GOODWIN CAPITAL ADVISERS, INC.
Latest filing: Mar 28, 2025 (94 days ago)
AUM
$869,879,513
-15% change vs. 1 year ago
-62% change vs. 3 years ago
-57% change vs. 5 years ago
-32% change vs. 10 years ago
Employee Count
9
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-10% change vs. 10 years ago
Main Office
HARTFORD, CT
ONE FINANCIAL PLAZA, HARTFORD, CT, UNITED STATES, 06103-2608
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.0 |
| Total | $0.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $0.8 |
| Total | $0.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET GLOBAL MARKETS, LLC | BOSTON-MA-USA | $0.5 |
| PNC CAPITAL MARKETS LLC | PITTSBURG-PA-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $0.1 |
| Municipal | 6% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 59% | $0.5 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 23% | $0.2 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CONNING, INC. | $99.5 | 107423 | |
| OCTAGON CREDIT INVESTORS, LLC | $34.3 | 155336 | |
| PREP INVESTMENT ADVISERS, L.L.C. | $1.0 | 296631 | |
| GLOBAL EVOLUTION USA, LLC | $0.8 | 161677 | |
| CONNING INVESTMENT PRODUCTS, INC. | $0.5 | broker-dealer | 120387 |
| PEARLMARK REAL ESTATE SERVICES, L.L.C. | $0.0 | - | |
| CATHAY SECURITIES INVESTMENT TRUST CO., LTD | $0.0 | broker-dealer | - |
| GLOBAL EVOLUTION FONDSMÆGLERSELSKAB A/S | $0.0 | - | |
| GLOBAL EVOLUTION FUND MANAGEMENT SINGAPORE, PTE. LTD. | $0.0 | - | |
| OCTAGON FUNDS II GP, LLC | $0.0 | - | |
| CONNING ASSET MANAGEMENT LTD. (UK) | $0.0 | broker-dealer | - |
| OCTAGON CREDIT OPPORTUNITIES GP, LLC | $0.0 | - | |
| PEARLMARK MEZZANINE REALTY PARTNERS GP V, L.L.C. | $0.0 | - | |
| OCTAGON FUNDS GP III LLC | $0.0 | - | |
| OCTAGON FUNDS GP LLC | $0.0 | - | |
| PEARLMARK MEZZANINE REALTY PARTNERS GP IV, L.L.C. | $0.0 | - | |
| GLOBAL EVOLUTION MANCO SA | $0.0 | - | |
| PEP GP I, L.L.C. | $0.0 | - | |
| PEP GP II, L.L.C. | $0.0 | - | |
| PEARLMARK REAL ESTATE, L.L.C. | $0.0 | - | |
| CONNING ASIA PACIFIC LIMITED (HONG KONG) | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| BEAULIEU, CYNTHIA, ANNE | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER & CIO NORTH AMERICA |
| RYAN, LYNN, MARIE | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER |
| PEARCE, ROBERT, STEDMAN | CHIEF COMPLIANCE OFFICER |
| SMALLEY, VI (VIOLA), R. | CHIEF LEGAL OFFICER\CORPORATE SECRETARY |
| LEE, JUNG, WON | CHIEF FINANCIAL OFFICER |
| BRADFORD, LINWOOD, EARLE | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD |
| DALY, MATTHEW, KENNETH | HEAD OF CONNING NORTH AMERICA |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.9 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.9 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $1.0 | -$0.2 | -15% | 9 | 0 | 0% |
| 2023-04-04 | $1.1 | -$0.2 | -20% | 9 | 0 | 0% |
| 2022-04-01 | $2.3 | -$1.4 | -62% | 9 | 0 | 0% |
| 2021-04-05 | $2.2 | -$1.4 | -61% | 9 | 0 | 0% |
| 2020-04-01 | $2.0 | -$1.2 | -57% | 9 | 0 | 0% |
| 2019-04-01 | $0.9 | $0.0 | -3% | 9 | 0 | 0% |
| 2018-04-02 | $1.0 | -$0.2 | -16% | 11 | -2 | -18% |
| 2017-04-01 | $1.1 | -$0.3 | -24% | 10 | -1 | -10% |
| 2016-04-01 | $1.3 | -$0.4 | -32% | 10 | -1 | -10% |
| 2015-04-01 | $1.3 | -$0.4 | -32% | 10 | -1 | -10% |
| 2014-04-01 | $1.2 | -$0.4 | -29% | 10 | -1 | -10% |
| 2013-04-01 | $1.2 | -$0.3 | -27% | 10 | -1 | -10% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, CT-01/31/2001 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV