AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $7.8 |
| Non-Discretionary | $0.0 |
| Total | $7.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $7.8 |
| Institutional | $0.0 |
| Total | $7.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | $1,650.0 | broker-dealer | 149777 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $7.8 | $0.0 | 0% | 16 | 0 | 0% |
| 2025-04-21 | $7.8 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $7.1 | $0.7 | 9% | 20 | -4 | -20% |
| 2023-04-04 | $6.1 | $1.7 | 28% | 20 | -4 | -20% |
| 2022-04-01 | $6.9 | $0.9 | 13% | 10 | 6 | 60% |
| 2021-04-05 | $6.9 | $0.9 | 13% | 10 | 6 | 60% |
| 2020-04-01 | $6.3 | $1.4 | 23% | 10 | 6 | 60% |
| 2019-04-01 | $5.6 | $2.2 | 40% | 9 | 7 | 78% |
| 2018-04-02 | $6.0 | $1.8 | 29% | 9 | 7 | 78% |
| 2017-04-01 | $5.3 | $2.5 | 47% | 8 | 8 | 100% |
| 2016-04-01 | $6.0 | $1.8 | 31% | 8 | 8 | 100% |
| 2015-04-01 | $7.0 | $0.8 | 11% | 5 | 11 | 220% |
| 2014-04-01 | $6.9 | $0.9 | 13% | 4 | 12 | 300% |
| 2013-04-01 | $6.2 | $1.6 | 26% | 5 | 11 | 220% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV