AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $21.0 |
| Non-Discretionary | $0.0 |
| Total | $21.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $19.0 |
| Institutional | $2.1 |
| Total | $21.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $1.6 |
| FIDELITY GLOBAL BROKERAGE GROUP, INC | BOSTON-MA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $2.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| D. E. SHAW & CO., L.P. | $154.6 | 108679 | |
| D. E. SHAW CEOF GP, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO MANAGER, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO III MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ESC MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW DIOPTER MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD. | $0.0 | - | |
| D. E. SHAW MANAGER II, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER VI, L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER III, L.L.C. | $0.0 | - | |
| D. E. SHAW DIRECT CAPITAL, L.L.C. | $0.0 | 147212 | |
| D. E. SHAW U.S. BROAD MARKET CORE ALPHA PLUS SPECIAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO. (SINGAPORE) PTE. LTD. | $0.0 | - | |
| D. E. SHAW ALKALI MANAGER VI, L.L.C. | $0.0 | - | |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW DIOPTER GENERAL PARTNER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI ADVISER VI, L.L.C. | $0.0 | - | |
| D. E. SHAW RENEWABLE INVESTMENTS, L.L.C. | $0.0 | - | |
| D. E. SHAW DIOPTER ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW RE (BERMUDA), LTD. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO II, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO., L.L.C. | $0.0 | - | |
| D. E. SHAW COMPOSITE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW VALENCE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO. (ASIA PACIFIC) LIMITED | $0.0 | broker-dealer | - |
| D. E. SHAW ESC ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW COMPOSITE ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW HELIANT MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI HOLDINGS VI, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER V, L.L.C. | $0.0 | - | |
| D. E. SHAW TERRELLA FUND GP, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO SIDECAR MANAGER, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO III, L.L.C. | $0.0 | - | |
| D. E. SHAW COMPOSITE MANAGER, L.L.C. | $0.0 | - | |
| D.E. SHAW SECURITIES, L.L.C. | $0.0 | broker-dealer | 24332 |
| D. E. SHAW & CO. (BERMUDA), LTD. | $0.0 | - | |
| D. E. SHAW MULTI-ASSET MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW MULTI-ASSET MANAGER GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER IV, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO, L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO. (LONDON), LLP | $0.0 | broker-dealer | - |
| D. E. SHAW ADVISER II, L.L.C. | $0.0 | - | |
| D. E. SHAW MULTI-ASSET ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW INVESTMENT MANAGEMENT OFFSHORE GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER III, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO II MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW VOLTAIC GENERAL PARTNER, L.L.C. | $0.0 | - | |
| D. E. SHAW ADVISER III, L.L.C. | $0.0 | - | |
| D. E. SHAW ADVISER, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO SIDECAR, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER II, L.L.C. | $0.0 | - | |
| D. E. SHAW HELIANT ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW ASYMPTOTE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| SHAW, DAVID, ELLIOT | SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, LIMITED PARTNER |
| THOMAS, NATHAN, CLARK | CHIEF COMPLIANCE OFFICER |
| STONE, MAXIMILIAN, DANA | EXECUTIVE COMMITTEE MEMBER |
| FISHMAN, EDWARD, LAURENCE | EXECUTIVE COMMITTEE MEMBER |
| HALABY, ALEXIS, ANNE | EXECUTIVE COMMITTEE MEMBER |
| BREYDO, RUVIM, YEFIM | EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER |
| ZEMLYAKOVA, YEVGENIA, VLADIMIROVNA | CHIEF OPERATING OFFICER |
| LEWKONIA, MICHAEL, WILLIAM | GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $21.0 | $0.0 | 0% | 48 | 0 | 0% |
| 2025-04-21 | $21.0 | $0.0 | 0% | 48 | 0 | 0% |
| 2024-04-02 | $22.1 | -$1.1 | -5% | 45 | 3 | 7% |
| 2023-04-04 | $24.1 | -$3.0 | -13% | 43 | 5 | 12% |
| 2022-04-01 | $27.5 | -$6.5 | -24% | 41 | 7 | 17% |
| 2021-04-05 | $34.1 | -$13.0 | -38% | 39 | 9 | 23% |
| 2020-04-01 | $36.4 | -$15.3 | -42% | 32 | 16 | 50% |
| 2019-04-01 | $25.6 | -$4.5 | -18% | 24 | 24 | 100% |
| 2018-04-02 | $28.2 | -$7.1 | -25% | 15 | 33 | 220% |
| 2017-04-01 | $17.9 | $3.2 | 18% | 13 | 35 | 269% |
| 2016-04-01 | $14.0 | $7.1 | 51% | 93 | -45 | -48% |
| 2015-04-01 | $11.3 | $9.7 | 86% | 91 | -43 | -47% |
| 2014-04-01 | $10.1 | $10.9 | 107% | 68 | -20 | -29% |
| 2013-04-01 | $7.3 | $13.7 | 188% | 58 | -10 | -17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-03/30/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV