AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $9.7 |
| Non-Discretionary | $0.0 |
| Total | $9.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $9.7 |
| Institutional | $0.0 |
| Total | $9.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | WILMINGTON-DE-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | $808.8 | broker-dealer | 8174 |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | $542.2 | 106838 | |
| CREDIT SUISSE ASSET MANAGEMENT, LLC | $59.9 | 106012 | |
| UBS REALTY INVESTORS LLC | $2.5 | 107758 | |
| UBS AG | $0.0 | broker-dealer | - |
| UBS ASSET MANAGEMENT LIFE LTD | $0.0 | - | |
| UBS ASSET MANAGEMENT (UK) LTD | $0.0 | - | |
| UBS AG LONDON BRANCH | $0.0 | broker-dealer | - |
| CREDIT SUISSE AG | $0.0 | broker-dealer | - |
| UBS HEDGE FUND SOLUTIONS LLC | $0.0 | 131034 | |
| UBS SECURITIES LLC | $0.0 | broker-dealer | 7654 |
| UBS FUND SERVICES (USA) LLC | $0.0 | broker-dealer | 41848 |
| CREDIT SUISSE (UK) LTD | $0.0 | broker-dealer | - |
| UBS OCONNOR LLC | $0.0 | 108754 | |
| UBS FARMLAND INVESTORS LLC | $0.0 | 107754 | |
| UBS ASSET MANAGEMENT (US) INC. | $0.0 | broker-dealer | 583 |
| CREDIT SUISSE (LUXEMBOURG) S.A | $0.0 | - | |
| CREDIT SUISSE FUND MANAGEMENT S.A | $0.0 | - | |
| CREDIT SUISSE INTERNATIONAL | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| HARE, PAUL, EDWARD | COMPANY SECRETARY |
| BERRYMAN, MARC | CHIEF OPERATING OFFICER & DIRECTOR |
| HALE, IAN, MICHAEL | NON EXECUTIVE DIRECTOR |
| GILLOTT, JUSTIN | EXECUTIVE DIRECTOR |
| VEITCH, AMY, LOUISE | INTERIM CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $9.7 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $9.7 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $12.3 | -$2.6 | -21% | 39 | -37 | -95% |
| 2023-04-04 | $11.6 | -$1.9 | -16% | 71 | -69 | -97% |
| 2022-04-01 | $12.1 | -$2.4 | -20% | 62 | -60 | -97% |
| 2021-04-05 | $11.2 | -$1.4 | -13% | 60 | -58 | -97% |
| 2020-04-01 | $9.8 | -$0.1 | -1% | 60 | -58 | -97% |
| 2019-04-01 | $12.0 | -$2.2 | -19% | 50 | -48 | -96% |
| 2018-04-02 | $9.2 | $0.6 | 6% | 61 | -59 | -97% |
| 2017-04-01 | $3.5 | $6.3 | 180% | 53 | -51 | -96% |
| 2016-04-01 | $2.6 | $7.1 | 276% | 57 | -55 | -96% |
| 2015-04-01 | $2.6 | $7.1 | 271% | 54 | -52 | -96% |
| 2014-04-01 | $2.8 | $6.9 | 242% | 65 | -63 | -97% |
| 2013-04-01 | $3.8 | $5.9 | 154% | 94 | -92 | -98% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV