AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $0.1 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CAYMAN NATIONAL FUND SERVICES | GRAND CAYMAN--CYM | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 4% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 94% | $0.1 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DALTON INVESTMENTS, INC. | $4.1 | 308609 | |
| KIZUNA GP LLC | $0.0 | - | |
| SERIES B SBO LLC | $0.0 | - | |
| DALTON INVESTMENTS (HONG KONG) LIMITED | $0.0 | - | |
| DALTON ADVISORY KK | $0.0 | - | |
| PACRIM GP LLC | $0.0 | - | |
| BEACH FRONT PROPERTIES, LLC | $0.0 | - | |
| DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED | $0.0 | - | |
| INDIA GP LLC | $0.0 | - | |
| RISING SUN MANAGEMENT LTD. | $0.0 | - | |
| ASIA GP LLC | $0.0 | - | |
| PACGEN GP LLC | $0.0 | - | |
| DALTON INVESTMENTS (AUSTRALIA) PTY LTD | $0.0 | - | |
| BEACH FRONT PROPERTY MANAGEMENT, INC. | $0.0 | - | |
| SERIES C SBO LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| ROSENWALD, JAMES, BENNO | DIRECTOR, PRESIDENT, TRUSTEE |
| ROSENWALD, LAURA, PARKER | EXECUTIVE VICE PRESIDENT, TRUSTEE |
| ROSENWALD, JILL, NMN | DIRECTOR |
| ROSENWALD, JOCELYN, MAY | DIRECTOR |
| VORA, ANITA, NMN | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER |
| HA, CHRISTOPHER, ALFRED | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.1 | 30% | 6 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.0 | 4% | 5 | 1 | 20% |
| 2022-04-01 | $0.2 | $0.0 | -2% | 5 | 1 | 20% |
| 2021-04-05 | $0.1 | $0.1 | 56% | 6 | 0 | 0% |
| 2020-04-01 | $0.1 | $0.1 | 81% | 6 | 0 | 0% |
| 2019-04-01 | $0.3 | $0.0 | -14% | 5 | 1 | 20% |
| 2018-04-02 | $0.3 | $0.0 | -14% | 5 | 1 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-02/26/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV