HUB INVESTMENT PARTNERS, LLC
Latest filing: Mar 27, 2025 (101 days ago)
AUM
$8,979,977,344
23% change vs. 1 year ago
111% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
144
188% change vs. 1 year ago
279% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
AUSTIN, TX
900 S. CAPITAL OF TX HIGHWAY, AUSTIN, TX, UNITED STATES, 78746
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.2 |
| Non-Discretionary | $2.8 |
| Total | $9.0 |
| Client | AUM |
|---|---|
| Retail | $4.9 |
| Pooled | $0.0 |
| Institutional | $4.1 |
| Total | $9.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3,471 | $1.2 |
| Average Individual AUM | $331,835 | |
| HNW | 772 | $3.7 |
| Average HNW AUM | $4,814,265 | |
| Retail Total | 4,243 | $4.9 |
| Average Retail AUM | $1,147,398 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.2 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $9.0 |
| Retail SMA AUM | $4.9 |
| Institutional SMA AUM | $4.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $1.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 11% | $1.0 |
| Municipal | 3% | $0.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $0.4 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 33% | $3.0 |
| Other Pools | 1% | $0.1 |
| Cash | 31% | $2.8 |
| Other | 0% | $0.0 |
| Total | 100% | $9.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | $143.4 | 172011 | |
| TAYLOR ADVISORS, INC. | $16.0 | 119300 | |
| RPA FINANCIAL, LLC | $8.0 | 294105 | |
| HUB INVESTMENT ADVISORS, INC | $2.1 | 164600 | |
| MILLENNIUM ADVISORY SERVICES, INC. | $0.7 | 116057 | |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | $0.0 | broker-dealer | 150252 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| HAUPTMANN, SCOTT, CHRISTOPHER | EXECUTIVE VICE PRESIDENT, PRESIDENT |
| SOKOLIC, ADAM | DIRECTOR |
| BIELIK, DENNIS, WALTER | EVP/ MANAGING DIRECTOR, DIRECTOR OF PRIVATE WEALTH |
| LEE, MARIANE, ASHLEY | CHIEF COMPLIANCE OFFICER |
| RODRIGUEZ-KIRK, MELISSA | COO |
ADVDB.CO • SOURCE: SEC
Representatives
43 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NICOLE ALBRECHT | AUSTIN | TX | S66|2007-06-15 | ||||||
| THOMAS DITZER | AUSTIN | TX | S63|2006-03-28|S65|2024-05-23 | ||||||
| MAEGAN VILLARREAL | AUSTIN | TX | S65|2023-11-30 | ||||||
| HARRISON MACDONALD | AUSTIN | TX | S65|2021-07-01 | ||||||
| CARRIE YATES | AUSTIN | TX | S63|2014-04-21|S66|2016-02-23 | ||||||
| JASON HESSLER | AUSTIN | TX | S66|2002-02-06 | CERTIFIED FINANCIAL PLANNER | |||||
| SARAH NADIRI | AUSTIN | TX | S63|2018-04-20|S65|2019-07-29 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN PESCE | AUSTIN | TX | S63|1993-10-08|S65|1995-01-19 | ||||||
| ALEXANDER GARCIA | AUSTIN | TX | S65|2017-05-04 | ||||||
| CHRISTOPHER JAMAIL | AUSTIN | TX | S63|2004-05-05 | CERTIFIED FINANCIAL PLANNER | |||||
| MARK ESSENFELD | AUSTIN | TX | S63|2002-08-13|S66|2002-10-22 | CERTIFIED FINANCIAL PLANNER | |||||
| MARQUES CORMIER | AUSTIN | TX | S63|2009-02-27|S66|2010-09-02 | ||||||
| LIONEL FULLER | AUSTIN | TX | S63|1993-09-21|S65|2004-09-01 | ||||||
| RYAN MAYER | AUSTIN | TX | S66|2015-09-22 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN CARNEY | AUSTIN | TX | S63|1999-05-13|S65|2004-09-07 | ||||||
| CHRISTOPHER LADUKE | AUSTIN | TX | S65|2023-11-15 | ||||||
| DENNIS BIELIK | AUSTIN | TX | S63|2012-01-10|S66|2012-05-22 | CERTIFIED FINANCIAL PLANNER | |||||
| SHERRY ECHART | AUSTIN | TX | S63|1999-07-14|S65|2019-08-26 | ||||||
| SIMON MISELIS | AUSTIN | TX | S65|2021-04-06 | ||||||
| ROBERT BRITTON | AUSTIN | TX | S66|2005-02-23 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $9.0 | $0.0 | 0% | 144 | 0 | 0% |
| 2025-04-21 | $9.0 | $0.0 | 0% | 144 | 0 | 0% |
| 2024-04-02 | $7.3 | $1.7 | 23% | 50 | 94 | 188% |
| 2023-04-04 | $5.8 | $3.2 | 56% | 38 | 106 | 279% |
| 2022-04-01 | $4.3 | $4.7 | 111% | 38 | 106 | 279% |
| 2021-04-05 | $4.6 | $4.4 | 95% | 118 | 26 | 22% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AK-06/11/2024, AL-01/04/2022, AR-01/04/2022, AZ-01/04/2022, CA-01/04/2022, CO-04/01/2020, CT-01/04/2022, DC-05/02/2022, DE-06/11/2024, FL-01/04/2022, GA-01/04/2022, IA-01/04/2022, ID-06/11/2024, IL-04/27/2020, IN-01/04/2022, KS-01/04/2022, KY-06/11/2024, LA-01/04/2022, MA-03/02/2022, MD-05/02/2022, ME-06/11/2024, MI-01/04/2022, MN-01/04/2022, MO-01/04/2022, MS-01/04/2022, MT-06/11/2024, NC-01/04/2022, ND-06/11/2024, NE-01/04/2022, NH-06/11/2024, NJ-06/11/2024, NM-01/04/2022, NV-01/04/2022, NY-01/04/2022, OH-01/04/2022, OK-01/04/2022, OR-01/04/2022, PA-01/04/2022, RI-06/11/2024, SC-06/11/2024, SD-01/04/2022, TN-01/04/2022, TX-01/04/2022, UT-06/11/2024, VA-01/04/2022, VI-06/11/2024, VT-01/04/2022, WA-01/04/2022, WI-06/11/2024, WV-06/11/2024, WY-06/11/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV