AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $1.6 |
| Total | $2.1 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $1.8 |
| Total | $2.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 74 | $0.0 |
| Average Individual AUM | $239,893 | |
| HNW | 74 | $0.3 |
| Average HNW AUM | $4,117,772 | |
| Retail Total | 148 | $0.3 |
| Average Retail AUM | $2,178,832 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| VANGUARD MARKETING CORPORATION | MALVERN-PA-USA | $0.4 |
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.3 |
| PRINCIPAL SECURITIES, INC. | DES MOINES-IA-USA | $0.2 |
| EMPOWER FINANCIAL SERVICES, INC. | GREENWOOD VILLAGE-CO-USA | $0.2 |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $1.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 96% | $2.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | $143.4 | 172011 | |
| TAYLOR ADVISORS, INC. | $16.0 | 119300 | |
| TCG ADVISORY SERVICES, LLC | $9.0 | 307956 | |
| RPA FINANCIAL, LLC | $8.0 | 294105 | |
| MILLENNIUM ADVISORY SERVICES, INC. | $0.7 | 116057 | |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | $0.0 | broker-dealer | 150252 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JULIA RASELL | OMAHA | NE | S66|2024-03-06 | ||||||
| GARY SMITH | OMAHA | NE | S63|1987-11-25|S65|2015-04-28 | ||||||
| JEFFREY SHARP | OMAHA | NE | S63|1986-01-31|S65|1993-04-13 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| THOMAS VON RIESEN | OMAHA | NE | S63|1992-08-06 | CHARTERED FINANCIAL CONSULTANT | |||||
| JOSEF GHAUSSY | OMAHA | NE | S66|2019-04-04 | CERTIFIED FINANCIAL PLANNER | |||||
| AMY BROWN | OMAHA | NE | S66|2006-08-04 | ||||||
| PATRICK FAY | OMAHA | NE | S63|1998-07-07|S65|1999-09-16|S66|2009-02-18 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $2.1 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $2.1 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.6 | 37% | 8 | 1 | 12% |
| 2023-04-04 | $1.3 | $0.7 | 55% | 8 | 1 | 12% |
| 2022-04-01 | $1.3 | $0.8 | 58% | 7 | 2 | 29% |
| 2021-04-05 | $1.1 | $1.0 | 95% | 7 | 2 | 29% |
| 2020-04-01 | $0.9 | $1.2 | 143% | 8 | 1 | 12% |
| 2019-04-01 | $0.9 | $1.2 | 143% | 8 | 1 | 12% |
| 2018-04-02 | $0.9 | $1.2 | 131% | 7 | 2 | 29% |
| 2017-04-01 | $0.8 | $1.3 | 163% | 7 | 2 | 29% |
| 2016-04-01 | $0.6 | $1.5 | 274% | 7 | 2 | 29% |
| 2015-04-01 | $0.5 | $1.5 | 280% | 7 | 2 | 29% |
| 2014-04-01 | $0.4 | $1.7 | 467% | 7 | 2 | 29% |
| 2013-04-01 | $0.1 | $1.9 | 1451% | 7 | 2 | 29% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NE, CA-08/14/2020, CO-07/21/2022, IA-07/20/2012, IL-11/11/2023, MI-11/09/2022, ND-09/06/2024, NE-07/20/2012, NM-09/06/2024, PA-11/09/2022, SD-11/07/2013 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV