MORGAN STANLEY

Latest filing: Jul 21, 2025 (139 days ago)
View on IAPD
Adviser Website

AUM

$1,650,015,946,338
18% change vs. 1 year ago
26% change vs. 3 years ago
82% change vs. 5 years ago
212% change vs. 10 years ago

Employee Count

29,200
0% change vs. 1 year ago
10% change vs. 3 years ago
14% change vs. 5 years ago
17% change vs. 10 years ago

Main Office

PURCHASE, NY
2000 WESTCHESTER AVENUE, PURCHASE, NY, UNITED STATES, 10577-2530

Client AUM

Discretion AUM
Discretionary $1,196.4
Non-Discretionary $453.6
Total $1,650.0
Client AUM
Retail $1,494.0
Pooled $0.6
Institutional $155.4
Total $1,650.0
Retail Accounts AUM
Individual 2,448,796 $1,075.4
Average Individual AUM $439,160
HNW 34,704 $418.6
Average HNW AUM $12,062,256
Retail Total 2,483,500 $1,494.0
Average Retail AUM $601,579

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
MORGAN STANLEY SMITH BARNEY LLC PURCHASE-NY-USA $1,238.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1,649.4
Retail SMA AUM $1,494.0
Institutional SMA AUM $155.4
Asset Class % AUM
Equity Exch 56% $923.7
Equity Non-Exch 0% $0.0
Govt Agency 2% $33.0
Municipal 2% $33.0
Sovereign 0% $0.0
IG Credit 6% $99.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 27% $445.3
Other Pools 2% $33.0
Cash 4% $66.0
Other 1% $16.5
Total 100% $1,649.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MORGAN STANLEY INVESTMENT MANAGEMENT INC. $619.2 110353
PARAMETRIC PORTFOLIO ASSOCIATES LLC $574.0 114310
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED $165.3 105922
BOSTON MANAGEMENT AND RESEARCH $128.1 104853
EATON VANCE MANAGEMENT $84.9 104859
CALVERT RESEARCH AND MANAGEMENT $39.5 285127
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. $36.3 116719
MS CAPITAL PARTNERS ADVISER INC. $34.4 147521
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC $8.9 149122
CONSULTING GROUP ADVISORY SERVICES LLC $7.8 137463
COOK STREET CONSULTING, INC. $7.1 112829
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. $2.2 134366
FLINT CAPITAL PARTNERS GP LP $0.0 -
PRIVATE EQUITY CO-INVESTMENT OPPORTUNITIES FUND II INVESTMENT TEAM LEF LP $0.0 -
MS CREDIT PARTNERS III S.A R.L. $0.0 -
AIP GLOBAL IMPACT I GP LP $0.0 -
MS CREDIT PARTNERS IV GP L.P. $0.0 -
MS TACTICAL VALUE FUND II GP LP $0.0 -
MESA WEST DSA, LLC $0.0 -
MORGAN STANLEY BANK, N.A. $0.0 -
AIP GRANITE-SMA GP LP $0.0 -
AIP MBAR SLP LP $0.0 -
CERES MANAGED FUTURES LLC $0.0 -
MS CREDIT PARTNERS HOLDINGS INC. $0.0 -
AIP GLOBAL INCOME II SLP LP $0.0 -
MS SENIOR LOAN PARTNERS GP L.P. $0.0 -
AIP ASIA-SMA II SLP LP $0.0 -
MS EXPANSION EQUITY GP INC. $0.0 -
AIP RE FOF 2009 GP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. $0.0 143479
AIP GLOBAL DIVERSIFIED VII SLP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C. $0.0 -
AIP RE FOF II GP LP $0.0 -
MSREF VII GLOBAL-GP, L.P. $0.0 -
MSREF VIII GP, L.L.C. $0.0 -
MORGAN STANLEY CAYMAN GP LTD. $0.0 -
MSREF VII GLOBAL (CAYMAN) II, LTD. $0.0 -
E*TRADE SECURITIES LLC $0.0 broker-dealer 29106
AIP RUBY-SMA I SLP LP $0.0 -
MORGAN STANLEY VENTURE CAPITAL III INC $0.0 108708
PRIVATE INVESTMENT PARTNERS INC. $0.0 -
AIP CRYSTAL-SMA I SLP LP $0.0 -
GLOBAL DIVERSIFIED ALTERNATIVES III GP LP $0.0 -
MSCVF I GP LP $0.0 -
AIP GLOBAL INCOME I GP LP $0.0 -
AIP RE FOF 2010 GP LP $0.0 -
AIP ASIA-SMA III SLP LP $0.0 -
MSREF V INTERNATIONAL-GP, L.L.C. $0.0 -
MSCP V GP INC. $0.0 -
AIP OPPORTUNISTIC ACI I GP LP $0.0 -
CT REAL ASSETS SLP LP $0.0 -
MS CREDIT PARTNERS IV GP INC. $0.0 -
MS TACTICAL VALUE FUND GP LP $0.0 -
MS EXPANSION CREDIT II GP INC. $0.0 -
MS EXPANSION EQUITY GP LP $0.0 -
MS CREDIT PARTNERS GP INC. $0.0 -
MS EXPANSION CREDIT GP INC. $0.0 -
MS CREDIT PARTNERS II GP L.P. $0.0 -
MORGAN STANLEY INSURANCE SERVICES INC. $0.0 -
MORGAN STANLEY NEXT LEVEL FUND GP, LLC $0.0 -
AIP NML-SMA GP LP $0.0 -
AIP OPPORTUNISTIC ALTERNATIVES GP LP $0.0 -
MSREF VI INTERNATIONAL-GP, L.L.C. $0.0 -
AIP COMPREHENSIVE SECONDARIES I GP LP $0.0 -
AIP GATEWAY II GP LP $0.0 -
MS EXPANSION EQUITY IX GP INC. $0.0 -
MSREI IX GLOBAL-GP, L.P. $0.0 -
AIP OPPORTUNISTIC ACI II SLP GP LP $0.0 -
AIP BRICKYARD GP LP $0.0 -
AIP 1GT FUND (LUX) GP S.A.R.L. $0.0 -
AIP SOUTHYARD GP INC. $0.0 -
MSREF VII GLOBAL-GP (U.S.), L.L.C. $0.0 -
MS VENTURE CAPITAL HOLDING INC. $0.0 -
MS TACTICAL VALUE FUND II GP INC. $0.0 -
AIP OPPORTUNISTIC SECONDARIES I SLP LP $0.0 -
AIP GLOBAL DIVERSIFIED VI GP LP $0.0 -
MS CAPITAL PARTNERS VI GP LP $0.0 -
MORGAN STANLEY ALTERNATIVES HOLDING D INC. $0.0 -
MORGAN STANLEY FIXED INCOME GP INC. $0.0 -
MS CREDIT PARTNERS III GP L.P. $0.0 -
GLOBAL DIVERSIFIED ALTERNATIVES IV GP LP $0.0 -
AIP TRANSITIONAL DIVERSIFIED ALTERNATIVES GP LP $0.0 -
MSREI X GP, L.L.C. $0.0 -
MORGAN STANLEY VENTURE PARTNERS III, L.L.C. $0.0 -
MSCVF I GP INC. $0.0 -
MS CAPITAL PARTNERS VIII GP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA V GP ONT, L.P. $0.0 -
MS ENERGY PARTNERS GP INC. $0.0 -
AIP MCS VALUE SLP LP $0.0 -
MS TACTICAL VALUE FUND GP INC. $0.0 -
MS EXPANSION CREDIT II GP LP $0.0 -
MSREF VIII GLOBAL-GP, L.P. $0.0 -
GTB CAPITAL PARTNERS GP LP $0.0 -
MSDW VENTURE PARTNERS IV INC $0.0 108709
MS CAPITAL PARTNERS VII GP LP $0.0 -
AIP SEEDLING I SLP LP $0.0 -
AIP GLOBAL DIVERSIFIED ALTERNATIVES V GP LP $0.0 -
BANCO MORGAN STANLEY S.A. $0.0 -
MSVP 2002 FUND, LLC $0.0 -
SBHU LIFE AGENCY, INC. $0.0 -
MSDW VENTURE PARTNERS IV, LLC $0.0 -
AIP 1GT FUND GP LP $0.0 -
MSDW VP IV HOLDINGS, INC. $0.0 -
AIP ASIA-SMA GP LP $0.0 -
MS EXPANSION CAPITAL GP INC. $0.0 -
MS CAPITAL PARTNERS CV GP LLC $0.0 -
MS EXPANSION CAPITAL GP LP $0.0 -
AIP COSMIC SLP LP $0.0 -
OLOMANA REAL ASSETS SLP LP $0.0 -
E*TRADE FUTURES L.L.C. $0.0 -
MS CREDIT PARTNERS III GP INC. $0.0 -
MORGAN STANLEY TACTICAL VALUE FUND II CO-INVEST EXCELSIOR GP LLC $0.0 -
MSREI IX GP, L.L.C. $0.0 -
MORGAN STANLEY REAL ESTATE ADVISOR, INC. $0.0 127488
AIP COMPREHENSIVE SECONDARIES II GP LP $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA IV, L.L.C. $0.0 -
MSREF VIII, INC. $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA, LLC $0.0 -
GLOBAL DIVERSIFIED ALTERNATIVES IV SLP GP LTD $0.0 -
AIP DIAMOND-SMA I SLP LP $0.0 -
MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION $0.0 -
MSVP 2002, INC. $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA IV, INC. $0.0 -
MSREF VII GLOBAL-GP (CAYMAN), L.P. $0.0 -
MS CAPITAL PARTNERS VI GP INC. $0.0 -
AIP OPPORTUNISTIC SECONDARIES II SLP LP $0.0 -
MS CAPITAL PARTNERS V GP L.P. $0.0 -
MS CREDIT PARTNERS II GP INC. $0.0 -
MS CAPITAL PARTNERS VII GP INC. $0.0 -
MSREI X GLOBAL-GP, LP $0.0 -
PRIVATE INVESTMENT PARTNERS GP INC. $0.0 -
AIP COMPREHENSIVE SECONDARIES III SLP LP $0.0 -
AIP MEDYARD GP LP $0.0 -
GPF PRIVATE EQUITY GP LP $0.0 -
MS ENERGY PARTNERS GP LP $0.0 -
MSCP V OFFSHORE INVESTORS GP LTD. $0.0 -
MORGAN STANLEY PRIVATE EQUITY ASIA V, INC. $0.0 -
MS EXPANSION CREDIT GP L.P. $0.0 -
MORGAN STANLEY & CO. LLC $0.0 broker-dealer, municipal advisor 8209
MS SENIOR LOAN PARTNERS GP INC. $0.0 -
AIP DR SLP LP $0.0 -
MS CAPITAL PARTNERS VIII GP INC. $0.0 -
MS EXPANSION EQUITY IX GP LP $0.0 -
AIP GLOBAL VENTURE I SLP LP $0.0 -
AIP OPPORTUNISTIC ACI III SLP LP $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
HANSEN, TIMOTHY GERARD CHIEF COMPLIANCE OFFICER (IA ONLY )
FINN, JED DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER
JANOVER, JAMES TROY DIRECTOR
ADRIEN, JACQUES CARLO JR PRINCIPAL FINANCIAL OFFICER
GREGO, JENNIFER A CHIEF COMPLIANCE OFFICER
GALASSO, DAVID ANTHONY PRINCIPAL OPERATIONS OFFICER
FLETCHER, PATRICIA KAY TEXAS DESIGNATED PRINCIPAL
HENNESSY, MICHAEL S DIRECTOR
TURNER, CHAD EDWARD DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

22,445 active representatives found, showing 20 random

Name City State Exams Designations
BENJAMIN ARCHER PURCHASE NY S63|1997-08-25|S65|1997-08-29
THOMAS BOURKE PURCHASE NY S63|1984-10-19|S65|1992-07-22
DAVID FORMAN PURCHASE NY S63|1997-05-02|S65|2001-03-28
RONALD TOLLE PURCHASE NY S63|1990-04-02|S65|1992-04-30
RONALD WILSON PURCHASE NY S63|1995-08-24|S66|2000-07-17
WILLIAM EBERHART PURCHASE NY S63|1996-04-09|S66|1999-10-04
NANCY NELSON PURCHASE NY S63|1997-04-05|S66|2021-05-29
MICHEAL LIPSHULTZ PURCHASE NY S63|1996-06-12|S65|2007-04-20
MATTHEW PUTTERMAN PURCHASE NY S66|2022-04-09
JOHN MEAD PURCHASE NY S63|1981-04-30|S65|1992-06-16
DAVID PAUOLE PURCHASE NY S66|2023-12-12
JORGE WABNIK PURCHASE NY S66|2010-02-25
GUIDO SOSA PURCHASE NY S66|2021-11-10
BENJAMIN MARTINEZ PURCHASE NY S66|2022-12-22
BROOKE COLIGAN PURCHASE NY S66|2024-04-22
RACHEL WEDEEN PURCHASE NY S63|1983-03-08|S65|1994-12-16
BRIAN FISHLINGER PURCHASE NY S63|2017-03-06|S66|2021-02-16 CERTIFIED FINANCIAL PLANNER
BRIAN LEWIS PURCHASE NY S63|1988-07-08|S65|1995-09-14
ADAM LEAPLEY PURCHASE NY S63|1995-05-17|S65|1999-03-12 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
MARILYN EASTWOOD PURCHASE NY S63|2000-06-09

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-08-01 $1,650.0 $0.0 0% 29,200 0 0%
2025-04-21 $1,650.0 $0.0 0% 29,200 0 0%
2024-04-02 $1,402.4 $247.6 18% 29,300 -100 0%
2023-04-04 $1,185.1 $465.0 39% 28,000 1,200 4%
2022-04-01 $1,311.9 $338.1 26% 26,500 2,700 10%
2021-04-05 $1,076.0 $574.0 53% 26,000 3,200 12%
2020-04-01 $904.3 $745.7 82% 25,600 3,600 14%
2019-04-01 $729.2 $920.8 126% 26,000 3,200 12%
2018-04-02 $735.3 $914.7 124% 26,000 3,200 12%
2017-04-01 $598.5 $1,051.5 176% 26,000 3,200 12%
2016-04-01 $535.9 $1,114.1 208% 24,000 5,200 22%
2015-04-01 $528.2 $1,121.8 212% 25,000 4,200 17%
2014-04-01 $460.7 $1,189.3 258% 25,000 4,200 17%
2013-04-01 $393.5 $1,256.5 319% 27,000 2,200 8%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-05/11/2009, AL-05/11/2009, AR-05/11/2009, AZ-05/11/2009, CA-05/11/2009, CO-05/11/2009, CT-05/11/2009, DC-05/11/2009, DE-05/15/2009, FL-05/11/2009, GA-05/11/2009, HI-05/11/2009, IA-05/12/2009, ID-05/11/2009, IL-06/01/2009, IN-05/11/2009, KS-05/11/2009, KY-05/11/2009, LA-05/11/2009, MD-05/11/2009, ME-05/11/2009, MI-03/02/2010, MN-05/11/2009, MO-05/11/2009, MS-05/11/2009, MT-05/11/2009, NC-05/11/2009, ND-05/11/2009, NE-05/11/2009, NH-05/11/2009, NJ-06/15/2009, NM-05/11/2009, NV-05/11/2009, NY-05/11/2009, OH-05/11/2009, OK-05/11/2009, OR-05/11/2009, PA-05/11/2009, RI-05/11/2009, SC-05/11/2009, SD-06/16/2009, TN-05/11/2009, TX-05/19/2009, UT-05/11/2009, VA-05/11/2009, VI-05/11/2009, VT-05/11/2009, WA-05/11/2009, WI-05/11/2009, WV-05/11/2009, WY-09/22/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV