RAFFERTY ASSET MANAGEMENT, LLC
Latest filing: Feb 19, 2025 (147 days ago)
AUM
$47,076,254,479
23% change vs. 1 year ago
52% change vs. 3 years ago
217% change vs. 5 years ago
424% change vs. 10 years ago
Employee Count
43
16% change vs. 1 year ago
43% change vs. 3 years ago
10% change vs. 5 years ago
-14% change vs. 10 years ago
Main Office
NEW YORK, NY
1301 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10019
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $47.1 |
| Non-Discretionary | $0.0 |
| Total | $47.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $47.1 |
| Institutional | $0.0 |
| Total | $47.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HILTON CAPITAL MANAGEMENT, LLC | $2.9 | 116357 | |
| HOWARD CAPITAL MANAGEMENT, INC. | $0.0 | 106951 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| O'NEILL, DANIEL, DILLON | MEMBER, MEMBER |
| RAFFERTY, MICHAEL, LAWRENCE | OFFICER AND TRUSTEE |
| RUDNICK, PATRICK, JAMES | CHIEF FINANCIAL OFFICER |
| BRICKL, ANGELA, MARY | PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL |
| HAY, KATHLEEN, RAFFERTY | OFFICER AND TRUSTEE |
| CIPOLLA, JOSEPH, PAUL | OFFICER |
| STELMACHOWSKI, STEVEN, GREGORY | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $47.1 | $0.0 | 0% | 43 | 0 | 0% |
| 2025-04-21 | $47.1 | $0.0 | 0% | 43 | 0 | 0% |
| 2024-04-02 | $38.3 | $8.8 | 23% | 37 | 6 | 16% |
| 2023-04-04 | $23.1 | $23.9 | 104% | 35 | 8 | 23% |
| 2022-04-01 | $31.0 | $16.1 | 52% | 30 | 13 | 43% |
| 2021-04-05 | $19.6 | $27.5 | 141% | 30 | 13 | 43% |
| 2020-04-01 | $14.8 | $32.2 | 217% | 39 | 4 | 10% |
| 2019-04-01 | $11.5 | $35.5 | 308% | 39 | 4 | 10% |
| 2018-04-02 | $13.3 | $33.8 | 255% | 37 | 6 | 16% |
| 2017-04-01 | $11.2 | $35.9 | 320% | 35 | 8 | 23% |
| 2016-04-01 | $9.3 | $37.8 | 408% | 35 | 8 | 23% |
| 2015-04-01 | $9.0 | $38.1 | 424% | 50 | -7 | -14% |
| 2014-04-01 | $7.4 | $39.7 | 540% | 47 | -4 | -9% |
| 2013-04-01 | $6.8 | $40.3 | 593% | 39 | 4 | 10% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, DE-06/15/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV