GRADIENT INVESTMENTS, LLC

Latest filing: Apr 18, 2025 (49 days ago)
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AUM

$6,561,513,134
25% change vs. 1 year ago
50% change vs. 3 years ago
154% change vs. 5 years ago
842% change vs. 10 years ago

Employee Count

39
0% change vs. 1 year ago
5% change vs. 3 years ago
34% change vs. 5 years ago
105% change vs. 10 years ago

Main Office

ARDEN HILLS, MN
4105 LEXINGTON AVENUE NORTH, ARDEN HILLS, MN, UNITED STATES, 55126

Client AUM

Discretion AUM
Discretionary $6.6
Non-Discretionary $0.0
Total $6.6
Client AUM
Retail $6.6
Pooled $0.0
Institutional $0.0
Total $6.6
Retail Accounts AUM
Individual 23,431 $4.7
Average Individual AUM $201,081
HNW 1,108 $1.8
Average HNW AUM $1,666,531
Retail Total 24,539 $6.6
Average Retail AUM $267,250

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $5.2
SHAREHOLDERS SERVICE GROUP, INC. SAN DIEGO-CA-USA $0.0
US BANK MILWAUKEE-WI-USA $0.0
NEWPORT GROUP, INC. LAKE MARY-FL-USA $0.0
NATIONWIDE ADVISORY SERVICES, INC. GRANDVIEW HEIGHTS-OH-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $6.6
Retail SMA AUM $6.6
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 45% $3.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 35% $2.3
Other Pools 0% $0.0
Cash 5% $0.3
Other 15% $1.0
Total 100% $6.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
GRADIENT ADVISORS, LLC $0.2 152665
GRADIENT ASSURANCE, LLC $0.0 -
GRADIENT FINANCIAL GROUP, LLC $0.0 accountancy, law firm -
GRADIENT INSURANCE BROKERAGE, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
LUCIUS, NATHAN, EDWARD TRUSTEE, MEMBER
ALEXANDER, NICOLE, SHELTON CHIEF COMPLIANCE OFFICER
BINGER, MICHAEL, ARTHUR PRESIDENT
LUCIUS, CHARLES, EDWARD TRUSTEE
LUCIUS, BRIAN, CHARLES MEMBER
LUCIUS, CHAZ, HARRISON MEMBER
LUCIUS, CRUZ, EDWARD MEMBER

ADVDB.CO • SOURCE: SEC

Representatives

19 active representatives found

Name City State Exams Designations
DOUGLAS AMIS ARDEN HILLS MN S66|2012-03-23 CERTIFIED FINANCIAL PLANNER
NICOLE ALEXANDER ARDEN HILLS MN S65|2010-03-11
DWON CLIFTON ARDEN HILLS MN S66|2017-04-04
THOMAS BRAUN ARDEN HILLS MN S63|2001-01-08|S66|2007-08-16|S65|2016-09-26
JONATHAN VANORDEN ARDEN HILLS MN S66|2007-03-22
JENNA CAIRNS ARDEN HILLS MN S65|2016-12-22
KIMBERLY JOHNSON ARDEN HILLS MN S65|2022-05-19
ERNESTO DE LA TORRE MARIN ARDEN HILLS MN S65|2022-05-07
BENJAMIN SAND ARDEN HILLS MN S65|2023-12-07
NATHAN LUCIUS ARDEN HILLS MN S65|2006-09-21
JEREMY BRYAN ARDEN HILLS MN CHARTERED FINANCIAL ANALYST
MICHAEL BINGER ARDEN HILLS MN CHARTERED FINANCIAL ANALYST
ANDREW FISCHER ARDEN HILLS MN S63|1999-12-13|S65|2019-11-19
KEITH GANGL ARDEN HILLS MN CHARTERED FINANCIAL ANALYST
CHARLES FOSS ARDEN HILLS MN S63|1994-04-08|S65|2009-03-20
MARK FRICKS ARDEN HILLS MN S63|2000-06-14|S65|2000-10-03
ROBERT PUNCH ARDEN HILLS MN S63|2012-04-07|S65|2019-10-05
MATTHEW ANDERSON ARDEN HILLS MN S65|2017-02-13
TYLER ELLEGARD ARDEN HILLS MN S66|2017-03-16

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $6.6 $0.0 0% 39 0 0%
2025-04-21 $6.6 $0.0 0% 39 0 0%
2024-04-02 $5.3 $1.3 25% 39 0 0%
2023-04-04 $4.0 $2.5 63% 38 1 3%
2022-04-01 $4.4 $2.2 50% 37 2 5%
2021-04-05 $3.2 $3.3 103% 35 4 11%
2020-04-01 $2.6 $4.0 154% 29 10 34%
2019-04-01 $2.0 $4.6 236% 29 10 34%
2018-04-02 $1.9 $4.7 245% 28 11 39%
2017-04-01 $1.3 $5.3 422% 23 16 70%
2016-04-01 $0.9 $5.7 654% 22 17 77%
2015-04-01 $0.7 $5.9 842% 19 20 105%
2014-04-01 $0.4 $6.1 1367% 15 24 160%
2013-04-01 $0.3 $6.3 2229% 13 26 200%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MN, AK-02/04/2020, AL-11/15/2013, AR-12/01/2009, AZ-12/01/2009, CA-10/25/2007, CO-12/01/2009, CT-03/20/2012, DC-05/10/2022, DE-03/10/2016, FL-12/01/2009, GA-01/07/2013, HI-10/31/2017, IA-01/07/2013, ID-12/01/2009, IL-12/01/2009, IN-12/01/2009, KS-12/01/2009, KY-12/01/2009, LA-12/01/2009, MA-12/01/2009, MD-12/01/2009, ME-11/15/2013, MI-12/01/2009, MN-12/01/2009, MO-12/01/2009, MS-07/26/2010, MT-02/04/2020, NC-12/01/2009, ND-03/10/2016, NE-07/26/2010, NH-11/14/2014, NJ-12/08/2009, NM-12/01/2009, NV-12/01/2009, NY-12/01/2009, OH-12/01/2009, OK-12/01/2009, OR-07/14/2010, PA-12/01/2009, PR-02/16/2022, RI-10/21/2021, SC-12/01/2009, SD-07/14/2010, TN-12/01/2009, TX-12/01/2009, UT-11/15/2013, VA-12/01/2009, VT-01/24/2024, WA-07/14/2010, WI-12/01/2009, WV-10/31/2017, WY-02/04/2020
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV