PREP INVESTMENT ADVISERS, L.L.C.
Latest filing: Mar 28, 2025 (94 days ago)
AUM
$1,042,917,300
119% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
27
4% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CHICAGO, IL
200 WEST MADISON STREET # 2800, CHICAGO, IL, UNITED STATES, 60606-3417
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CONNING, INC. | $99.5 | 107423 | |
| OCTAGON CREDIT INVESTORS, LLC | $34.3 | 155336 | |
| GOODWIN CAPITAL ADVISERS, INC. | $0.9 | 108290 | |
| GLOBAL EVOLUTION USA, LLC | $0.8 | 161677 | |
| CONNING INVESTMENT PRODUCTS, INC. | $0.5 | broker-dealer | 120387 |
| GLOBAL EVOLUTION FUND MANAGEMENT SINGAPORE, PTE. LTD. | $0.0 | - | |
| OCTAGON FUNDS II GP LLC | $0.0 | - | |
| CONNING ASSET MANAGEMENT LTD. (UK) | $0.0 | broker-dealer | - |
| GLOBAL EVOLUTION FONDSMAEGLERSELSKAB A/S | $0.0 | - | |
| PEP GP II, L.L.C. | $0.0 | - | |
| CATHAY SECURITIES INVESTMENT TRUST CO., LTD | $0.0 | - | |
| OCTAGON CREDIT OPPORTUNITIES GP, LLC | $0.0 | - | |
| CONNING ASIA PACIFIC LIMITED (HONG KONG) | $0.0 | broker-dealer | - |
| GLOBAL EVOLUTION MANCO SA | $0.0 | - | |
| OCTAGON FUNDS GP LLC | $0.0 | - | |
| OCTAGON FUNDS GP III LLC | $0.0 | - | |
| PEP GP I, L.L.C. | $0.0 | - | |
| PEARLMARK REAL ESTATE, L.L.C. | $0.0 | - | |
| PEARLMARK MEZZANINE REALTY PARTNERS GP V, L.L.C. | $0.0 | - | |
| PEARLMARK MEZZANINE REALTY PARTNERS GP IV, L.L.C. | $0.0 | - | |
| PEARLMARK REAL ESTATE SERVICES, L.L.C. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| QUAZZO, STEPHEN, RENATO | CHIEF EXECUTIVE OFFICER |
| LYONS, DOUGLAS, WECHSLER | MANAGING PRINCIPAL |
| PEARCE, ROBERT, STEDMAN | CHIEF COMPLIANCE OFFICER |
| BRADFORD, LINWOOD, EARLE | CHAIR OF THE BOARD |
| LEE, JUNG, WON | BOARDMEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 27 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 27 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.6 | 119% | 26 | 1 | 4% |
| 2023-04-04 | $0.2 | $0.8 | 325% | 22 | 5 | 23% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, CO-11/08/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV