DALTON INVESTMENTS, INC.
Latest filing: Mar 31, 2025 (99 days ago)
AUM
$4,112,185,669
1% change vs. 1 year ago
29% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
44
22% change vs. 1 year ago
5% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
EL SEGUNDO, CA
360 N. PACIFIC COAST HIGHWAY, EL SEGUNDO, CA, UNITED STATES, 90245
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.1 |
| Non-Discretionary | $0.0 |
| Total | $4.1 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $2.1 |
| Institutional | $1.9 |
| Total | $4.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 2 | $0.2 |
| Average HNW AUM | $89,810,416 | |
| Retail Total | 2 | $0.2 |
| Average Retail AUM | $89,810,416 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST | BOSTON-MA-USA | $1.2 |
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $1.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 96% | $2.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 1% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ROSENWALD CAPITAL MANAGEMENT, INC. | $0.2 | 290118 | |
| SERIES C SBO LLC | $0.0 | - | |
| SERIES B SBO LLC | $0.0 | - | |
| DALTON INVESTMENTS (AUSTRALIA) PTY LTD | $0.0 | - | |
| ASIA GP LLC | $0.0 | - | |
| BEACH FRONT PROPERTIES, LLC | $0.0 | - | |
| RISING SUN MANAGEMENT LTD. | $0.0 | - | |
| KIZUNA GP LLC | $0.0 | - | |
| INDIA GP LLC | $0.0 | - | |
| DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED | $0.0 | - | |
| PACRIM GP LLC | $0.0 | - | |
| PACGEN GP LLC | $0.0 | - | |
| BEACH FRONT PROPERTY MANAGEMENT, INC. | $0.0 | - | |
| DALTON ADVISORY KK | $0.0 | - | |
| DALTON INVESTMENTS (HONG KONG) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| ALFANDARI, SARAH, BARBARA | CHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. |
| COMBS, FRANK, GIFFORD | TREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. |
| DOUGLAS, IAIN, NA | CHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC. |
| HA, CHRISTOPHER, ALFRED | CHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC. |
| HUNPADONGRAT, JANET, NA | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC. |
| ROSENWALD, JAMES, BENNO | CHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC., TRUSTEE |
| ROSENWALD, JOCELYN, MAY | DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. |
| ROSENWALD, LAURA, PARKER | TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $4.1 | $0.0 | 0% | 44 | 0 | 0% |
| 2025-04-21 | $4.1 | $0.0 | 0% | 44 | 0 | 0% |
| 2024-04-02 | $4.1 | $0.1 | 1% | 36 | 8 | 22% |
| 2023-04-04 | $2.4 | $1.7 | 71% | 39 | 5 | 13% |
| 2022-04-01 | $3.2 | $0.9 | 29% | 42 | 2 | 5% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-07/30/2021, NV-07/30/2021, NY-07/30/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV