AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | $808.8 | broker-dealer | 8174 |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | $542.2 | 106838 | |
| CREDIT SUISSE ASSET MANAGEMENT, LLC | $59.9 | 106012 | |
| CREDIT SUISSE ASSET MANAGEMENT LIMITED | $9.7 | 113463 | |
| UBS REALTY INVESTORS LLC | $2.5 | 107758 | |
| CREDIT SUISSE SECURITIES (USA) LLC | $0.8 | broker-dealer | 816 |
| UBS FUND MANAGEMENT (IRELAND) LTD | $0.0 | - | |
| UBS FUND SERVICES (LUXEMBOURG) S.A. | $0.0 | - | |
| UBS FUND MANAGEMENT (LUXEMBOURG) S.A. | $0.0 | - | |
| UBS (LUXEMBOURG) S.A. | $0.0 | broker-dealer | - |
| UBS ASSET MANAGEMENT (CANADA) CO | $0.0 | - | |
| UBS ASSET MANAGEMENT (AUSTRALIA) LTD | $0.0 | - | |
| UBS ASSET MANAGEMENT (HONG KONG) LIMITED | $0.0 | - | |
| UBS ASSET MANAGEMENT (SINGAPORE) LTD. | $0.0 | - | |
| UBS AG | $0.0 | broker-dealer | - |
| UBS ASSET MANAGEMENT (JAPAN) LTD | $0.0 | - | |
| UBS SECURITIES LLC | $0.0 | broker-dealer | 7654 |
| UBS ASSET MANAGEMENT (US) INC. | $0.0 | broker-dealer | 583 |
| UBS ASSET MANAGEMENT (ITALIA) SGR S.P.A | $0.0 | - | |
| UBS GROUP AG | $0.0 | - | |
| UBS FUND MANAGEMENT (SWITZERLAND) AG | $0.0 | - | |
| UBS ASSET MANAGEMENT SWITZERLAND AG | $0.0 | - | |
| UBS ASSET MANAGEMENT (UK) LTD | $0.0 | - | |
| UBS REAL ESTATE GMBH | $0.0 | - | |
| UBS FUND SERVICES (USA) LLC | $0.0 | broker-dealer | 41848 |
| UBS ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| UBS ASSET MANAGEMENT ( DEUTSCHLAND) GMBH | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
| Name | Title |
|---|---|
| MCCANDLESS, JAMES, BRUCE | PRESIDENT, CEO |
| KAPILOFF, STEVEN, MARK | GENERAL COUNSEL/ SECRETARY |
| PILE, NICHOLAS, SIMON | CHIEF COMPLIANCE OFFICER |
| MURRAY, DANIEL, EUGENE | FINANCE AND CONTROL |
| RABENOU, DARREN, TODD | HEAD OF REPM FOOD AND AGRICULTURE & ON THE INVESTMENT COMMITTEE |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.0 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 12 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 11 | 1 | 9% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 11 | 1 | 9% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 8 | 4 | 50% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 9 | 3 | 33% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 10 | 2 | 20% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 10 | 2 | 20% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 10 | 2 | 20% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 9 | 3 | 33% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 9 | 3 | 33% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 8 | 4 | 50% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 8 | 4 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CT, CT-09/25/1997 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV