GRADIENT ADVISORS, LLC
Latest filing: Apr 25, 2025 (42 days ago)
AUM
$218,611,410
6% change vs. 1 year ago
24% change vs. 3 years ago
118% change vs. 5 years ago
897% change vs. 10 years ago
Employee Count
169
8% change vs. 1 year ago
32% change vs. 3 years ago
88% change vs. 5 years ago
88% change vs. 10 years ago
Main Office
ARDEN HILLS, MN
4105 LEXINGTON AVENUE N., ARDEN HILLS, MN, UNITED STATES, 55126
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.2 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3,167 | $0.1 |
| Average Individual AUM | $42,158 | |
| HNW | 53 | $0.1 |
| Average HNW AUM | $1,601,860 | |
| Retail Total | 3,220 | $0.2 |
| Average Retail AUM | $67,830 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN DIEGO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 20% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 74% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GRADIENT INVESTMENTS, LLC | $6.6 | 141726 | |
| GRADIENT SECURITIES, LLC | $0.6 | broker-dealer | 127701 |
| ASCENTIUM INSURANCE SOLUTIONS, LLC | $0.0 | - | |
| GRADIENT INSURANCE BROKERAGE, LLC | $0.0 | - | |
| GRADIENT ASSURANCE, LLC | $0.0 | - | |
| GRADIENT FINANCIAL GROUP, LLC | $0.0 | accountancy, law firm | - |
| CORE INCOME SERVICES, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
167 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRADLEY FREELS | ARDEN HILLS | MN | S65|2016-12-30 | ||||||
| WILLIAM ROACH | ARDEN HILLS | MN | S63|1989-08-30|S65|2016-12-28 | ||||||
| ARIELLE WILLIAMS | ARDEN HILLS | MN | S65|2022-03-17 | ||||||
| DANELLE PERMENTER | ARDEN HILLS | MN | S63|2017-07-20 | ||||||
| BRIAN SMITH | ARDEN HILLS | MN | S63|2008-02-08|S65|2023-08-07 | ||||||
| KERRY BOUCHARD | ARDEN HILLS | MN | S63|2006-03-27|S65|2017-05-30 | ||||||
| JEFFREY NASH | ARDEN HILLS | MN | S65|2019-08-14 | ||||||
| STEVEN ECKROTH | ARDEN HILLS | MN | S63|2002-05-23|S65|2002-06-28 | ||||||
| LESLIE TURNER | ARDEN HILLS | MN | S63|2004-01-12|S65|2019-07-17 | ||||||
| ROBERT KOLB | ARDEN HILLS | MN | S63|1998-01-15|S65|2022-04-26 | ||||||
| DAVID MALDONADO | ARDEN HILLS | MN | S65|2016-01-22 | CERTIFIED FINANCIAL PLANNER | |||||
| LAURENCE BOWERS | ARDEN HILLS | MN | S65|2009-03-23 | ||||||
| STEVEN HOHENWARTER | ARDEN HILLS | MN | S65|2015-05-18 | ||||||
| KEVIN KOYKAR | ARDEN HILLS | MN | S63|2008-08-09 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| THOMAS KALISZAK | ARDEN HILLS | MN | S63|2012-07-24|S65|2021-09-10 | ||||||
| MICHAEL DAILEY | ARDEN HILLS | MN | S63|1988-10-17|S65|2011-04-05 | ||||||
| SKYELYN LAYSON | ARDEN HILLS | MN | S65|2019-07-13 | ||||||
| JOHN CARRUTHERS | ARDEN HILLS | MN | S63|2011-03-22|S66|2015-11-17 | ||||||
| SEAN RUGGIERO | ARDEN HILLS | MN | S65|2019-11-04 | ||||||
| RONALD BANGLE | ARDEN HILLS | MN | S63|1987-12-01|S65|2017-03-15 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.2 | $0.0 | 0% | 169 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 169 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 6% | 157 | 12 | 8% |
| 2023-04-04 | $0.2 | $0.0 | 23% | 142 | 27 | 19% |
| 2022-04-01 | $0.2 | $0.0 | 24% | 128 | 41 | 32% |
| 2021-04-05 | $0.1 | $0.1 | 81% | 112 | 57 | 51% |
| 2020-04-01 | $0.1 | $0.1 | 118% | 90 | 79 | 88% |
| 2019-04-01 | $0.0 | $0.2 | 361% | 90 | 79 | 88% |
| 2018-04-02 | $0.0 | $0.2 | 501% | 92 | 77 | 84% |
| 2017-04-01 | $0.0 | $0.2 | 419% | 73 | 96 | 132% |
| 2016-04-01 | $0.0 | $0.2 | 730% | 70 | 99 | 141% |
| 2015-04-01 | $0.0 | $0.2 | 897% | 90 | 79 | 88% |
| 2014-04-01 | $0.0 | $0.2 | 166470% | 92 | 77 | 84% |
| 2013-04-01 | $0.0 | $0.2 | 39368% | 65 | 104 | 160% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MN, AK-10/16/2020, AL-01/20/2011, AR-01/10/2012, AZ-02/16/2010, CA-02/16/2010, CO-07/26/2010, CT-01/27/2011, DC-03/26/2018, DE-04/01/2015, FL-02/17/2010, GA-03/02/2011, HI-02/26/2010, IA-09/26/2011, ID-08/18/2010, IL-03/02/2011, IN-08/24/2011, KS-02/16/2010, KY-08/25/2010, LA-04/01/2015, MA-02/16/2010, MD-02/16/2010, ME-09/07/2012, MI-02/16/2010, MN-02/10/2010, MO-02/16/2010, MS-09/20/2016, MT-03/25/2016, NC-06/21/2011, ND-07/18/2014, NE-01/10/2012, NH-01/22/2013, NJ-11/10/2010, NM-02/23/2012, NV-11/22/2013, NY-02/16/2010, OH-12/02/2010, OK-01/04/2013, OR-06/26/2013, PA-08/02/2011, RI-11/11/2022, SC-08/02/2010, SD-04/26/2016, TN-01/03/2011, TX-02/16/2010, UT-08/31/2016, VA-01/19/2012, VT-02/24/2014, WA-02/16/2010, WI-02/16/2010, WV-04/16/2015, WY-07/17/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV