GWN SECURITIES INC.

Latest filing: Apr 11, 2025 (19 days ago)

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Adviser Website

AUM

$3,650,274,405

19% change vs. 1 year ago

16% change vs. 3 years ago

60% change vs. 5 years ago

194% change vs. 10 years ago

Employee Count

744

-1% change vs. 1 year ago

-2% change vs. 3 years ago

14% change vs. 5 years ago

272% change vs. 10 years ago

Main Office

PALM BEACH GARDENS, FL

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL, UNITED STATES, 33418-3764

Client AUM

Discretion	AUM
Discretionary	$3.7
Non-Discretionary	$0.0
Total	$3.7

Client	AUM
Retail	$3.6
Pooled	$0.0
Institutional	$0.0
Total	$3.7

Retail	Accounts	AUM
Individual	35,946	$3.3
Average Individual AUM		$90,820
HNW	1,103	$0.4
Average HNW AUM		$327,787
Retail Total	37,049	$3.6
Average Retail AUM		$97,875

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
FIDELITY BROKERAGE SERVICES LLC	SMITHFIELD-RI-USA	$1.5
PERSHING LLC	JERSEY CITY-NJ-USA	$0.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$3.7
Retail SMA AUM	$3.6
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	5%	$0.2
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	1%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	88%	$3.2
Other Pools	0%	$0.0
Cash	2%	$0.1
Other	4%	$0.1
Total	100%	$3.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
MONEY CONCEPTS CAPITAL CORP	$3.3	broker-dealer	12963
WIN ADVISORS, INC	$0.2		300351
GWN MARKETING, INC.	$0.0		-
ABACUS INVESTMENTS, INC.	$0.0	broker-dealer	35127

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name	Title
WALSH, DENIS STEPHEN IAPD Broker	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT
WALSH, MARY THERESE IAPD Broker	SECRETARY
BORNHEIMER, LAURA JEANETTE IAPD Broker	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP
CORBIN, BRAD JEFFREY IAPD Broker	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING
RITTMAN, BARRY RICHARD IAPD Broker	CFO FINOP VP

ADVDB.CO • SOURCE: SEC

Representatives

433 active representatives found, showing 20 random

Name	City	State	Exams	Designations
ZACHARY GILDENBERG	PALM BEACH GARDENS	FL	S66\|2016-04-19	CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL CONSULTANT
SEAN MURPHY	PALM BEACH GARDENS	FL	S66\|2023-02-06
THOMAS HIGDON	PALM BEACH GARDENS	FL	S63\|2010-07-05\|S65\|2011-04-22
ROBERT SEIPP	PALM BEACH GARDENS	FL	S66\|2013-03-29
ZACHARY HAWLEY	PALM BEACH GARDENS	FL	S66\|2008-04-05
GREGORY FIELD	PALM BEACH GARDENS	FL	S63\|2005-02-24\|S65\|2007-01-04
LISA DEPORZIO	PALM BEACH GARDENS	FL	S63\|1997-02-13\|S65\|2007-01-16
DAVID FLYNN	PALM BEACH GARDENS	FL	S63\|1999-10-15\|S65\|2005-10-17	CHARTERED FINANCIAL CONSULTANT
EUGENE DONOHUE	PALM BEACH GARDENS	FL	S63\|2007-04-24
ERIC KESSLER	PALM BEACH GARDENS	FL	S63\|2020-12-17\|S65\|2022-04-26
DAVID KARL	PALM BEACH GARDENS	FL	S66\|2005-09-07	CERTIFIED FINANCIAL PLANNER
RANDY ARANOWITZ	PALM BEACH GARDENS	FL	S63\|1984-09-13\|S66\|2007-01-05
STEVEN HALL	PALM BEACH GARDENS	FL	S63\|2001-04-30\|S66\|2018-07-09	CHARTERED FINANCIAL CONSULTANT
RAMY FAHIM	PALM BEACH GARDENS	FL	S63\|1996-02-05\|S65\|2015-10-15
RYAN CHRISTENSEN	PALM BEACH GARDENS	FL	S63\|2007-10-18\|S65\|2015-06-03	CERTIFIED FINANCIAL PLANNER
SHAWN ANDERSON	PALM BEACH GARDENS	FL	S63\|2010-07-08\|S66\|2012-04-24
ROBERT LAINE	PALM BEACH GARDENS	FL	S63\|1993-11-08\|S65\|1999-10-14
GARY OCONNOR	PALM BEACH GARDENS	FL	S63\|1991-10-21\|S66\|2008-07-01
LAURA SIVALIA	PALM BEACH GARDENS	FL	S63\|2015-01-17\|S65\|2016-11-14
LANDON WARMUND	PALM BEACH GARDENS	FL	S63\|2018-10-19\|S65\|2018-12-20

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-04-21	$3.7	$0.0	0%	744	0	0%
2024-04-02	$3.1	$0.6	19%	755	-11	-1%
2023-04-04	$2.8	$0.8	29%	755	-11	-1%
2022-04-01	$3.1	$0.5	16%	759	-15	-2%
2021-04-05	$2.7	$1.0	36%	650	94	14%
2020-04-01	$2.3	$1.4	60%	650	94	14%
2019-04-01	$2.0	$1.6	80%	675	69	10%
2018-04-02	$1.8	$1.8	100%	650	94	14%
2017-04-01	$1.5	$2.1	138%	200	544	272%
2016-04-01	$1.4	$2.3	163%	200	544	272%
2015-04-01	$1.2	$2.4	194%	200	544	272%
2014-04-01	$0.8	$2.8	336%	200	544	272%
2013-04-01	$0.8	$2.9	385%	200	544	272%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

FL, AK-01/11/2010, AL-04/11/2007, AR-04/13/2007, AZ-04/23/2004, CA-03/16/2004, CO-08/13/2008, CT-01/11/2010, DC-01/11/2010, DE-03/16/2004, FL-01/07/2004, GA-03/16/2004, HI-03/01/2007, IA-03/22/2004, ID-11/02/2005, IL-08/13/2004, IN-04/11/2007, KS-01/11/2010, KY-05/25/2004, LA-04/10/2007, MA-01/11/2010, MD-03/16/2004, ME-01/11/2010, MI-03/16/2004, MN-01/11/2010, MO-04/23/2004, MS-01/11/2010, MT-01/11/2010, NC-04/23/2004, ND-01/11/2010, NE-05/02/2008, NH-01/11/2010, NJ-02/03/2004, NM-01/11/2010, NV-03/16/2004, NY-03/16/2004, OH-04/23/2004, OK-04/11/2007, OR-01/11/2010, PA-01/28/2004, RI-01/11/2010, SC-04/11/2007, SD-03/17/2004, TN-04/30/2004, TX-01/14/2005, UT-01/11/2010, VA-03/16/2004, VI-01/11/2010, VT-01/11/2010, WA-09/18/2009, WI-01/14/2005, WV-01/11/2010, WY-07/18/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
MARKET TIMING

OTHER ACTIVITIES

BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV