GWN SECURITIES INC.

Latest filing: Apr 11, 2025 (113 days ago)
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AUM

$3,650,274,405
19% change vs. 1 year ago
16% change vs. 3 years ago
60% change vs. 5 years ago
194% change vs. 10 years ago

Employee Count

744
-1% change vs. 1 year ago
-2% change vs. 3 years ago
14% change vs. 5 years ago
272% change vs. 10 years ago

Main Office

PALM BEACH GARDENS, FL
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL, UNITED STATES, 33418-3764

Client AUM

Discretion AUM
Discretionary $3.7
Non-Discretionary $0.0
Total $3.7
Client AUM
Retail $3.6
Pooled $0.0
Institutional $0.0
Total $3.7
Retail Accounts AUM
Individual 35,946 $3.3
Average Individual AUM $90,820
HNW 1,103 $0.4
Average HNW AUM $327,787
Retail Total 37,049 $3.6
Average Retail AUM $97,875

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
FIDELITY BROKERAGE SERVICES LLC SMITHFIELD-RI-USA $1.5
PERSHING LLC JERSEY CITY-NJ-USA $0.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $3.7
Retail SMA AUM $3.6
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 5% $0.2
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 88% $3.2
Other Pools 0% $0.0
Cash 2% $0.1
Other 4% $0.1
Total 100% $3.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MONEY CONCEPTS CAPITAL CORP $3.3 broker-dealer 12963
WIN ADVISORS, INC $0.2 300351
GWN MARKETING, INC. $0.0 -
ABACUS INVESTMENTS, INC. $0.0 broker-dealer 35127

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
WALSH, DENIS STEPHEN CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT
WALSH, MARY THERESE SECRETARY
BORNHEIMER, LAURA JEANETTE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP
CORBIN, BRAD JEFFREY SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING
RITTMAN, BARRY RICHARD CFO FINOP VP

ADVDB.CO • SOURCE: SEC

Representatives

433 active representatives found, showing 20 random

Name City State Exams Designations
DYLAN HARIG PALM BEACH GARDENS FL S66|2004-04-26 CHARTERED FINANCIAL CONSULTANT
JOSHUA GULLO PALM BEACH GARDENS FL S66|2016-05-23 CERTIFIED FINANCIAL PLANNER
TRENT SCHULER PALM BEACH GARDENS FL S66|1999-01-15 CERTIFIED FINANCIAL PLANNER
TYRONE GRADY PALM BEACH GARDENS FL S63|1992-12-02
JARED KELLY PALM BEACH GARDENS FL S66|2013-08-16
CORTNEY WALKER PALM BEACH GARDENS FL S66|2010-12-20
LAURA THOMPSON PALM BEACH GARDENS FL S63|1999-07-08 CERTIFIED FINANCIAL PLANNER
CLIFFORD GOULD PALM BEACH GARDENS FL S63|2000-11-13|S65|2004-01-23
JON LAWSON PALM BEACH GARDENS FL S66|2018-05-23
DOMENIC RIZZI PALM BEACH GARDENS FL S63|1986-11-04
KAISING LUI PALM BEACH GARDENS FL S66|2011-06-11 CERTIFIED FINANCIAL PLANNER
THOMAS HALL PALM BEACH GARDENS FL S63|2011-10-28 CHARTERED FINANCIAL CONSULTANT
DEREK FINLEY PALM BEACH GARDENS FL S66|2015-11-03
JOSEPH ARMSTRONG PALM BEACH GARDENS FL S63|1986-11-25|S65|2010-06-10
KRISTOPHER ZISKIN PALM BEACH GARDENS FL S66|2011-07-28
SEAN MURPHY PALM BEACH GARDENS FL S66|2023-11-29
SARAH PUFF PALM BEACH GARDENS FL S63|2013-06-10|S65|2021-06-22
LAURA BORNHEIMER PALM BEACH GARDENS FL S65|1997-01-09|S66|1996-12-17
KERRY HAWVER PALM BEACH GARDENS FL S66|2022-01-03
TODD RASHKIN PALM BEACH GARDENS FL S63|2014-06-21|S66|2018-07-10

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $3.7 $0.0 0% 744 0 0%
2025-04-21 $3.7 $0.0 0% 744 0 0%
2024-04-02 $3.1 $0.6 19% 755 -11 -1%
2023-04-04 $2.8 $0.8 29% 755 -11 -1%
2022-04-01 $3.1 $0.5 16% 759 -15 -2%
2021-04-05 $2.7 $1.0 36% 650 94 14%
2020-04-01 $2.3 $1.4 60% 650 94 14%
2019-04-01 $2.0 $1.6 80% 675 69 10%
2018-04-02 $1.8 $1.8 100% 650 94 14%
2017-04-01 $1.5 $2.1 138% 200 544 272%
2016-04-01 $1.4 $2.3 163% 200 544 272%
2015-04-01 $1.2 $2.4 194% 200 544 272%
2014-04-01 $0.8 $2.8 336% 200 544 272%
2013-04-01 $0.8 $2.9 385% 200 544 272%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, AK-01/11/2010, AL-04/11/2007, AR-04/13/2007, AZ-04/23/2004, CA-03/16/2004, CO-08/13/2008, CT-01/11/2010, DC-01/11/2010, DE-03/16/2004, FL-01/07/2004, GA-03/16/2004, HI-03/01/2007, IA-03/22/2004, ID-11/02/2005, IL-08/13/2004, IN-04/11/2007, KS-01/11/2010, KY-05/25/2004, LA-04/10/2007, MA-01/11/2010, MD-03/16/2004, ME-01/11/2010, MI-03/16/2004, MN-01/11/2010, MO-04/23/2004, MS-01/11/2010, MT-01/11/2010, NC-04/23/2004, ND-01/11/2010, NE-05/02/2008, NH-01/11/2010, NJ-02/03/2004, NM-01/11/2010, NV-03/16/2004, NY-03/16/2004, OH-04/23/2004, OK-04/11/2007, OR-01/11/2010, PA-01/28/2004, RI-01/11/2010, SC-04/11/2007, SD-03/17/2004, TN-04/30/2004, TX-01/14/2005, UT-01/11/2010, VA-03/16/2004, VI-01/11/2010, VT-01/11/2010, WA-09/18/2009, WI-01/14/2005, WV-01/11/2010, WY-07/18/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
MARKET TIMING
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV