AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $210.3 |
| Non-Discretionary | $0.0 |
| Total | $210.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $144.7 |
| Institutional | $65.6 |
| Total | $210.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $65.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $65.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 70% | $45.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.7 |
| IG Credit | 8% | $5.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 5% | $3.3 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 14% | $9.2 |
| Cash | 2% | $1.3 |
| Other | 0% | $0.0 |
| Total | 100% | $65.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | $130.5 | 105686 | |
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | $128.4 | 105193 | |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | $0.0 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED | $0.0 | 161641 | |
| HSBC GLOBAL ASSET MANAGEMENT (JAPAN) KK | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | $0.0 | 144324 | |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (MALTA) LIMITED | $0.0 | - | |
| HSBC INVESTMENT FUNDS (LUXEMBOURG) SA | $0.0 | - | |
| HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (BERMUDA) LIMITED | $0.0 | - | |
| HSBC GLOBAL ASSET MANAGEMENT (TAIWAN) LIMITED | $0.0 | 105870 | |
| HSBC UK BANK PLC | $0.0 | - | |
| HSBC BANK PLC | $0.0 | - | |
| HSBC ALTERNATIVE INVESTMENTS LIMITED | $0.0 | 172486 | |
| HSBC JINTRUST FUND MANAGEMENT COMPANY LTD | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| CORFIELD, ANTHONY, CHARLES | CHIEF OPERATING OFFICER |
| CORK, NATASHA | DIRECTOR & CHIEF RISK AND COMPLIANCE OFFICER |
| WHITE, STUART, KINGSLEY | DIRECTOR & CHIEF EXECUTIVE OFFICER |
| BEATER, JONATHAN | COMPANY SECRETARY |
| MUNRO, JOANNA, MARY | DIRECTOR |
| COLE, BERNICE | CHIEF LEGAL OFFICER |
| BANA, SAJEDA | CHIEF FINANCIAL OFFICER |
| CURRY, JONATHAN, IAIN | CHIEF INVESTMENT OFFICER |
| PARDI, MATTEO | CHAIRMAN |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $210.3 | $0.0 | 0% | 416 | 0 | 0% |
| 2025-04-21 | $210.3 | $0.0 | 0% | 416 | 0 | 0% |
| 2024-04-02 | $160.7 | $49.6 | 31% | 424 | -8 | -2% |
| 2023-04-04 | $119.2 | $91.1 | 76% | 392 | 24 | 6% |
| 2022-04-01 | $137.1 | $73.1 | 53% | 349 | 67 | 19% |
| 2021-04-05 | $114.7 | $95.5 | 83% | 353 | 63 | 18% |
| 2020-04-01 | $93.6 | $116.6 | 125% | 393 | 23 | 6% |
| 2019-04-01 | $70.6 | $139.7 | 198% | 389 | 27 | 7% |
| 2018-04-02 | $77.1 | $133.2 | 173% | 340 | 76 | 22% |
| 2017-04-01 | $83.3 | $126.9 | 152% | 353 | 63 | 18% |
| 2016-04-01 | $81.5 | $128.8 | 158% | 356 | 60 | 17% |
| 2015-04-01 | $0.1 | $210.2 | 227475% | 309 | 107 | 35% |
| 2014-04-01 | $100.5 | $109.7 | 109% | 315 | 101 | 32% |
| 2013-04-01 | $100.7 | $109.6 | 109% | 529 | -113 | -21% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV