LIDO

Latest filing: Apr 09, 2025 (65 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$29,080,337,946

48% change vs. 1 year ago

163% change vs. 3 years ago

438% change vs. 5 years ago

0% change vs. 10 years ago

Employee Count

320

50% change vs. 1 year ago

169% change vs. 3 years ago

286% change vs. 5 years ago

0% change vs. 10 years ago

Main Office

LOS ANGELES, CA

1875 CENTURY PARK EAST, LOS ANGELES, CA, UNITED STATES, 90067

Client AUM

Discretion	AUM
Discretionary	$27.8
Non-Discretionary	$1.3
Total	$29.1

Client	AUM
Retail	$25.9
Pooled	$0.7
Institutional	$2.5
Total	$29.1

Retail	Accounts	AUM
Individual	1,792	$0.6
Average Individual AUM		$335,572
HNW	9,923	$25.3
Average HNW AUM		$2,550,437
Retail Total	11,715	$25.9
Average Retail AUM		$2,211,638

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
FIDELITY BROKERAGE SERVICES LLC	SMITHFIELD-RI-USA	$9.5
CHARLES SCHWAB & CO., INC.	SAN DIEGO-CA-USA	$3.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$28.4
Retail SMA AUM	$25.9
Institutional SMA AUM	$2.5

Asset Class	%	AUM
Equity Exch	26%	$7.4
Equity Non-Exch	0%	$0.0
Govt Agency	3%	$0.9
Municipal	3%	$0.9
Sovereign	0%	$0.0
IG Credit	2%	$0.6
HY Credit	0%	$0.0
Derivatives	3%	$0.9
Investment Companies	39%	$11.1
Other Pools	14%	$4.0
Cash	8%	$2.3
Other	2%	$0.6
Total	100%	$28.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
OAKHURST CAPITAL ADVISORS, LLC	$0.9		311802
IDB LIDO WEALTH, LLC	$0.3		322488
LIDO UNCAPPED DIVERSIFIED GP, LLC	$0.0		-
LIDO UNCAPPED PLATINUM GP, LLC	$0.0		-
LIDO POWERLIFT GP, LLC	$0.0		-
LIDO UNCAPPED GP, LLC	$0.0		-
LIDO INTERNATIONAL PARTNERS, LTD	$0.0		-
LIDO TAX, LLC	$0.0	accountancy	-
COLORADO FINANCIAL MANAGEMENT, LLC	$0.0		113216
LIDO ADVISORS COLOSSUS MASTER FUND GP, LLC	$0.0		-
LIDO CAP AND GAP GP, LLC	$0.0		-
LIDO PRIVATE FUNDS, LLC	$0.0		-
ENTERPRISE TRUST & INVESTMENT COMPANY	$0.0	trust company	-
LIDO ADVISORS COLOSSUS TIGER GLOBAL FEEDER FUND I GP, LLC	$0.0		-
LIDO UNCAPPED QUARTERLY GP, LLC	$0.0		-
LIDO UNCAPPED 2025 QUARTERLY GP, LLC	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name	Title
OZUR, JASON, JAY IAPD Broker	SENIOR MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER
LEE, JASON, PANG FE IAPD Broker	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER
STERN, KENNETH, AARON IAPD Broker	SENIOR MANAGING DIRECTOR & PRESIDENT
BROWNE, ALEXANDRA, MARIE IAPD Broker	SENIOR MANAGING DIRECTOR & CHIEF DEVELOPMENT OFFICER
BEATTIE, STACY, LYNN IAPD Broker	CHIEF OPERATING OFFICER
KUSHNER, GREGORY, PAUL IAPD Broker	SENIOR MANAGING DIRECTOR & CHAIRMAN

ADVDB.CO • SOURCE: SEC

Representatives

151 active representatives found, showing 20 random

Name	City	State	Exams	Designations
WILLIAM SNIDER	LOS ANGELES	CA	S63\|2000-02-23\|S65\|2010-04-26\|S66\|2003-03-12
JEREMIAH JAMES	LOS ANGELES	CA	S65\|2023-04-18
BRIAN BLACKWELL	LOS ANGELES	CA	S66\|2007-10-08	CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL CONSULTANT
SHAWN MORAN	LOS ANGELES	CA	S65\|2015-08-26
DANA SIKORA	LOS ANGELES	CA	S65\|2024-03-11
CLAYTON WESTOVER	LOS ANGELES	CA	S65\|2020-08-11	CERTIFIED FINANCIAL PLANNER
TROY JONES	LOS ANGELES	CA		CHARTERED FINANCIAL ANALYST
CARLOS ARROYO GOVEA	LOS ANGELES	CA	S66\|2024-01-10
COLLEEN KELLY	LOS ANGELES	CA	S66\|2015-11-03
MICHAEL DAVIS	LOS ANGELES	CA		CERTIFIED FINANCIAL PLANNER
RAMSEY ANDRIJEVICH	LOS ANGELES	CA	S65\|2020-06-04	CERTIFIED FINANCIAL PLANNER
CODY AMBROGI	LOS ANGELES	CA	S65\|2022-09-06
JACK KIRBY	LOS ANGELES	CA	S65\|2021-02-26
DANIEL REARDON	LOS ANGELES	CA	S65\|2022-11-16
JORDAN KUNZ	LOS ANGELES	CA		CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL ANALYST
JACK BERGON	LOS ANGELES	CA	S65\|2024-02-01
JEFFREY WESTHEIMER	LOS ANGELES	CA	S66\|2008-02-08
ROBERTO PAREDES	LOS ANGELES	CA	S63\|1993-08-19\|S65\|1998-09-15
JONATHAN TERAN	LOS ANGELES	CA	S63\|1999-01-07\|S66\|2001-11-28	CERTIFIED FINANCIAL PLANNER
PAUL ANELLO	LOS ANGELES	CA	S63\|2005-03-03\|S65\|2005-11-08

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-05-02	$29.1	$0.0	0%	320	0	0%
2025-04-21	$29.1	$0.0	0%	320	0	0%
2024-04-02	$19.7	$9.4	48%	214	106	50%
2023-04-04	$13.1	$16.0	122%	191	129	68%
2022-04-01	$11.1	$18.0	163%	119	201	169%
2021-04-05	$7.7	$21.4	278%	83	237	286%
2020-04-01	$5.4	$23.7	438%	83	237	286%
2019-04-01	$4.1	$25.0	612%	61	259	425%
2018-04-02	$2.8	$26.3	949%	36	284	789%
2017-04-01	$1.7	$27.4	1585%	36	284	789%
2016-04-01	$1.3	$27.7	2067%	28	292	1043%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

CA, AK-03/28/2024, AL-07/01/2015, AR-03/28/2024, AZ-07/01/2015, CA-07/01/2015, CO-07/01/2015, CT-09/26/2018, DC-06/03/2019, DE-01/04/2019, FL-07/01/2015, GA-05/25/2017, HI-12/07/2020, IA-01/04/2019, ID-01/04/2019, IL-01/22/2016, IN-01/04/2019, KS-01/04/2019, KY-01/04/2019, LA-07/01/2015, MA-01/04/2019, MD-01/04/2019, ME-03/28/2024, MI-04/04/2018, MN-04/04/2018, MO-01/04/2019, MS-01/04/2019, MT-12/07/2020, NC-01/04/2019, ND-03/28/2024, NE-03/31/2022, NH-01/04/2019, NJ-05/04/2016, NM-01/04/2019, NV-07/01/2015, NY-07/01/2015, OH-01/04/2019, OK-03/28/2024, OR-03/30/2017, PA-09/26/2018, PR-01/04/2019, RI-03/28/2024, SC-05/26/2020, SD-01/04/2019, TN-07/01/2015, TX-07/01/2015, UT-08/09/2018, VA-03/30/2017, VI-03/28/2024, VT-09/09/2022, WA-03/31/2016, WI-01/04/2019, WV-03/28/2024, WY-01/04/2019

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV