D. E. SHAW & CO., L.P.
Latest filing: Mar 31, 2025 (79 days ago)
AUM
$154,586,941,935
28% change vs. 1 year ago
21% change vs. 3 years ago
88% change vs. 5 years ago
83% change vs. 10 years ago
Employee Count
928
6% change vs. 1 year ago
32% change vs. 3 years ago
48% change vs. 5 years ago
101% change vs. 10 years ago
Main Office
NEW YORK, NY
TWO MANHATTAN WEST, NEW YORK, NY, UNITED STATES, 10001
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $154.6 |
| Non-Discretionary | $0.0 |
| Total | $154.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $154.6 |
| Institutional | $0.0 |
| Total | $154.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. | $21.0 | 135284 | |
| RENEWABLE ENERGY ASSETCO III, L.L.C. | $0.0 | - | |
| D. E. SHAW MULTI-ASSET MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW INVESTMENT MANAGEMENT OFFSHORE GP, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO II MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO., L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ASYMPTOTE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND GP, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER V, L.L.C. | $0.0 | - | |
| D. E. SHAW COMPOSITE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW U.S. BROAD MARKET CORE ALPHA PLUS SPECIAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD. | $0.0 | - | |
| D. E. SHAW VOLTAIC GENERAL PARTNER, L.L.C. | $0.0 | - | |
| D. E. SHAW ESC MANAGER, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER VI, L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER III, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI MANAGER VI, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI HOLDINGS VI, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO II, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO SIDECAR MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW DIOPTER GENERAL PARTNER, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO SIDECAR, L.L.C. | $0.0 | - | |
| D. E. SHAW DIOPTER MANAGER, L.L.C. | $0.0 | - | |
| D.E. SHAW SECURITIES, L.L.C. | $0.0 | broker-dealer | 24332 |
| D. E. SHAW RENEWABLE INVESTMENTS, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER IV, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER II, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO III MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER II, L.L.C. | $0.0 | - | |
| D. E. SHAW RE (BERMUDA), LTD. | $0.0 | - | |
| D. E. SHAW & CO. (BERMUDA), LTD. | $0.0 | - | |
| D. E. SHAW HELIANT MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW VALENCE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW CEOF GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER III, L.L.C. | $0.0 | - | |
| D. E. SHAW COMPOSITE MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW TERRELLA FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW MULTI-ASSET MANAGER GP, L.L.C. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
18 active
| Name | Title |
|---|---|
| SHAW, DAVID, ELLIOT | LIMITED PARTNER, SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, D. E. SHAW & CO., INC. |
| WEPSIC, ERIC, KARL | EXECUTIVE COMMITTEE MEMBER |
| STONE, MAXIMILIAN, DANA | EXECUTIVE COMMITTEE MEMBER |
| ZABACK, CHRISTOPHER, MARTIN | CHIEF FINANCIAL OFFICER |
| FISHMAN, EDWARD, LAURENCE | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER |
| THOMAS, NATHAN, CLARK | CHIEF COMPLIANCE OFFICER |
| SCHMIDT, ERIC, EMERSON | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST |
| SCHMIDT, WENDY, NMN | CO-TRUSTEE, THE SCHMIDT FAMILY LIVING TRUST |
| SWEET, DAVID, MCINTYRE | CO-GENERAL COUNSEL |
| LEBWOHL, MARTIN, NMN | CO-GENERAL COUNSEL |
| DINNING, ANNE, CAROLYN | EXECUTIVE COMMITTEE MEMBER |
| HALABY, ALEXIS, ANNE | EXECUTIVE COMMITTEE MEMBER |
| JAGER, EDWIN, ANDREW | EXECUTIVE COMMITTEE MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $154.6 | $0.0 | 0% | 928 | 0 | 0% |
| 2025-04-21 | $154.6 | $0.0 | 0% | 928 | 0 | 0% |
| 2024-04-02 | $120.5 | $34.1 | 28% | 879 | 49 | 6% |
| 2023-04-04 | $109.3 | $45.3 | 41% | 759 | 169 | 22% |
| 2022-04-01 | $128.0 | $26.6 | 21% | 705 | 223 | 32% |
| 2021-04-05 | $111.9 | $42.6 | 38% | 699 | 229 | 33% |
| 2020-04-01 | $82.1 | $72.5 | 88% | 628 | 300 | 48% |
| 2019-04-01 | $77.1 | $77.4 | 100% | 576 | 352 | 61% |
| 2018-04-02 | $80.1 | $74.5 | 93% | 521 | 407 | 78% |
| 2017-04-01 | $81.3 | $73.3 | 90% | 473 | 455 | 96% |
| 2016-04-01 | $85.1 | $69.4 | 82% | 435 | 493 | 113% |
| 2015-04-01 | $84.6 | $69.9 | 83% | 461 | 467 | 101% |
| 2014-04-01 | $81.4 | $73.2 | 90% | 441 | 487 | 110% |
| 2013-04-01 | $49.3 | $105.3 | 213% | 423 | 505 | 119% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, NY-03/28/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV