0.2 | $1.0 | 411% | 9 | 1 | 11% |
| 2022-04-01 | $0.1 | $1.1 | 837% | 9 | 1 | 11% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV