AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 43 | $0.0 |
| Average Individual AUM | $210,419 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 43 | $0.0 |
| Average Retail AUM | $210,419 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 81% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 15% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| EMPIRICAL FINANCIAL SERVICES, LLC | $6.7 | 152622 | |
| EMPIRICAL REAL ESTATE SERVICES, INC. | $0.0 | - | |
| EMPIRICAL PROPERTIES, LLC | $0.0 | - | |
| EMPIRICAL INSURANCE, LLC | $0.0 | - | |
| SECURE LEGACY LAW GROUP, P.C. | $0.0 | law firm | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.0 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | -3% | 6 | -2 | -33% |
| 2023-04-04 | $0.0 | $0.0 | 24% | 7 | -3 | -43% |
| 2022-04-01 | $0.0 | $0.0 | 10% | 8 | -4 | -50% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 9 | -5 | -56% |
| 2020-04-01 | $0.0 | $0.0 | 1% | 9 | -5 | -56% |
| 2019-04-01 | $0.0 | $0.0 | 12% | 8 | -4 | -50% |
| 2018-04-02 | $0.0 | $0.0 | 25% | 7 | -3 | -43% |
| 2017-04-01 | $0.0 | $0.0 | 33% | 22 | -18 | -82% |
| 2016-04-01 | $0.0 | $0.0 | 18% | 19 | -15 | -79% |
| 2015-04-01 | $0.0 | $0.0 | 550% | 1 | 3 | 300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| WA, OR-11/09/2015, WA-06/27/2014 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV