AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.0 |
| Total | $0.9 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.2 |
| Institutional | $0.4 |
| Total | $0.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 38 | $0.0 |
| Average Individual AUM | $388,202 | |
| HNW | 334 | $0.3 |
| Average HNW AUM | $832,064 | |
| Retail Total | 372 | $0.3 |
| Average Retail AUM | $786,723 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.2 |
| FIRST HAWAIIAN BANK | HONOLULU-HI-USA | $0.1 |
| CENTRAL PACIFIC BANK | HONOLULU-HI-USA | $0.1 |
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.1 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 18% | $0.1 |
| Municipal | 3% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 42% | $0.3 |
| HY Credit | 8% | $0.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 25% | $0.2 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LIDO ADVISORS, LLC | $29.1 | 269866 | |
| F/M INVESTMENTS LLC | $16.9 | 304405 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.9 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.9 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.1 | 14% | 4 | 0 | 0% |
| 2023-04-04 | $0.7 | $0.1 | 16% | 5 | -1 | -20% |
| 2022-04-01 | $0.8 | $0.1 | 13% | 5 | -1 | -20% |
| 2021-04-05 | $0.8 | $0.1 | 12% | 6 | -2 | -33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| DC, CA-01/13/2021, DC-01/13/2021, HI-03/08/2021, NH-03/25/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV