MONEY CONCEPTS ADVISORY SERVICE
Latest filing: Mar 20, 2025 (228 days ago)
AUM
$3,328,625,395
15% change vs. 1 year ago
7% change vs. 3 years ago
19% change vs. 5 years ago
246% change vs. 10 years ago
Employee Count
431
6% change vs. 1 year ago
-17% change vs. 3 years ago
-20% change vs. 5 years ago
-17% change vs. 10 years ago
Main Office
PALM BEACH GARDENS, VI
11440 JOG ROAD, PALM BEACH GARDENS, VI, UNITED STATES, 33418
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.0 |
| Non-Discretionary | $1.3 |
| Total | $3.3 |
| Client | AUM |
|---|---|
| Retail | $3.3 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $3.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 14,243 | $2.4 |
| Average Individual AUM | $171,718 | |
| HNW | 430 | $0.8 |
| Average HNW AUM | $1,907,672 | |
| Retail Total | 14,673 | $3.3 |
| Average Retail AUM | $222,591 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $2.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.3 |
| Retail SMA AUM | $3.3 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GWN SECURITIES INC. | $3.7 | broker-dealer | 128929 |
| WIN ADVISORS, INC | $0.2 | 300351 | |
| MONEY CONCEPTS INTERNATIONAL | $0.0 | - | |
| ABACUS INVESTMENTS, INC. | $0.0 | broker-dealer | 35127 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER |
| PERLOW, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS |
| PORTER, WILLIAM ALLEN | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT |
| PARKER, KENNY RAY | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS |
ADVDB.CO • SOURCE: SEC
Representatives
409 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CARRIE ERITANO | PALM BEACH GARDENS | FL | S63|2006-10-31|S65|2011-08-23 | ||||||
| PATRICK EDWARDS | PALM BEACH GARDENS | FL | S66|2010-12-23 | PERSONAL FINANCIAL SPECIALIST | |||||
| RANDALL BEER | PALM BEACH GARDENS | FL | S63|1998-09-11 | ||||||
| DANIELLE TRAYLOR | PALM BEACH GARDENS | FL | S63|1997-10-02|S65|2006-09-29 | ||||||
| WESLEY SYKES | PALM BEACH GARDENS | FL | S63|1984-07-10 | ||||||
| KENNY PARKER | PALM BEACH GARDENS | FL | S63|1985-06-20 | ||||||
| MATTHEW APODACA | PALM BEACH GARDENS | FL | S66|2009-10-16 | ||||||
| ANTHONY MUSCARELLA | PALM BEACH GARDENS | FL | S66|1998-04-01 | ||||||
| CHRISTOPHER PASSERO | PALM BEACH GARDENS | FL | S63|1994-10-05 | ||||||
| TAC MILNE | PALM BEACH GARDENS | FL | S63|1983-12-12 | CERTIFIED FINANCIAL PLANNER | |||||
| ELLA WEYMON | PALM BEACH GARDENS | FL | S63|1995-03-07|S65|2011-02-01 | ||||||
| THOMAS HAARMANN | PALM BEACH GARDENS | FL | S66|2000-08-23 | ||||||
| SHANNON BRITT | PALM BEACH GARDENS | FL | S65|2019-11-12 | ||||||
| JONATHAN WOOTEN | PALM BEACH GARDENS | FL | S63|1994-08-04 | ||||||
| MICHAEL CARTER | PALM BEACH GARDENS | FL | S63|1987-11-20|S65|1999-06-22 | CERTIFIED FINANCIAL PLANNER | |||||
| ISAAC DAYLEY | PALM BEACH GARDENS | FL | S63|2018-05-15|S65|2017-03-13 | ||||||
| JEFFREY BAKER | PALM BEACH GARDENS | FL | S63|1985-11-26|S65|1995-01-17 | ||||||
| JASON GROSSE | PALM BEACH GARDENS | FL | S63|2015-05-29|S65|2016-09-28 | ||||||
| KELLY VESSELS | PALM BEACH GARDENS | FL | S66|2017-08-18 | ||||||
| BRETT BEIMERS | PALM BEACH GARDENS | FL | S63|2021-04-16|S65|2020-09-23 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $3.3 | $0.0 | 0% | 431 | 0 | 0% |
| 2025-04-21 | $3.3 | $0.0 | 0% | 431 | 0 | 0% |
| 2024-04-02 | $2.9 | $0.4 | 15% | 407 | 24 | 6% |
| 2023-04-04 | $2.6 | $0.7 | 26% | 429 | 2 | 0% |
| 2022-04-01 | $3.1 | $0.2 | 7% | 519 | -88 | -17% |
| 2021-04-05 | $3.3 | $0.0 | 1% | 533 | -102 | -19% |
| 2020-04-01 | $2.8 | $0.5 | 19% | 538 | -107 | -20% |
| 2019-04-01 | $2.2 | $1.1 | 52% | 545 | -114 | -21% |
| 2018-04-02 | $2.0 | $1.3 | 65% | 537 | -106 | -20% |
| 2017-04-01 | $1.4 | $1.9 | 135% | 510 | -79 | -15% |
| 2016-04-01 | $1.2 | $2.1 | 182% | 524 | -93 | -18% |
| 2015-04-01 | $1.0 | $2.4 | 246% | 519 | -88 | -17% |
| 2014-04-01 | $1.0 | $2.4 | 248% | 575 | -144 | -25% |
| 2013-04-01 | $0.8 | $2.5 | 294% | 575 | -144 | -25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VI-10/28/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV