AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $128.4 |
| Non-Discretionary | $0.0 |
| Total | $128.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $61.2 |
| Institutional | $67.2 |
| Total | $128.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED | HONG KONG--HKG | $47.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $67.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $67.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $11.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.7 |
| Municipal | 0% | $0.0 |
| Sovereign | 5% | $3.4 |
| IG Credit | 48% | $32.2 |
| HY Credit | 21% | $14.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 6% | $4.0 |
| Cash | 2% | $1.3 |
| Other | 6% | $4.0 |
| Total | 106% | $71.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | $210.3 | 154700 | |
| HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | $130.5 | 105686 | |
| HSBC INVESTMENT FUNS (LUXEMBOURG) SA | $0.0 | - | |
| HSBC ALTERNATIVE INVESTMENTS LIMITED | $0.0 | 172486 | |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | $0.0 | - | |
| HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | $0.0 | 324468 | |
| HSBC GLOBAL ASSET MANAGEMENT HOLDINGS (BAHAMAS) LIMITED | $0.0 | trust company | - |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | $0.0 | - | |
| HSBC JINTRUST FUND MANAGEMENT COMPANY LIMITED | $0.0 | - | |
| HSBC ASSET MANAGEMENT (JAPAN) LIMITED | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED | $0.0 | 161641 | |
| HSBC GLOBAL ASSET MANAGEMENT (TAIWAN) LIMITED | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| TAM, STEPHEN, CHUN PONG | DIRECTOR |
| HO, WAI FUN | DIRECTOR/CHIEF EXECUTIVE OFFICER ASIA PACIFIC |
| YEUNG, PAN LANG | CHIEF COMPLIANCE OFFICER |
| MOREAU, NICOLAS JEAN MARIE DENIS | DIRECTOR/CEO GLOBAL ASSET MANAGEMENT |
| TO, KOK WING | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $128.4 | $0.0 | 0% | 297 | 0 | 0% |
| 2025-04-21 | $128.4 | $0.0 | 0% | 297 | 0 | 0% |
| 2024-04-02 | $87.6 | $40.8 | 47% | 276 | 21 | 8% |
| 2023-04-04 | $99.0 | $29.3 | 30% | 265 | 32 | 12% |
| 2022-04-01 | $108.9 | $19.4 | 18% | 252 | 45 | 18% |
| 2021-04-05 | $92.3 | $36.1 | 39% | 234 | 63 | 27% |
| 2020-04-01 | $74.7 | $53.6 | 72% | 232 | 65 | 28% |
| 2019-04-01 | $74.7 | $53.6 | 72% | 232 | 65 | 28% |
| 2018-04-02 | $80.8 | $47.5 | 59% | 229 | 68 | 30% |
| 2017-04-01 | $67.9 | $60.5 | 89% | 241 | 56 | 23% |
| 2016-04-01 | $63.4 | $65.0 | 102% | 227 | 70 | 31% |
| 2015-04-01 | $63.1 | $65.3 | 103% | 209 | 88 | 42% |
| 2014-04-01 | $60.3 | $68.1 | 113% | 199 | 98 | 49% |
| 2013-04-01 | $50.3 | $78.1 | 155% | 206 | 91 | 44% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV