GRADIENT WEALTH MANAGEMENT

Latest filing: Mar 28, 2025 (71 days ago)

View on IAPD

Adviser Website

AUM

$591,069,287

24% change vs. 1 year ago

46% change vs. 3 years ago

117% change vs. 5 years ago

0% change vs. 10 years ago

Employee Count

0% change vs. 1 year ago

-3% change vs. 3 years ago

-5% change vs. 5 years ago

520% change vs. 10 years ago

Main Office

ARDEN HILLS, MN

4105 LEXINGTON AVENUE N, ARDEN HILLS, MN, UNITED STATES, 55126

Client AUM

Discretion	AUM
Discretionary	$0.0
Non-Discretionary	$0.6
Total	$0.6

Client	AUM
Retail	$0.6
Pooled	$0.0
Institutional	$0.0
Total	$0.6

Retail	Accounts	AUM
Individual	3,143	$0.4
Average Individual AUM		$136,909
HNW	117	$0.2
Average HNW AUM		$1,318,359
Retail Total	3,260	$0.6
Average Retail AUM		$179,311

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
RBC CAPITAL MARKETS, LLC	MINNEAPOLIS-MN-USA	$0.1
SEI PRIVATE TRUST COMPANY	OAKS-PA-USA	$0.1
CHARLES SCHWAB & CO., INC.	WESTLAKE-TX-USA	$0.1
FOLIO INVESTMENTS, INC.	MCLEAN-VA-USA	$0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$0.6
Retail SMA AUM	$0.6
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	26%	$0.2
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	1%	$0.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	68%	$0.4
Other Pools	0%	$0.0
Cash	5%	$0.0
Other	0%	$0.0
Total	100%	$0.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
GRADIENT INVESTMENTS, LLC	$6.6		141726
GRADIENT ADVISORS, LLC	$0.2		152665
GRADIENT INSURANCE BROKERAGE, INC.	$0.0		-
ASCENTIUM INSURANCE SOLUTIONS, LLC	$0.0		-
CORE INCOME ADVISORS, LLC	$0.0		-
GRADIENT FINANCIAL GROUP, LLC	$0.0	accountancy, law firm	-
GRADIENT ASSURANCE, LLC	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

5 active

Name	Title
NELSON, ROBERT SCOTT IAPD Broker	PRESIDENT & ELECTED MANAGER
REMME, BRIAN ANDREW IAPD Broker	CHIEF COMPLIANCE OFFICER
LUCIUS, TAMI JEAN IAPD Broker	TRUSTEE OF - TAMI J. LUCIUS REVOCABLE TRUST DTD DECEMBER 17, 2020
WALCH, KRISTINA LEE IAPD Broker	FINOP

ADVDB.CO • SOURCE: SEC

Representatives

67 active representatives found, showing 20 random

Name	City	State	Exams	Designations
LINDSAY CAMERON	ARDEN HILLS	MN	S66\|2013-08-07	CERTIFIED FINANCIAL PLANNER
SPENCER PETERSON	ARDEN HILLS	MN	S66\|2024-02-05
JAMIE SCHLAG	ARDEN HILLS	MN	S66\|2013-10-15
JAMIE WING	ARDEN HILLS	MN	S63\|1993-12-13\|S65\|2010-06-09
ARMANDO CUNILL	ARDEN HILLS	MN	S65\|1997-03-25
BENJAMIN ZAHARIAS	ARDEN HILLS	MN	S63\|2007-10-10	CHARTERED FINANCIAL CONSULTANT
MICHAEL JOHNSON	ARDEN HILLS	MN	S63\|2007-08-21\|S65\|2010-07-19
BRYON DEISS	ARDEN HILLS	MN	S63\|1994-08-19\|S65\|2005-07-26\|S66\|2020-09-25
ERIK PACE	ARDEN HILLS	MN	S66\|2009-04-01
RYAN BYTWERK	ARDEN HILLS	MN	S65\|2012-07-02
CHRISTINA KRUIZE	ARDEN HILLS	MN	S63\|2023-04-21\|S65\|2024-01-19
PAMELA HAUSMAN	ARDEN HILLS	MN		CERTIFIED FINANCIAL PLANNER
JOSHUA FALLENSTEIN	ARDEN HILLS	MN	S63\|2013-10-26\|S65\|2014-06-23
ALEX WONG	ARDEN HILLS	MN	S65\|2018-01-08\|S63\|2019-08-20
DAVID BRADY	ARDEN HILLS	MN	S63\|1992-01-28\|S65\|2009-09-03	CHARTERED FINANCIAL CONSULTANT
RYAN GOLINSKI	ARDEN HILLS	MN	S63\|2010-12-08\|S65\|2010-12-08
ANDREW O'NEILL	ARDEN HILLS	MN	S63\|2006-06-19\|S65\|2010-08-30
JACK WELCHLIN	ARDEN HILLS	MN	S66\|2021-11-18
SEAN PEREZ	ARDEN HILLS	MN	S66\|2006-12-14
GEORGE YANKOUPE	ARDEN HILLS	MN	S63\|2002-01-09\|S66\|2003-07-21

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-05-02	$0.6	$0.0	0%	62	0	0%
2025-04-21	$0.6	$0.0	0%	62	0	0%
2024-04-02	$0.5	$0.1	24%	62	0	0%
2023-04-04	$0.4	$0.2	48%	62	0	0%
2022-04-01	$0.4	$0.2	46%	64	-2	-3%
2021-04-05	$0.3	$0.3	82%	69	-7	-10%
2020-04-01	$0.3	$0.3	117%	65	-3	-5%
2019-04-01	$0.2	$0.4	211%	60	2	3%
2018-04-02	$0.2	$0.4	260%	60	2	3%
2017-04-01	$0.0	$0.5	1261%	64	-2	-3%
2016-04-01	$0.0	$0.6	2099%	50	12	24%
2015-04-01	$0.0	$0.0	0%	10	52	520%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MN, AK-02/16/2018, AL-03/29/2019, AR-01/08/2015, AZ-02/06/2015, CA-01/08/2015, CO-02/06/2015, CT-09/16/2016, DC-05/02/2016, DE-05/01/2023, FL-01/08/2015, GA-04/20/2015, HI-07/23/2015, IA-02/04/2015, ID-04/16/2015, IL-01/12/2015, IN-02/25/2015, KS-01/08/2015, KY-06/22/2016, LA-01/08/2015, MA-05/23/2016, MD-01/03/2017, ME-01/08/2015, MI-01/08/2015, MN-01/08/2015, MO-05/01/2015, MS-06/22/2015, MT-02/08/2019, NC-03/04/2015, NE-01/30/2018, NH-02/13/2015, NJ-01/08/2015, NM-11/08/2016, NV-04/20/2015, NY-02/13/2015, OH-02/13/2015, OK-01/08/2015, OR-02/20/2015, PA-01/08/2015, RI-09/29/2015, SC-01/08/2015, SD-07/17/2015, TN-07/25/2016, TX-01/08/2015, UT-04/01/2015, VA-03/04/2015, VT-08/18/2020, WA-01/08/2015, WI-01/08/2015, WV-03/04/2015, WY-07/27/2023

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV