AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 22 | $0.0 |
| Average Individual AUM | $449,687 | |
| HNW | 106 | $0.2 |
| Average HNW AUM | $2,204,369 | |
| Retail Total | 128 | $0.2 |
| Average Retail AUM | $1,902,783 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN DIEGO-CA-USA | $0.1 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 28% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 11% | $0.0 |
| Municipal | 4% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 5% | $0.0 |
| Investment Companies | 36% | $0.1 |
| Other Pools | 4% | $0.0 |
| Cash | 11% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LIDO ADVISORS, LLC | $29.1 | 269866 | |
| ENTERPRISE TRUST & INVESTMENT COMPANY | $0.0 | trust company | - |
| LIDO CAP AND GAP GP, LLC | $0.0 | - | |
| LIDO UNCAPPED DIVERSIFIED GP, LLC | $0.0 | - | |
| ISRAEL DISCOUNT BANK OF NEW YORK | $0.0 | - | |
| ISRAEL DISCOUNT BANK LTD. | $0.0 | - | |
| LIDO PRIVATE FUNDS, LLC | $0.0 | - | |
| LIDO UNCAPPED GP, LLC | $0.0 | - | |
| LIDO UNCAPPED PLATINUM GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
| Name | Title |
|---|---|
| OZUR, JASON, JAY | BOARD CHAIRMAN AND MANAGER |
| STERN, KENNETH, AARON | DIRECTOR AND MANAGER |
| LEE, JASON, PANG FE | DIRECTOR AND MANAGER |
| MITCHELL, TINA, LOUISE | CHIEF COMPLIANCE OFFICER |
| BIRON, ZIV | DIRECTOR AND MANAGER |
| LOGATTO, JAMES, ROBERT | DIRECTOR AND MANAGER |
| KANAPATHIPILLAI, IYNKARAN | CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANA BOU-GOLDSMITH | NEW YORK | NY | S66|2007-09-24|S65|2023-10-23 | ||||||
| CARY LIEBERMAN | NEW YORK | NY | S63|1987-12-01|S65|2003-02-06 | ||||||
| NADAV SCHWARTZ | NEW YORK | NY | S63|2013-03-02|S65|2023-11-13 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.2 | 261% | 14 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 1 | 13 | 1300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-12/05/2022, FL-12/12/2022, NJ-06/25/2023, NY-12/05/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV