HILTON CAPITAL MANAGEMENT, LLC

Latest filing: Mar 29, 2025 (109 days ago)
View on IAPD
Adviser Website

AUM

$2,931,323,336
22% change vs. 1 year ago
20% change vs. 3 years ago
39% change vs. 5 years ago
361% change vs. 10 years ago

Employee Count

27
12% change vs. 1 year ago
35% change vs. 3 years ago
80% change vs. 5 years ago
108% change vs. 10 years ago

Main Office

GARDEN CITY, NY
1010 FRANKLIN AVENUE, GARDEN CITY, NY, UNITED STATES, 11530

Client AUM

Discretion AUM
Discretionary $1.3
Non-Discretionary $1.6
Total $2.9
Client AUM
Retail $0.6
Pooled $0.2
Institutional $2.1
Total $2.9
Retail Accounts AUM
Individual 1,272 $0.3
Average Individual AUM $205,821
HNW 215 $0.3
Average HNW AUM $1,528,352
Retail Total 1,487 $0.6
Average Retail AUM $397,041

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NORTHERN TRUST SECURITIES, INC. CHICAGO-IL-USA $0.6
TD AMERITRADE, INC. OMAHA-NE-USA $0.2
PERSHING LLC JERSEY CITY-NJ-USA $0.2
WELLS FARGO CLEARING SERVICES, LLC ST. LOUIS-MO-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $2.7
Retail SMA AUM $0.6
Institutional SMA AUM $2.1
Asset Class % AUM
Equity Exch 40% $1.1
Equity Non-Exch 0% $0.0
Govt Agency 22% $0.6
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 11% $0.3
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 2% $0.1
Other 24% $0.6
Total 99% $2.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
RAFFERTY ASSET MANAGEMENT, LLC $47.1 112526

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
MARTENS, BARBARA, LAUDISI CHIEF OPERATING OFFICER
GARVEY, WILLIAM, JAMES CO- CHIEF INVESTMENT OFFICER
O'NEILL, CHRISTOPHER, CRAIG PRESIDENT & CEO
OXENHAM, ALEXANDER, DAVID CO-CIO
HAY, KATHLEEN, RAFFERTY MEMBER
CIPOLLA, JOSEPH, PAUL OFFICER
REILLY, TIMOTHY, WILLIAM PRESIDENT
FRIEDLER, LANCE, SCOTT CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

9 active representatives found

Name City State Exams Designations
THOMAS MAHER GARDEN CITY NY S66|2005-09-22
KEVIN MCCARTHY GARDEN CITY NY S63|2002-09-21|S65|1998-03-26
BARBARA MARTENS GARDEN CITY NY S66|1999-11-09
CHRISTOPHER O'NEILL GARDEN CITY NY S63|2005-02-25
HUGH ANSTY GARDEN CITY NY S63|1994-11-21|S65|1996-04-23
TIMOTHY REILLY GARDEN CITY NY S63|1994-12-14
PATRICK CARROLL GARDEN CITY NY S63|1993-08-31|S65|2014-01-16
ALEXANDER OXENHAM GARDEN CITY NY CHARTERED FINANCIAL ANALYST
WILLIAM GARVEY GARDEN CITY NY S63|1993-05-06|S65|1996-10-03

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $2.9 $0.0 0% 27 0 0%
2025-04-21 $2.9 $0.0 0% 27 0 0%
2024-04-02 $2.4 $0.5 22% 24 3 12%
2023-04-04 $2.3 $0.6 27% 25 2 8%
2022-04-01 $2.4 $0.5 20% 20 7 35%
2021-04-05 $1.9 $1.0 55% 17 10 59%
2020-04-01 $2.1 $0.8 39% 15 12 80%
2019-04-01 $1.6 $1.4 88% 15 12 80%
2018-04-02 $1.3 $1.7 130% 15 12 80%
2017-04-01 $1.0 $1.9 196% 12 15 125%
2016-04-01 $0.8 $2.2 289% 12 15 125%
2015-04-01 $0.6 $2.3 361% 13 14 108%
2014-04-01 $0.6 $2.3 397% 11 16 145%
2013-04-01 $0.4 $2.5 569% 7 20 286%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-03/30/2020, AL-06/20/2019, AZ-06/20/2019, CA-01/09/2019, CO-06/20/2019, CT-03/30/2020, FL-03/30/2004, GA-06/20/2019, IA-03/30/2020, ID-03/30/2020, IL-04/23/2020, IN-03/30/2020, MI-06/20/2019, MN-03/30/2020, MS-03/30/2020, NC-03/30/2020, NJ-01/14/2019, NM-06/20/2019, NV-03/30/2011, NY-01/09/2019, OH-03/30/2020, OR-03/30/2020, SC-03/30/2020, SD-03/30/2020, TN-06/20/2019, TX-06/20/2019, UT-06/20/2019, VA-03/30/2020, WA-06/20/2019, WI-03/30/2020
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV